List of FINRA Members Firms (Continued) | Florida Stockbroker Fraud Lawyer

List of FINRA Members Firms (Continued)

If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.

The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

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UU S PARTICIPATIONS LTD.

3909 HARTZDALE DRIVE, SUITE 901, CAMP HILL, PA 17011

U. S. BOSTON CAPITAL CORPORATION

LINCOLN NORTH, LINCOLN, MA 01773
Mailing Address: 55 OLD BEDFORD ROAD, SUITE 202, LINCOLN, MA 01773

U.S. BANCORP INVESTMENTS, INC.

60 LIVINGSTON AVENUE, EP-MN-WN3C, SAINT PAUL, MN 55107
Mailing Address: ONE U.S. BANK PLAZA, 7TH & WASHINGTON STREETS, SAINT LOUIS, MO 63101

U.S. BROKERAGE, INC.

673 MOHAWK ST., SUITE 200, COLUMBUS, OH 43206

U.S. FINANCIAL INVESTMENTS, INC.

90 BROAD STREET, 17TH FLOOR, NEW YORK, NY 10004

U.S. GLOBAL BROKERAGE, INC.

7900 CALLAGHAN ROAD, SAN ANTONIO, TX 78229

U.S. INVESTORS, INC.

515 KING STREET, SUITE 310, ALEXANDRIA, VA 22314

U.S. RE SECURITIES, LLC

ONE BLUE HILL PLAZA, 3RD FLOOR, PEARL RIVER, NY 10965
Mailing Address: ONE BLUE HILL PLAZA, P.O. BOX 1574, PEARL RIVER, NY 10965-1574

U.S. SECURITIES, INTL. CORP.

120 BROADWAY, SUITE 1017, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

U.S. SELECT SECURITIES LLC

1455 FIRST STREET, SUITE 303, NAPA, CA 94559

U.S. STERLING SECURITIES, INC.

1393 VETERANS MEMORIAL HIGHWAY UNIT 412N, HAUPPAUGE, NY 11788

UBS FINANCIAL SERVICES INC.

1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086
Mailing Address: 1000 HARBOR BLVD, 8TH FL, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

250 MUNOZ RIVERA AVENUE, HATO REY, PR 00918
Mailing Address: 1000 HARBOR BLVD, 8TH FLOOR, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086

UBS FUND SERVICES (USA) LLC

242 TRUMBULL STREET, HARTFORD, CT 06103-1212

UBS GLOBAL ASSET MANAGEMENT (US) INC.

1285 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10019

UBS SECURITIES LLC

677 WASHINGTON BOULEVARD, STAMFORD, CT 06901
Mailing Address: 201 TRESSER BLVD, ONE STAMFORD FORUM-2ND FLOOR, STAMFORD, CT 06901

UHLMANN PRICE SECURITIES, LLC

141 W. JACKSON BLVD. STE.1340A, CHICAGO, IL 60604-0000

ULLICO INVESTMENT COMPANY, INC.

1625 EYE STREET, NW, WASHINGTON, DC 20006

ULTIMUS FUND DISTRIBUTORS, LLC

225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH 45246

ULTRALAT CAPITAL MARKETS, INC.

801 BRICKELL AVENUE, SUITE 1020, MIAMI, FL 33131
Mailing Address: 801 BRICKELL AVENUE, MIAMI, FL 33131

UMB DISTRIBUTION SERVICES, LLC

803 W. MICHIGAN STREET, SUITE A, MILWAUKEE, WI 53233

UMB FINANCIAL SERVICES, INC.

1010 GRAND AVENUE, KANSAS CITY, MO 64106

UMPQUA INVESTMENTS, INC.

200 SW MARKET ST., SUITE 1900, PORTLAND, OR 97201

UMTB SECURITIES INC.

630 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10111

UNDERHILL SECURITIES CORP.

4045 SOUTH SPENCER STREET, SUITE 108, LAS VEGAS, NV 89119

UNICREDIT CAPITAL MARKETS, INC

15O EAST 42ND STREET, NEW YORK, NY 10017-4679
Mailing Address: 150 EAST 42ND STREET, NEW YORK, NY 10017-4679

UNIFIED FINANCIAL SECURITIES, INC.

2960 N. MERIDIAN STREET, SUITE 300, INDIANAPOLIS, IN 46208

UNION CAPITAL COMPANY

4400 E. BROADWAY, SUITE 512, TUCSON, AZ 85711

UNION SQUARE ADVISORS LLC

TWO EMBARCADERO CENTER, SUITE 1330, SAN FRANCISCO, CA 94111
Mailing Address: TWO EMBARCADERO CENTER, SUITE 1330, SAN FRANCISCO, CA 94111

UNIONBANC INVESTMENT SERVICES, LLC

445 S. FIGUEROA STREET, 2ND FLOOR, LOS ANGELES, CA 90071

UNITED AMERICAN SECURITIES, INC.

441 LEXINGTON AVENUE SUITE 1220, NEW YORK, NY 10017

UNITED BROKERAGE SERVICES, INC

514 MARKET STREET, PARKERSBURG, WV 26101
Mailing Address: P. O. BOX 1508, PARKERSBURG, WV 26102-1508

UNITED CAPITAL MARKETS, INC.

240 CRANDON BLVD., SUITE 167, KEY BISCAYNE, FL 33149

UNITED EQUITY SECURITIES, LLC

10700 RICHMOND AVENUE, SUITE 252, HOUSTON, TX 77042

UNITED FINANCIAL GROUP, LTD

666 OLD COUNTRY ROAD STE 104, GARDEN CITY, NY 11530

UNITED GLOBAL SECURITIES, INC.

12950 DAIRY ASHFORD RD, SUGAR LAND, TX 77478-3102

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

7333 E. DOUBLETREE RANCH ROAD #120, SCOTTSDALE, AZ 85258-2023
Mailing Address: P.O. BOX 5750, SCOTTSDALE, AZ 85261-5750

UNITED SECURITY CORPORATION

4400 BISCAYNE BLVD, SUITE 950, MIAMI, FL 33137
Mailing Address: 4400 BISCAYNE BLVD., MIAMI, FL 33137

UNIVERSAL FINANCIAL SERVICES INC.

METRO OFFICE PARK, STREET #1, LOT #10, GUAYNABO, PR 00921

UNIVEST INVESTMENTS, INC.

14 N. MAIN STREET, P.O. BOX 64197, SOUDERTON, PA 18964
Mailing Address: 14 N. MAIN STREET, ATTN: ANNETTE KNIBBS, SOUDERTON, PA 18964

UNIVEST SECURITIES, INC. DBA UNIVERSAL FINANCIAL GROUP

330 WEST 38TH STREET, SUITE 238, NEW YORK, NY 10018

UNX LLC

175 E. OLIVE AVENUE, SUITE 200, BURBANK, CA 91502

UOB GLOBAL EQUITY SALES LLC

592 FIFTH AVENUE, SUITE 602, NEW YORK, NY 10036

UOB KAY HIAN (U.S.) INC.

592 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10036

UPDATA SECURITIES, INC.

379 THORNALL STREET, 10TH FLOOR, EDISON, NJ 08837

UPROMISE INVESTMENTS, INC.

95 WELLS AVENUE, SUITE 160, NEWTON, MA 02459

UPRR SECURITIES, LLC

450 SEVENTH AVENUE, SUITE 1300, NEW YORK, NY 10123

US ARMA PARTNERS LP

FOUR PALO ALTO SQUARE, SUITE 100, 3000 EL CAMINO REAL, PALO ALTO, CA 94306

USA ADVANCED PLANNERS INC.

50 LOUIS STREET NW, SUITE 400, GRAND RAPIDS, MI 49503

USA FINANCIAL SECURITIES CORPORATION

6020 EAST FULTON, ADA, MI 49301

USAA FINANCIAL ADVISORS, INC.

9800 FREDERICKSBURG RD., SAN ANTONIO, TX 78288-0227

USAA INVESTMENT MANAGEMENT COMPANY

9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288-0227

USCVG, INC.

20 NEWPORT PKY, SUITE 1607, JERSEY CITY, NJ 07310

USI SECURITIES, INC.

95 GLASTONBURY BLVD., GLASTONBURY, CT 06033
Mailing Address: PO BOX 6505, 95 GLASTONBURY BLVD., GLASTONBURY, CT 06033

USP SECURITIES CORPORATION

15305 DALLAS PARKWAY, SUITE 1600, ADDISON, TX 75001

USRP EQUITIES, LLC

99 WOOD AVENUE SOUTH, ISELIN, NJ 08830
Mailing Address: 99 WOOD AVENUE SOUTH, ISELIN, NJ 08830

UTC FINANCIAL SERVICES USA, INC.

C/O TRINIDAD AND TOBAGO UNIT TRUST CORPORATION, UTC FINANCIAL CENTRE, 82 INDEPENDENCE SQUARE, PORT OF SPAIN, 00000 TRINIDAD
Mailing Address: C/O TRINIDAD AND TOBAGO UNIT TRUST CORPORATION, 40-40A GREEN STREET; ATTN: LAURA ALLEYNE, ARIMA, 00000 TRINIDAD

UVEST FINANCIAL SERVICES GROUP, INC.

5 COLISEUM CENTRE, 2810 COLISUEUM CENTRE DRIVE, CHARLOTTE, NC 28217
Mailing Address: 9875 TOWNE CENTRE DR, SAN DIEGO, CA 92123

UW INVESTMENT SERVICES

700 17TH STREET, SUITE 700, DENVER, CO 80202
Mailing Address: 700 17TH STREET, DENVER, CO 80202

VV. M. MANNING & CO., INC.

211 E WASHINGTON ST SUITE B, GREENVILLE, SC 29601-2835
Mailing Address: P.O. BOX 10389, GREENVILLE, SC 29603

VAIL SECURITIES INVESTMENT, INC.

232 WEST MEADOW DRIVE, VAIL, CO 81657-5079

VALDES & MORENO, INC.

1600 GENESSEE STREET, SUITE 630, KANSAS CITY, MO 64102

VALIC FINANCIAL ADVISORS, INC.

2929 ALLEN PARKWAY, HOUSTON, TX 77019-2158
Mailing Address: P.O. BOX 3206, HOUSTON, TX 77253-3206

VALLEY FORGE ASSET MANAGEMENT CORP.

150 S. WARNER ROAD, SUITE 200, KING OF PRUSSIA, PA 19406
Mailing Address: P.O. BOX 960, VALLEY FORGE, PA 19482

VALLEY NATIONAL INVESTMENTS, INC.

1605 VALLEY CENTER PARKWAY, SUITE 160, BETHLEHEM, PA 18017

VALMARK SECURITIES, INC.

130 SPRINGSIDE DRIVE, SUITE 300, AKRON, OH 44333-2431

VALOR FINANCIAL SECURITIES LLC

521 WEST CENTRAL AVENUE, WINTER HAVEN, FL 33880

VALORES FINAMEX INTERNATIONAL, INC.

PASEO DE LA REFORMA #255 PISO 4, COLONIA CUAUHTEMOC, MEXICO CITY, 06500 MEXICO

VALTUS CAPITAL GROUP, LLC

3930 HOWARD HUGHES PARKWAY, SUITE 360, LAS VEGAS, NV 89169
Mailing Address: 18425 BURBANK BLVD, SUITE 715, TARZANA, CA 91356

VAN CLEMENS & CO. INCORPORATED

527 MARQUETTE AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 527 MARQUETTE AVENUE SOUTH, SUITE 2000, MINNEAPOLIS, MN 55402

VAN ECK SECURITIES CORPORATION

335 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10017

VAN KAMPEN FUNDS INC.

522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: 2800 POST OAK BOULEVARD, 46TH FLOOR, HOUSTON, TX 77056

VAN LIEW SECURITIES, INC.

ONE REGENCY PLAZA, SUITE ONE, PROVIDENCE, RI 02903-3158

VANDERBILT SECURITIES, LLC

445 BROADHOLLOW ROAD, SUITE 400, MELVILLE, NY 11747
Mailing Address: POST OFFICE BOX 868, MELVILLE, NY 11747

VANDHAM SECURITIES CORP.

50 TICE BOULEVARD, WOODCLIFF LAKE, NJ 07677

VANGUARD CAPITAL

777 S. HIGHWAY 101, SUITE 204, SOLANA BEACH, CA 92075

VANGUARD MARKETING CORPORATION

100 VANGUARD BLVD, MALVERN, PA 19355
Mailing Address: 400 DEVON PARK DRIVE- A39, WAYNE, PA 19087

VANTAGE SECURITIES, INC.

150 FAYETTEVILLE STREET, SUITE 1130, RALEIGH, NC 27601

VARIABLE INVESTMENT ADVISORS, INC.

4305 S. LOUISE AVE STE 101A, SIOUX FALLS, SD 57106-3115

VARIANT TRADING INSTITUTIONAL GROUP, INC.

3998 FAU BOULEVARD, SUITE 120, BOCA RATON, FL 33431
Mailing Address: 3998 FAU BOULEVARD, SUITE 120-B, BOCA RATON, FL 33431

VASILIOU & COMPANY, INC.

1000 SO. POINTE DRIVE, MIAMI BEACH, FL 33139

VAUGHAN AND COMPANY SECURITIES, INC.

68 PASSAIC STREET, RIDGEWOOD, NJ 07450-9998

VBC SECURITIES, LLC

348 CLIFTON AVENUE, CLIFTON, NJ 07011-2619

VCAP SECURITIES, LLC

437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY 10022

VCG SECURITIES, LLC

407 S.E. 1ST STREET, DELRAY BEACH, FL 33483

VCM SECURITIES, LLC.

44 WALL STREET, 21 FLOOR, NEW YORK, NY 10005
Mailing Address: 44 WALL STREET, NEW YORK, NY 10005

VEBER PARTNERS, L.L.C.

605 NW 11TH AVENUE, PORTLAND, OR 97209-3235

VECTOR SECURITIES INTERNATIONAL, L.L.C.

1751 LAKE COOK ROAD-SUITE 350, DEERFIELD, IL 60015
Mailing Address: 1751 LAKE COOK ROAD - SUITE 350, DEERFIELD, IL 60015

VECTORGLOBAL WMG

801 BRICKELL AVENUE, SUITE 2500, MIAMI, FL 33131

VELOCITYHEALTH SECURITIES, INC.

95 WHITE BRIDGE ROAD, SUITE 409, NASHVILLE, TN 37205

VENECREDIT SECURITIES, INC.

1111 BRICKELL AVENUE, SUITE 1575, MIAMI, FL 33131
Mailing Address: 1111 BRICKELL AVENUE, SUITE 1580, MIAMI, FL 33131

VENTOUX SECURITIES, LLC

5590 BUNKY WAY, ATLANTA, GA 30338

VENTURE PARTNERS CAPITAL, L.L.C.

1224 MILL STREET, BUILDING A-100, EAST BERLIN, CT 06023
Mailing Address: MILL CROSSING, P. O. DRAWER 9, KENSINGTON, CT 06037

VERAPOINT SECURITIES LLC

300 PARK AVENUE, SUITE 1704, NEW YORK, NY 10022

VERITAGE GROUP, LLC

4 MEGONKO ROAD, NATICK, MA 01760

VERITAS SECURITIES CORP.

40 WALL STREET, 28TH FLOOR - SUITE 2819, NEW YORK, NY 10005

VERITRUST FINANCIAL, LLC

3755 CAPITAL HIGHWAY SOUTH, SUITE 130, AUSTIN, TX 78704
Mailing Address: 3755 CAPITAL HIGHWAY SOUTH, SUITE 130, AUSTIN, TX 78704

VERITY INVESTMENTS, INC.

280 S. MANGUM STREET, SUITE 550, DURHAM, NC 27701

VERSANT PARTNERS USA, INC.

1100 BOUL. RENE-LEVESQUE WEST, SUITE 1310, MONTREAL, H3B 4N4 QUEBEC CANADA

VESTECH SECURITIES, INC.

8100 E. 22ND ST NORTH #B, BLDG 600, WICHITA, KS 67226
Mailing Address: 8100 E. 22ND STREET NORTH #B, BLDG 600, WICHITA, KS 67226

VESTOR CAPITAL SECURITIES CORPORATION

10 S. RIVERSIDE PLAZA, SUITE 1400, CHICAGO, IL 60606-3840
Mailing Address: 10 S. RIVERSIDE PLAZA, SUITE 1400, CHICAGO, IL 60606

VETUS SECURITIES LLC

1300 E. 9TH STREET, SUITE 600, CLEVELAND, OH 44114

VFG SECURITIES, INC.

2121 CLOVERFIELD AVENUE, SUITE #115, SANTA MONICA, CA 90404

VFIC SECURITIES, INC.

1030 OLD VALLEY FORGE ROAD, KING OF PRUSSIA, PA 19406

VFINANCE INVESTMENTS, INC

1200 N. FEDERAL HIGHWAY, SUITE 400, BOCA RATON, FL 33432

VIANT CAPITAL LLC

500 WASHINGTON ST., SUITE 325, SAN FRANCISCO, CA 94111
Mailing Address: 500 WASHINGTON STREET, SUITE 325, SAN FRANCISCO, CA 94111

VICTORY CAPITAL ADVISERS, INC.

127 PUBLIC SQUARE, 21ST FLOOR, CLEVELAND, OH 44114-1306

VICTORY PARK SECURITIES, LLC

227 W. MONROE STREET, CHICAGO, IL 60606

VIEW PARTNERS CAPITAL LLC

575 MADISON AVE, 10TH FLOOR, NEW YORK, NY 10022

VIEWPOINT SECURITIES, LLC

401 WEST A STREET, STE 325, SAN DIEGO, CA 92101

VIEWTRADE SECURITIES, INC.

7280 W. PALMETTO PARK RD., 105, BOCA RATON, FL 33433

VINING SPARKS

775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN 38120

VISCOGLIOSI & COMPANY, LLC

505 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10022

VISION

4 HIGH RIDGE PARK, STAMFORD, CT 06905

VISION FINANCIAL MARKETS LLC

4 HIGH RIDGE PARK, SUITE 100, STAMFORD, CT 06905-1325

VISION INVESTMENT SERVICES, INC.

6111 NORTH RIVER ROAD, 8TH FLOOR, ROSEMONT, IL 60018

VISIONQUEST SECURITIES, LLC.

5205 CAMDEN LAKE PARKWAY, ACWORTH, GA 30101

VISTA MANAGEMENT COMPANY

3101 SESSIONS ROAD, TALLAHASSEE, FL 32303
Mailing Address: P.O. BOX 1878, TALLAHASSEE, FL 32302-1878

VISTA SECURITIES, INC.

9400 NORTH CENTRAL EXPRESSWAY, SUITE 1625, DALLAS, TX 75231

VISUN SECURITIES CORPORATION

175 N. PATRICK BOULEVARD, SUITE 190, BROOKFIELD, WI 53045

VLS SECURITIES LLC

65 LOCUST AVENUE, SUITE 301, NEW CANAAN, CT 06840
Mailing Address: 65 LOCUST AVENUE, NEW CANAAN, CT 06840

VOGUE CAPITAL MANAGEMENT LLC

2741 PARKVIEW DRIVE, HALLANDALE, FL 33009

VOLTAIRE INVESTMENTS, LLC

9212 NORTH KOBER ROAD, PARADISE VALLEY, AZ 85253

VONTOBEL SECURITIES LTD.

DREIKOENIGSTRASSE 37, ZURICH, 08022 SWITZERLAND

VORPAHL WING SECURITIES

505 W. RIVERSIDE SUITE 205, SPOKANE, WA 99201

VP DISTRIBUTORS INC

100 PEARL ST, 8TH FLOOR, HARTFORD, CT 06103

VPE WERTPAPIERHANDELSBANK AG

MAXIMILIANSPLATZ 17, MUENCHEN, D-80333 GERMANY

VRA PARTNERS, LLC

3414 PEACHTREE ROAD, N.E., SUITE 1125, ATLANTA, GA 30326

VSR FINANCIAL SERVICES, INC.

8620 W 110TH STREET, 200, OVERLAND PARK, KS 66210-9651
Mailing Address: PO BOX 26250, SHAWNEE MISSION, KS 66225-6250

VT BROKERS, LLC

220 BUSH STREET, SUITE 950, SAN FRANCISCO, CA 94104
Mailing Address: 220 BUSH STREET, SUITE 950, SAN FRANCISCO, CA 94104

VULCAN SECURITIES LLC

220 MONTGOMERY STREET, #1421, SAN FRANCISCO, CA 94104

VWM INSURANCE SERVICES, LLC

600 CALIFORNIA STREET - SUITE 1330, SAN FRANCISCO, CA 94108

WWG SECURITIES, LLC

264 AMITY ROAD, SUITE 106, WOODBRIDGE, CT 06525

W R RICE FINANCIAL SERVICES, INC.

938 FOREST AVE., PORTLAND, ME 04103

W&S BROKERAGE SERVICES, INC.

400 BROADWAY, CINCINNATI, OH 45202
Mailing Address: 400 BROADWAY, 4TH FLOOR, MS 36, CINCINNATI, OH 45202

W. H. COLSON SECURITIES, INC.

211 COMMERCE STREET, SUITE C, GREENVILLE, NC 27858
Mailing Address: P. O. BOX 4007, GREENVILLE, NC 27836-2007

W. H. MELL ASSOCIATES, INC.

450 SPRINGFIELD AVENUE, SUMMIT, NJ 07901

W. H. REAVES & CO., INC.

10 EXCHANGE PLACE, JERSEY CITY, NJ 07302

W. P. STEWART SECURITIES LIMITED

TRINITY HALL 43 CEDAR AVENUE, HAMILTON, HM 12 BERMUDA
Mailing Address: P.O. BOX HM 2905, HAMILTON HMLX, HM LX BERMUDA

W. R. TAYLOR & COMPANY, LLC

4740 WOODMERE BOULEVARD, MONTGOMERY, AL 36106

W. Y. CAMPBELL & COMPANY

ONE WOODWARD AVENUE - 26TH FLOOR, DETROIT, MI 48226

W.E. NIGHTINGALE BROKERAGE SERVICES, INC.

18632 N.W.BERNINA CT., ISSAQUAH, WA 98027
Mailing Address: 4957 LAKEMONT BLVD STE C-4, PMB 10, BELLEVUE, WA 98006

W.F.C.G. SECURITIES, INC.

2700 SOUTH SOUTHEAST BOULEVARD SUITE 205, SPOKANE, WA 99223-4984

W.G. NIELSEN & CO.

3200 CHERRY CREEK DRIVE SOUTH, SUITE 470, DENVER, CO 80209

W.J. BLUM & SONS, LLC

81 BROMPTON ROAD, GARDEN CITY, NY 11530
Mailing Address: 81 BROMPTON RAOD, GARDEN CITY, NY 11530

W.J. BRADLEY COMPANY

201 COLUMBINE STREET, SUITE 300, DENVER, CO 80206

W.R. HAMBRECHT + CO., LLC

PIER 1, BAY 3, SAN FRANCISCO, CA 94111

WACHTEL & CO., INC.

1101 FOURTEENTH ST.-NW, WASHINGTON, DC 20005

WADDELL & REED, INC.

6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200
Mailing Address: P.O. BOX 29217, ATTN: TERRY LISTER, SHAWNEE MISSION, KS 66201-9217

WADSWORTH INVESTMENT CO., INC.

879 CHURCH ST. RT. 68, WALLINGFORD, CT 06492-2001

WAFRA SECURITIES CORPORATION

345 PARK AVENUE 41ST FLOOR, NEW YORK, NY 10154-0101

WALKER CAPITAL PARTNERS, LLC

ONE GLENLAKE PARKWAY, SUITE 925, ATLANTA, GA 30328
Mailing Address: 5524 FORT FISHER WAY, NORCROSS, GA 30092

WALL AND COMPANY SECURITIES, INC.

11680 STEPHENVILLE DR, FRISCO, TX 75035

WALL STREET ACCESS

17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004

WALL STREET ADVISOR SERVICES, LLC

17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004

WALL STREET CAPITAL CORPORATION

14615 MANCHESTER ROAD, SUITE 204, ST. LOUIS, MO 63011

WALL STREET FINANCIAL GROUP, INC.

255 WOODCLIFF DR, FAIRPORT, NY 14450

WALL STREET MANAGEMENT CORPORATION

441 LEXINGTON AVENUE, 17TH FLOOR, NEW YORK, NY 10017

WALL STREET MONEY CENTER CORP.

2385 EXECUTIVE CENTER DR., SUITE #100, BOCA RATON, FL 33431
Mailing Address: 2385 EXECUTIVE CENTER DRIVE, SUITE #100, BOCA RATON, FL 33431

WALL STREET STRATEGIES, INC.

362 NORTH MAIN STREET, HURON, OH 44839

WALLACHBETH CAPITAL LLC

100 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005

WALLER CAPITAL SECURITIES LLC

1 ROCKEFELLER PLAZA, SUITE #2322, NEW YORK, NY 10020

WALLSTREET*E FINANCIAL SERVICES, INC.

3111 PONCE DE LEON BLVD, CORAL GABLES, FL 33134

WALNUT CREEK CAPITAL ADVISORS, LLC

616 ELLIOTT ROAD, MCDONOUGH, GA 30252

WALNUT STREET SECURITIES, INC.

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

WALTER GREENBLATT & ASSOCIATES, LLC

430 NASSAU STREET, PRINCETON, NJ 08540

WALTER J. DOWD, INC.

30 BROAD STREET, SUITE 2201, NEW YORK, NY 10004

WALTON JOHNSON & COMPANY

1430 SAN RAFAEL DRIVE, DALLAS, TX 75218
Mailing Address: P.O. BOX 192687, DALLAS, TX 75219

WALTON SECURITIES, INC.

4800 N SCOTTSDALE ROAD, SUITE 4000, SCOTTSDALE, AZ 85251

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