Florida Stockbroker Fraud Lawyer

We Have Handled Over $1 Billion of Investor Claims!

Blum Law Group is a nationally-recognized securities law firm headquartered in South Florida with offices in Fort Lauderdale. The primary focus of the firm is representing investors worldwide with their claims for losses due to stockbroker misconduct and brokerage firm negligence involving stocks, bonds, commodities and other products.

Our firm has collected a ton of money from brokerage firms such as Merrill Lynch, Bank of America, Morgan Stanley Smith Barney, Wells Fargo, Securities America, Oppenheimer, UBS and many others.

Practice Areas

Securities Arbitration

Securities Litigation

Class Actions

Commodities Arbitration

SEC Whistleblower

Breach of Fiduciary Duty

Verdicts & Settlements

$150 Million$150 Million recovery for investors!

$25 Million$25 Million recovered by our attorneys.

$15 Million$15 Million recovered by Blum Law Group

$7 Million$7 Million which was one of the largest arbitration awards ever.

Current Investigations

COVID-19 (Coronavirus) MARKET Losses

Sue your Financial Advisor/Firm now for your losses!! If your advisor/firm did any 1 of the following you may have a case: Put you on margin Concentrate your investments in one sector of the market (ex: FAANG stocks) Purchase Unsuitable (bad) investments Fail to use stop orders Fail to use a hedge Fail to have a written exit strategy. There are...

Coronavirus Negligence by Stockbrokers

COVID-19 (Coronavirus) Negligence by Stockbrokers The Coronavirus is clearly affecting the stock market in a very negative way. However your financial advisor was supposed to contact you and make recommendations to protect your portfolio. Did your financial advisor recommend stop orders? Did they have a specific exit strategy? Did they have a hedge...

FINRA Sanctions Delaney Equity Group, LLC

Delaney Equity Group, LLC Did you lose money investing in Penny Stocks with Delaney Equity Group, LLC? Blum Law Group is investigating both the sales practices of Delaney Equity Group, LLC advisors and the penny stocks.If you suffered financial losses from the sale of Penny Stocks with Delaney Equity Group, LLC, contact Blum Law Group today by...

UBS Puerto Rico Bond Losses

Did you lose money investing in a bond fund or bonds by UBS in Puerto Rico or elsewhere? Blum Law Group is investigating both the sales practices of UBS Puerto Rico advisors and the bonds and bond funds. The bond funds include the Puerto Rico Investors Tax-Free Fund, Inc., the Puerto Rico Fixed Income Funds, Power and Electric Bonds, Franklin...

Stock Attorneys Blog

FINRA Complaint Filed Against John W. Cutshall

Cutshall was named a respondent in a FINRA complaint alleging that he abused his position as trustee for trusts that he administered on behalf of a married deceased couple and an elderly widow, by converting and improperly using funds from these trusts.

Harold Connell of CP Capital Securities Barred and Expelled by FINRA

An AWC (Accept, Waiver, and Consent) was issued in which Connell was barred from association with any FINRA member in all capacities.

Richard Foster Fined and Suspended for Six Months

An AWC (Accept, Waiver & Consent) was issued in which Foster was assessed a deferred fine of $10,000 and suspended from association with any FINRA member firm in all capacities for six months.

In the News

Raymond James To Pay $15M To Settle Hidden-Fee Claims

Law Firms File Federal Class Action Lawsuit Against Raymond James & Associates, Inc. alleging unreasonable and unauthorized “Processing Fee” charges in Passport Accounts