Florida Stockbroker Fraud Lawyer

Handled Over $1 Billion of Investor Claims!

Blum Law Group is a nationally-recognized securities law firm headquartered in South Florida with offices in Fort Lauderdale. The primary focus of the firm is representing investors worldwide with their claims for losses due to stockbroker misconduct and brokerage firm negligence involving stocks, bonds, commodities and other products.

The firm is counsel in numerous securities arbitration cases against many brokerage firms such as Merrill Lynch, Bank of America, Morgan Stanley Smith Barney, Wells Fargo, Securities America, Oppenheimer, UBS and many others.

Our Florida stockbroker fraud lawyers have handled over $1 Billion of investors' claims. The firm primarily handles cases on a contingency fee basis.

Our cases have been featured in numerous national publications and Mr. Blum has been honored and recognized for his accomplishments.

FINRA Sanctions Delaney Equity Group, LLC Delaney Equity Group, LLC Did you lose money investing in Penny Stocks with Delaney Equity Group, LLC? Blum Law Group is investigating both the sales practices of Delaney Equity Group, LLC advisors and the penny stocks. If you suffered financial losses from the sale of Penny Stocks with Delaney Equity Group, LLC, contact Blum Law Group today by calling at 1-877-STOCK LAW... more
UBS Puerto Rico Bond Losses Did you lose money investing in a bond fund or bonds by UBS in Puerto Rico or elsewhere? Blum Law Group is investigating both the sales practices of UBS Puerto Rico advisors and the bonds and bond funds. The bond funds include the Puerto Rico Investors Tax-Free Fund, Inc., the Puerto Rico Fixed Income Funds, Power and Electric Bonds, Franklin Double Tax-Free Income A, Oppenheimer Rochest... more

Preston Suspended by FINRA (FINRA Case #2016050474001) Donald Lane Preston (CRD #4704220, Powell, Ohio) – An AWC (Accept, Waiver & Consent) was issued in which Preston…
Harold Connell of CP Capital Securities Barred and Expelled by FINRA (FINRA Case #2016051493702) Harold Lee Connell (CRD #1482623, Pinecrest, Florida) – An AWC (Accept, Waiver, and Consent) was issued in which…
Allan Suspended by FINRA and order to pay Disgorgement (FINRA Case #2015046971701) Nas Adel Allan (CRD #4562149, Staten Island, New York) – An Offer of Settlement was issued in which Allan was fined…
Swingle Fined & Suspended for Borrowing Money from Clients for Gambling Debt (FINRA Case #2016051931501) Michael Terry Swingle (CRD #723350, Dunedin, Florida) – An AWC (Accept, Waiver & Consent) was issued in which…
Anastos Suspended for Four Months (FINRA Case #2015046971701) Gregory J. Anastos (CRD #5800831, Jersey City, New Jersey) – An Offer of Settlement was issued in which Anastos was…
Richard Foster Fined and Suspended for Six Months (FINRA Case #2016049239101) Richard Charles Foster (CRD #4557045, Tulsa, Oklahoma) – An AWC (Accept, Waiver & Consent) was issued in which…
Parker Fined & Suspended by FINRA (FINRA Case #2016050492101) Walter Warren Parker (CRD #2131232, Wylie, Texas) – An AWC (Accept, Waiver & Consent) was issued in which Parker…