Florida Stockbroker Fraud Lawyer

Handled Over $1 Billion of Investor Claims!

Blum Law Group is a nationally-recognized securities law firm headquartered in South Florida with offices in Fort Lauderdale. The primary focus of the firm is representing investors worldwide with their claims for losses due to stockbroker misconduct and brokerage firm negligence involving stocks, bonds, commodities and other products.

The firm is counsel in numerous securities arbitration cases against many brokerage firms such as Merrill Lynch, Bank of America, Morgan Stanley Smith Barney, Wells Fargo, Securities America, Oppenheimer, UBS and many others.

Our Florida stockbroker fraud lawyers have handled over $1 Billion of investors' claims. The firm primarily handles cases on a contingency fee basis.

Our cases have been featured in numerous national publications and Mr. Blum has been honored and recognized for his accomplishments.

FINRA Sanctions Delaney Equity Group, LLC Delaney Equity Group, LLC Did you lose money investing in Penny Stocks with Delaney Equity Group, LLC? Blum Law Group is investigating both the sales practices of Delaney Equity Group, LLC advisors and the penny stocks. If you suffered financial losses from the sale of Penny Stocks with Delaney Equity Group, LLC, contact Blum Law Group today by calling at 1-877-STOCK LAW... more
UBS Puerto Rico Bond Losses Did you lose money investing in a bond fund or bonds by UBS in Puerto Rico or elsewhere? Blum Law Group is investigating both the sales practices of UBS Puerto Rico advisors and the bonds and bond funds. The bond funds include the Puerto Rico Investors Tax-Free Fund, Inc., the Puerto Rico Fixed Income Funds, Power and Electric Bonds, Franklin Double Tax-Free Income A, Oppenheimer Rochest... more

Kaplan Barred for Churning and Unsuitable Excessive Trading by FINRA (FINRA Case #2015045984001) Mark Kaplan (CRD #1978048, Merrick, New York) – An AWC (Accept, Waiver & Consent) was issued in which Kaplan was…
Meier Barred by FINRA (FINRA Case #2016049628301) Thomas Alan Meier (CRD #1146044, Miami, Florida) – An AWC (Accept, Waiver & Consent) was issued in which Meier…
LaMarre Fined and Suspended for Unsuitable Recommendations (FINRA Case #2015046052701) Jodie Ann LaMarre (CRD #2127928, Sarasota, Florida)– An AWC (Accept, Waiver & Consent) was issued in which…
Degner Fined and Suspended by FINRA (FINRA Case #2015045703002) Mark Brian Degner (CRD #2364726, Shady Cove, Oregon) – An AWC (Accept, Waiver & Consent) was issued in which…
Lawrence J. Fawcett Jr. Fined and Suspended by FINRA (FINRA Case #2015043939101) Lawrence John Fawcett Jr. (CRD #5851474, Dix Hills, New York) – An AWC (Accept, Waiver & Consent) was issued in…
Moscoso Barred by FINRA (FINRA Case #2018057246701) Jimmy Oswald Moscoso (CRD #2912265, Boca Raton, Florida) – An AWC (Accept,Waiver & Consent) was issued in which…
US Court of Appeals Upholds SEC Decision to Barr Talman A. Harris (FINRA Case #2009019108901) Talman Anthony Harris (CRD #3209947, Garden City, New York) – A U.S. Court of Appeals for the Second Circuit Summary…