List of FINRA Members Firms B (Continued) - C

If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.

The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

# - A - B - C - D - E - F - G - H - I - J - K - L - M - N - O - P - Q - R - S - T - U - V - W - X - Y - Z
BARCLAY INVESTMENTS, INC.

254 WEST 54TH STREET, 16TH FLOOR, NEW YORK, NY 10019

BARCLAYS CAPITAL INC.

745 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 200 PARK AVENUE, NEW YORK, NY 10166

BARNARD JACOBS MELLET (USA) LLC

301 TRESSER BLVD, 11TH FLOOR, STAMFORD, CT 06901

BARNETT & PARTNERS ADVISORS, LLC

1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019

BARON CAPITAL, INC.

767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY 10153

BARRETT & COMPANY

42 WEYBOSSET ST, PROVIDENCE, RI 02903
Mailing Address: THE WILCOX BUILDING, 42 WEYBOSSET STREET, PROVIDENCE, RI 02903

BARRETT SECURITIES INC.

777 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10017

BARRETTO SECURITIES INC

1105 DELAWARE AVENUE, BUFFALO, NY 14209

BARRINGTON RESEARCH ASSOCIATES, INC.

161 N. CLARK ST., SUITE 2950, CHICAGO, IL 60601-3221

BARTON HALL SECURITIES, INC.

1280 MASS AVE. C/O EQUITY RESOURCES, CAMBRIDGE, MA 02138-4925
Mailing Address: 1280 MASS. AVE. C/O EQUITY RESOURCES, CAMBRIDGE, MA 02138-4925

BASE SECURITIES, LLC

1233 WEST LOOP SOUTH, SUITE 1275, HOUSTON, TX 77027-9113

BASIC CAPITAL ADVISORS, LLC

120 W 15TH STREET, #3-L, NEW YORK, NY 10011

BASIS FINANCIAL, LLC

3363 NE 163RD STREET, SUITE 705, N. MIAMI BEACH, FL 33160

BASS CREEK ADVISORS, LTD

2193 CHATFIELD DRIVE, CLEVELAND HEIGHTS, OH 44106

BATES SECURITIES, INC.

8437 NORTHERN AVE, ROCKFORD, IL 61107

BATS TRADING, INC.

8050 MARSHALL DRIVE, SUITE 120, LENEXA, KS 66214

BAY COLONY SECURITIES CO., INC.

400 TRADECENTER, SUITE 4880, WOBURN, MA 01801

BAY CREST PARTNERS, LLC

40 WALL STREET, 45TH FLOOR, NEW YORK, NY 10005

BAY MUTUAL FINANCIAL, LLC

2425 OLYMPIC BLVD; SUITE #140 EAST, SANTA MONICA, CA 90404

BAYSHORE PARTNERS, LLC

401 EAST LAS OLAS BOULEVARD, SUITE 1160, FORT LAUDERDALE, FL 33301

BAYSTATE CAPITAL SERVICES, INC.

330 WHITNEY AVENUE, SUITE 500, HOLYOKE, MA 01040

BAYTIDE SECURITIES CORPORATION

7105 EAST ADMIRAL PLACE, TULSA, OK 74115
Mailing Address: P.O. BOX 580220, SUITE 500, TULSA, OK 74158

BAYVIEW CAPITAL SECURITIES, LLC

445 LAKE STREET EAST, SUITE 200, WAYZATA, MN 55391

BB&T AM DISTRIBUTORS, INC.

760 MOORE ROAD, KING OF PRUSSIA, PA 19406

BB&T INVESTMENT SERVICES, INC.

200 SOUTH COLLEGE STREET, 8TH FLOOR, CHARLOTTE, NC 28202

BBVA COMPASS INVESTMENT SOLUTIONS, INC

15 SOUTH 20TH STREET, SUITE 602, BIRMINGHAM, AL 35233
Mailing Address: P.O. BOX 10566, ALBICHRIC, BIRMINGHAM, AL 35296

BBVA SECURITIES INC.

1345 AVENUE OF THE AMERICAS 45TH FLOOR, NEW YORK, NY 10105-0302
Mailing Address: 1345 AVENUE OF THE AMERICAS, 45TH FLOOR, NEW YORK, NY 10105-0302

BBVA SECURITIES OF PUERTO RICO, INC.

254 MUNOZ RIVERA AVENUE LOBBY LEVEL, HATO REY, PR 00918
Mailing Address: 254 MUNOZ RIVERA AVE LOBBY, HATO REY, PR 00918

BBW CAPITAL MARKETS

1743 WAZEE ST., SUITE 250, DENVER, CO 80202

BCC ADVISORY SERVICES, LLC

4685 MACARTHUR COURT, SUITE 370, NEWPORT BEACH, CA 92660

BCG SECURITIES, INC.

600 DELRAN PARKWAY, SUITE B, DELRAN, NJ 08075
Mailing Address: P.O. BOX 406, RIVERTON, NJ 08077-0406

BCP SECURITIES, LLC

289 GREENWICH AVENUE - 4TH FL, GREENWICH, CT 06830

BCS PLACEMENTS, LLC

71 MURRAY STREET, NO. 8, NEW YORK, NY 10007

BCW SECURITIES LLC

200 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT 06830
Mailing Address: 200 RAILROAD AVENUE, 3RD FLOOR, GREENWICH, CT 06830

BDO CAPITAL ADVISORS, LLC

150 FEDERAL STREET, SUITE 900, BOSTON, MA 02110
Mailing Address: 3200 BRISTOL STREET, 4TH FLOOR, COSTA MESA, CA 92626

BDR RESEARCH LLC

1500 BROADWAY, SUITE #904, NEW YORK, NY 10036

BDT & COMPANY, LLC

401 N. MICHIGAN AVE. SUITE 3100, CHICAGO, IL 60611-4250

BEACON CAPITAL MARKETS, LLC

420 MADISON AVENUE, 7TH FLOOR, NEW YORK, NY 10017

BEACON HILL FINANCIAL CORPORATION

120 WATER STREET, BOSTON, MA 02109
Mailing Address: 120 WATER STREET, BOSTON, MA 02109

BEACONSFIELD FINANCIAL SERVICES, INC.

SOUTHPOINTE INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 101, CANONSBURG, PA 15317
Mailing Address: SOUTHPOINT INDUSTRIAL PARK, 160 TECHNOLOGY DR., SUITE 10, CANONSBURG, PA 15317

BEANPOT FINANCIAL SERVICES, INC.

1073 GAGE STREET, SUITE 203, WINNETKA, IL 60093-1704

BEAR AND BULL INVESTMENTS

4061 POWDER MILL ROAD, 7TH FLOOR, CALVERTON, MD 20705-4053
Mailing Address: P.O. BOX 31138, BETHESDA, MD 20824-1138

BEAR CREEK SECURITIES LLC

1200 17TH STREET SUITE 970, DENVER, CO 80202

BEARD FINANCIAL SERVICES, INC.

108 WEST WESTERN RESERVE ROAD, YOUNGSTOWN, OH 44514

BECHTEL FINANCING SERVICES, LLC

50 BEALE STREET, SAN FRANCISCO, CA 94105-1895
Mailing Address: P.O. BOX 193965, SAN FRANCISCO, CA 94119-3965

BEDMINSTER FINANCIAL GROUP, LIMITED

4920 YORK ROAD, SUITE 2DD1, PO BOX 295, HOLICONG, PA 18928-0295

BEDROK SECURITIES LLC

555 THEODORE FREMD AVENUE, C-301, RYE, NY 10580
Mailing Address: 555 THEODORE FREMD AVENUE, C-301, RYE, NY 11580

BEECH HILL SECURITIES, INC.

880 3RD AVENUE 16TH FLOOR, NEW YORK, NY 10022-4730

BEEKMAN SECURITIES, INC.

750 THIRD AVENUE, NEW YORK, NY 10017

BEHRINGER SECURITIES LP

ONE ADDISON CIRCLE, 15601 DALLAS PARKWAY, SUITE 600, ADDISON, TX 75001

BEL AIR SECURITIES LLC

1999 AVENUE OF THE STARS, STE. 2800, LOS ANGELES, CA 90067

BELLAMAH, NEUHAUSER & BARRETT, INC.

8730 GEORGIA AVENUE, SUITE 500, SILVER SPRING, MD 20910-3648

BELLE HAVEN INVESTMENTS, L.P.

1133 WESTCHESTER AVE., SUITE 221, WHITE PLAINS, NY 10604

BELVEDERE GLOBAL INVESTORS LLC

TWO BELVEDERE PLACE, SUITE 120, MILL VALLEY, CA 94941

BENCHMARK INVESTMENTS, INC.

509 MAIN STREET, ARKADELPHIA, AR 71923

BENEDETTO, GARTLAND & COMPANY, INC.

1330 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
Mailing Address: 1330 AVENUE OF THE AMERICAS-29TH FLOOR, NEW YORK, NY 10019

BENEFICIAL INVESTMENT SERVICES, INC.

150 EAST SOCIAL HALL AVE., SUITE 500, SALT LAKE CITY, UT 84145
Mailing Address: P.O. BOX 45654, SALT LAKE CITY, UT 84145-0654

BENEFIT FINANCE SECURITIES, LLC

SIX CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141-7164

BENEFIT FUNDING SERVICES, LLC

6301 OWENSMOUTH AVENUE, SUITE #750, WOODLAND HILLS, CA 91367

BENGAL PARTNERS LLC

3 PARKLANDS DRIVE, DARIEN, CT 06820

BENGUR BRYAN & CO., INC.

509 SOUTH EXETER STREET, SUITE 210, BALTIMORE, MD 21202

BENJAMIN & JEROLD BROKERAGE I, LLC

111 W. JACKSON BLVD., STE. 1146, CHICAGO, IL 60604-3102

BENJAMIN F. EDWARDS & COMPANY, INC.

10 SOUTH BRENTWOOD BLVD, SUITE 100, ST. LOUIS, MO 63105

BENJAMIN SECURITIES INVESTMENT COMPANY, INC.

3603 RIDGEVIEW DRIVE, MISSOURI CITY, TX 77459

BENJAMIN SECURITIES, INC.

378 SOUTH OYSTER BAY ROAD, HICKSVILLE, NY 11801-3509

BENNETT ROSS, INC.

200 CRESCENT COURT, SUITE 1801, DALLAS, TX 75201

BENTLEY SECURITIES CORPORATION

360 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10017
Mailing Address: 360 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10017

BERCHWOOD PARTNERS LLC

717 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022

BERENSON & COMPANY, LLC

667 MADISON AVENUE- 4TH FLOOR, 667 MADISON AVENUE, NEW YORK, NY 10021
Mailing Address: 667 MADISON AVENUE-4TH FLOOR, NEW YORK, NY 10021

BERGHOFF & COMPANY, INC.

130 SOUTH CANAL STREET, SUITE 817, CHICAGO, IL 60606-4004

BERKELEY CAPITAL SECURITIES, L.L.C.

555 MONTGOMERY STREET, 15TH FLOOR, SAN FRANCISCO, CA 95111

BERKSHIRE BRIDGE CAPITAL, LLC

2596 GRASSY SPRING PL, LAS VEGAS, NV 89135

BERKSHIRE CAPITAL SECURITIES LLC

535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212
Mailing Address: 535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212

BERMAN CAPITAL, LLC

2350 TAYLOR STREET, SAN FRANCISCO, CA 94133

BERNARD HEROLD & CO., INC.

805 3RD AVENUE, NEW YORK, NY 10022-7513
Mailing Address: 805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022-7513

BERNARDI SECURITIES, INC.

105 W. ADAMS ST., SUITE 1900, CHICAGO, IL 60603

BERNARDO FIRST SECURITIES CORPORATION

332 S. JUNIPER ST., SUITE 203-B, ESCONDIDO, CA 92025

BERRY-SHINO SECURITIES, INC.

15100 N. 78TH WAY, SUITE 100, SCOTTSDALE, AZ 85260

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

701 TAMA STREET, BUILDING B, MARION, IA 52302-0609
Mailing Address: P. O. BOX 609, MARION, IA 52302-0609

BERWYN FINANCIAL SERVICES CORP.

1189 LANCASTER AVE, BERWYN, PA 19312-1243
Mailing Address: 1189 LANCASTER AVE., BERWYN, PA 19312-1243

BESSEMER INVESTOR SERVICES, INC.

630 FIFTH AVENUE - 37TH FLOOR, NEW YORK, NY 10111-0333

BEST DIRECT SECURITIES, LLC

ONE PEREGRINE WAY, CEDAR FALLS, IA 50613

BESTVEST INVESTMENTS, LTD.

600 NORTH JACKSON STREET, SUITE 305, MEDIA, PA 19063

BETA CAPITAL MANAGEMENT, L.P.

777 BRICKELL AVENUE, SUITE 1201, MIAMI, FL 33131

BETTINGER & LEECH FINANCIAL CORP.

600 PALISADE AVENUE, ENGLEWOOD CLIFFS, NJ 07632

BFP SECURITIES, LLC

6 CITYPLACE DRIVE, SUITE 400, ST. LOUIS, MO 63141

BFT FINANCIAL GROUP, LLC

2312 SCHOOL LANE, BEDFORD, TX 76021

BG STRATEGIC ADVISORS LLC

THE SLAT HOUSE, 50 COCOANUT ROW, SUITE 212, PALM BEACH, FL 33480

BG WORLDWIDE SECURITIES, INC.

1875 CENTURY PARK EAST, SUITE 2250, LOS ANGELES, CA 90067-2522
Mailing Address: 1875 CENTURY PARK EAST, SUITE 2250, LOS ANGELES, CA 90067

BGB SECURITIES, INC.

1100 NORTH GLEBE RD-STE 1040, ARLINGTON, VA 22201-4798

BGC FINANCIAL, L.P.

ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038

BHARGAVA WEALTH MANAGEMENT, LLC

609 WHITE PINE ROAD, FRANKLIN LAKES, NJ 07417
Mailing Address: 609 WHITE PINE ROAD, FRANKLIN LAKES, NJ 07417

BHIL DISTRIBUTORS, INC.

4041 N. HIGH STREET, SUITE 402, COLUMBUS, OH 43214
Mailing Address: 4041 N. HIGH STREET, SUITE 402, COLUMBUS, OH 43214

BHIRUD ASSOCIATES, INC.

6 THORNDAL CIRCLE, SUITE 205, DARIEN, CT 06820

BHK SECURITIES, LLC

2200 LAKESHORE DRIVE, SUITE 250, BIRMINGHAM, AL 35209

BIA CAPITAL STRATEGIES, LLC

15120 ENTERPRISE COURT, SUITE 100, CHANTILLY, VA 20151
Mailing Address: 15120 ENTERPRISE COURT, SUITE 100, CHANTILLY, VA 20151

BIDS TRADING L.P.

111 BROADWAY, SUITE 1603, NEW YORK, NY 10006

BIGELOW & COMPANY

700 17TH STREET, SUITE 2400, DENVER, CO 80202

BIGELOW CAPITAL SECURITIES LLC

ONE HARBOUR PLACE, SUITE 215, PORTSMOUTH, NH 03801

BILL FEW SECURITIES, INC.

107 MT. NEBO POINTE, SUITE 200, PITTSBURGH, PA 15237

BILL PARKER AGENCY

4528 MILLRACE RD., SACRAMENTO, CA 95864-0826
Mailing Address: 4528 MILLRACE RD., SACRAMENTO, CA 95864

BILLOW BUTLER & COMPANY, L.L.C.

10 S. WACKER DRIVE SUITE 2050, CHICAGO, IL 60606-7411

BILTMORE INTERNATIONAL CORPORATION

RARITAN PLAZA I, 110 FIELDCREST AVE. 4TH FLOOR, EDISON, NJ 08837

BIO-IB CAPITAL PARTNERS, LLC.

800 THIRD AVENUE, 4TH FLOOR, NEW YORK, NY 10022

BIONDO ASSET MANAGEMENT LLC

540 ROUTE 6 & 209, P.O. BOX 909, MILFORD, PA 18337

BIRCHTREE FINANCIAL SERVICES, INC.

801 NICOLLET AVENUE, SUITE 1100 WEST TOWER, MINNEAPOLIS, MN 55402

BIRCHWOOD SECURITIES CORP.

1900 MARKET ST, SUITE 616, PHILADELPHIA, PA 19103
Mailing Address: 106 NORTH LAKESIDE DRIVE EAST, MEDFORD, NJ 08055

BIREMIS, CORP.

225 FRANKLIN ST., 26TH FLOOR, BOSTON, MA 02110

BIRKELBACH & CO.

8080 CYPRESS HOLLOW COURT, PONTE VEDRA BEACH, FL 32082

BIRKELBACH INVESTMENT SECURITIES, INC.

208 S. LA SALLE #1442, CHICAGO, IL 60604-1103

BISHOP, ROSEN & CO., INC.

100 BROADWAY, NEW YORK, NY 10005

BISMARCK CAPITAL, LLC

745 FIFTH AVENUE, 31ST FLOOR, NEW YORK, NY 10151

BKD CORPORATE FINANCE, LLC

910 EAST ST. LOUIS STREET, SUITE 200, SPRINGFIELD, MO 65806
Mailing Address: P.O. BOX 2025, SPRINGFIELD, MO 65801-2025

BKD INSURANCE, LLC

910 E. ST LOUIS STREET, SUITE 400, SPRINGFIELD, MO 65806
Mailing Address: 910 E ST LOUIS STREET, SUITE 400, SPRINGFIELD, MO 65806

BLACK CANYON SECURITIES LLC

2000 AVENUE OF THE STARS, 11TH FLOOR, LOS ANGELES, CA 90067

BLACK FOSSIL SECURITIES, LLC

425 CUMBERLAND PLACE, NASHVILLE, TN 37215

BLACK OAK SECURITIES, INC.

205 S. WALNUT, ROCHESTER, IL 62563

BLACKBOOK CAPITAL LLC

420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

BLACKHILL ADVISORS LP

2602 MCKINNEY, SUITE 400, DALLAS, TX 75204
Mailing Address: 2602 MCKINNEY AVENUE, SUITE 400, DALLAS, TX 75204

BLACKROCK CAPITAL MARKETS, LLC

55 EAST 52ND STREET, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, NEW YORK, NY 10055

BLACKROCK EXECUTION SERVICES

400 HOWARD STREET, SAN FRANCISCO, CA 94105-2204

BLACKROCK FUND DISTRIBUTION COMPANY

400 HOWARD STREET, SAN FRANCISCO, CA 94105-2618

BLACKROCK INVESTMENTS, LLC

40 EAST 52ND STREET, NEW YORK, NY 10022

BLACKSTONE ADVISORY PARTNERS L.P.

345 PARK AVENUE, NEW YORK, NY 10154-0191

BLACKWATCH BROKERAGE INC.

321 SUMMER STREET, BOSTON, MA 02210

BLAKESLEE AND BLAKESLEE INC.

1101 MARSH STREET, SAN LUIS OBISPO, CA 93401

BLAYLOCK ROBERT VAN, LLC

600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
Mailing Address: 600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022

BLC FINANCIAL SERVICES, INC.

600 WEST CHICAGO AVE, CHICAGO, IL 60654

BLEY INVESTMENTS GROUP, INC.

4200 S. HULEN ST STE 519, FT. WORTH, TX 76109
Mailing Address: 4200 S. HULEN ST STE 519, FORT. WORTH, TX 76109

BLOCK ORDERS EXECUTION, LLC

14 WALL STREET, SUITE 2013, 20TH FLOOR, NEW YORK, NY 10005

BLOCK-KELLY COMPANY

304 NORTH BROAD STREET, MONROE, GA 30655
Mailing Address: P.O. BOX 1005, MONROE, GA 30655

BLOOMBERG TRADEBOOK LLC

731 LEXINGTON AVENUE, NEW YORK, NY 10022

BLP ADVISORS, LLC

19 WELCH RD., LONDONDERRY, NH 03053

BLUE BELLE INVESTMENT CO., INC.

2001 KIRBY DRIVE, SUITE 909, HOUSTON, TX 77019

BLUE CAPITAL SECURITIES, INC.

29 BROADWAY, SUITE 1002, NEW YORK, NY 10006

BLUE CREEK SECURITIES, LLC

100 CHURCH STREET, SUITE 500, HUNTSVILLE, AL 35801

BLUE MOON FINANCIAL, LLC

700 17TH ST, SUITE 1200, DENVER, CO 80202
Mailing Address: P.O. BOX 102433, DENVER, CO 80205-2433

BLUE POINT SECURITIES INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - 34TH FLOOR, NEW YORK, NY 10005

BLUE ROCK GLOBAL PARTNERS, INC.

445 EAST LAKE STREET, SUITE 230, WAYZATA, MN 55391
Mailing Address: 445 EAST LAKE STREET, SUITE 230, WAYZATA, MN 55391

BLUE ROCK SECURITIES, INC.

5930 GRANITE LAKE DRIVE, SUITE 130, GRANITE BAY, CA 95746

BLUE SAND SECURITIES LLC

610 PROFESSIONAL DR., STE 215, GAITHERSBURG, MD 20879

BLUE TRADING, LLC

250 PARK AVENUE SOUTH - 10TH FLOOR, NEW YORK, NY 10003

BLUE VISTA CAPITAL, LLC

111 S. WACKER DR., SUITE 3300, CHICAGO, IL 60606-4719
Mailing Address: 111 S. WACKER DR., SUITE 3300, CHICAGO, IL 60606-4719

BLUECHIP SECURITIES, INC.

GALLERIA FINANCIAL CENTER, 5075 WESTHEIMER SUITE 707, HOUSTON, TX 77056
Mailing Address: GALLERIA FINANCIAL CENTER, 5075 WESTHEIMER SUITE 707, HOUSTON, TX 77056

BLUEFIN RESEARCH PARTNERS, INC.

1 BOSTON PLACE -38TH FLOOR, BOSTON, MA 02108

BLUEORCHARD FINANCE ADVISORS, LLC

1140 BROADWAY SUITE 304, NEW YORK, NY 10001

BLUESTONE INVESTMENT BANKING GROUP, LLC

3600 SOUTH YOSEMITE STREET - SUITE 600, DENVER, CO 80237

BLUFFVIEW CAPITAL, LP

1700 PACIFIC, SUITE 2660, DALLAS, TX 75201

BLUFFVIEW SECURITIES, L.P.

2000 MCKINNEY AVENUE, 6TH FLOOR, DALLAS, TX 75201

BMA SECURITIES

608 SILVER SPUR ROAD, SUITE 100, ROLLING HILLS ESTATES, CA 90274

BMO CAPITAL MARKETS CORP.

3 TIMES SQUARE, NEW YORK, NY 10036

BMO CAPITAL MARKETS GKST INC.

115 S. LASALLE, 37TH FLOOR, CHICAGO, IL 60603

BMO NESBITT BURNS SECURITIES LTD.

C/O LEGAL DEPT. 21 ST FLOOR 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA
Mailing Address: C/O LEGAL DEPT. 21ST FLOOR, 1 FIRST CANADIAN PLACE, M5X 1A1, TORONTO, ONTARIO, M5X 1A1 CANADA

BMO NESBITT BURNS TRADING CORP. S.A.

3 TIMES SQUARE, NEW YORK, NY 10036

BMS INTERNATIONAL INCORPORATED

CHEMIN DU BLOCHMONT, LUTTER, 68480 FRANCE
Mailing Address: 10300 HWY 27 SOUTH, WAYNESBURG, KY 40489

BNP PARIBAS INVESTMENT SERVICES, LLC

201 S. BISCAYNE BLVD., SUITE 1800, MIAMI, FL 33131

BNP PARIBAS PRIME BROKERAGE, INC.

787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON BLVD, 5TH FLOOR, JERSEY CITY, NJ 07310

BNP PARIBAS SECURITIES CORP.

787 SEVENTH AVENUE, NEW YORK, NY 10019
Mailing Address: 525 WASHINGTON AVENUE, JERSEY CITY, NJ 07310

BNY CONVERGEX EXECUTION SOLUTIONS LLC

1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

BNY MELLON CAPITAL MARKETS, LLC

32 OLD SLIP, 15TH FLOOR, NEW YORK, NY 10286

BNY MELLON SECURITIES LLC

480 WASHINGTON BOULEVARD, 27TH FLOOR, JERSEY CITY, NJ 07310

BOC INTERNATIONAL (USA) INC.

1270 AVE. OF THE AMERICAS - RM. 202, NEW YORK, NY 10020
Mailing Address: 1270 AVE. OF THE AMERICAS- RM 202, NEW YORK, NY 10020

BODELL OVERCASH ANDERSON & CO., INC.

FENTON BUILDING, SUITE 200, JAMESTOWN, NY 14701
Mailing Address: FENTON BUILDING, SUITE 200, PO BOX 1237, JAMESTOWN, NY 14702-1237

BODINGTON & COMPANY

50 CALIFORNIA ST, SAN FRANCISCO, CA 94111-0050

BOE SECURITIES INC.

2 PENN CENTER PLAZA, 1500 JFK BLVD., SUITE 430, PHILADELPHIA, PA 19102

BOEING CAPITAL SECURITIES INC.

500 NACHES AVENUE SW, RENTON, WA 98057

BOENNING & SCATTERGOOD, INC.

4 TOWER BRIDGE-200 BARR HARBOR DR-NO.300, WEST CONSHOHOCKEN, PA 19428-2979

BOLTON SECURITIES CORPORATION

579 MAIN STREET, BOLTON, MA 01740

BOND LANE PARTNERS LLC

11726 SAN VICENTE BLVD SUITE 300, LOS ANGELES, CA 90049

BONDDESK TRADING LLC

350 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10017

BONDS.COM, INC.

1515 S. FEDERAL HIGHWAY, SUITE 212, BOCA RATON, FL 33432

BOOGIE INVESTMENT GROUP, INC.

47 WEST NEW HAVEN AVENUE, MELBOURNE, FL 32901

BOOMERANG CAPITAL LLC

140 SUITE C ROWAYTON AVE, ROWAYTON, CT 06853

BOREALIS PARTNERS, LLC

14 STEVENS ROAD, CRANSTON, RI 02910

BORNHOFT GROUP SECURITIES CORPORATION

1660 LINCOLN STREET, SUITE 100, DENVER, CO 80264

BORST INVESTMENT PLANNING SERVICES, INC.

1316 DAWSON ROAD, ALBANY, GA 31707
Mailing Address: P O BOX 1654, ALBANY, GA 31702-1654

BOSC, INC.

ONE WILLIAMS CENTER, PLAZA SOUTHEAST, TULSA, OK 74172
Mailing Address: P.O. BOX 2300, TULSA, OK 74192

BOSSIO FINANCIAL GROUP, INC.

28004 CENTER OAKS COURT, SUITE 100, WIXOM, MI 48393

BOSTON CAPITAL SECURITIES, INC.

ONE BOSTON PLACE, BOSTON, MA 02108

BOSTON EQUITY ADVISORS, LLC

275 TURNPIKE STREET, SUITE 202, CANTON, MA 02021

BOSTON INVESTMENT SECURITIES CORP.

151 TREMONT STREET, BOSTON, MA 02111

BOSTON MERCHANT FINANCIAL SERVICES, INC.

419 BOYLSTON ST, SUITE 801, BOSTON, MA 02116
Mailing Address: 419 BOYLSTON STREET, SUITE 801, BOSTON, MA 02116

BOSTONIA GLOBAL SECURITIES, LLC

264 BEACON STREET, THIRD FLOOR, BOSTON, MA 02116
Mailing Address: 264 BEACON STREET, THIRD FLOOR, BOSTON, MA 02116

BOUCHEY & ASSOCIATES, INC.

16 SILO DRIVE, WATERFORD, NY 12188

BOWEN ADVISORS, INC.

300 LEDGEWOOD PLACE, SUITE 205, ROCKLAND, MA 02370

BOWERS SECURITIES INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FL., NEW YORK, NY 10005

BOZARTH, NEWTON & MURPHY SECURITIES, INC.

528 E SPOKANE FALLS BLVD STE 501, SPOKANE, WA 99202
Mailing Address: 528 E SPOKANE FALLS BLVD STE 501, SPOKANE, WA 99201

BP DIRECT SECURITIES LLC

ONE PENN PLAZA, SUITE 4615, NEW YORK, NY 10119

BPU INVESTMENT MANAGEMENT INC.

ONE OXFORD CENTRE, 301 GRANT STREET, SUITE 3300, PITTSBURGH, PA 15219

BRADESCO SECURITIES, INC.

126E 56TH STREET 9TH FLOOR, NEW YORK, NY 10022-2605

BRADLEY WOODS & CO. LTD.

805 THIRD AVE, 18TH FL., NEW YORK, NY 10022

BRADY WARE CORPORATE FINANCE, LLC

1 S. MAIN ST.,, SUITE 600, DAYTON, OH 45402

BRANDIS TALLMAN LLC

22 BATTERY STREET, SUITE 500, SAN FRANCISCO, CA 94111

BRANDON INVESTMENTS, INC.

5101 WHEELIS ROAD, SUITE 112, MEMPHIS, TN 38117
Mailing Address: P O BOX 770870, MEMPHIS, TN 38177-0870

BRANDT, KELLY & SIMMONS SECURITIES, LLC

28411 NORTHWESTERN HIGHWAY (#200), SOUTHFIELD, MI 48034

BRAUVIN SECURITIES, INC.

205 NORTH MICHIGAN AVENUE, SUITE 1900, CHICAGO, IL 60601
Mailing Address: 205 NORTH MICHIGAN AVENUE, SUIE 1900, CHICAGO, IL 60601

BRAVER STERN SECURITIES LLC

725 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10022

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.

4123 MCCULLOUGH, SAN ANTONIO, TX 78212

BRAZOS SECURITIES, INC.

12400 COIT ROAD, SUITE 1040, DALLAS, TX 75251
Mailing Address: 6454 VICKERY BLVD., DALLAS, TX 75214

BREAN MURRAY, CARRET & CO., LLC.

570 LEXINGTON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

BRECHLING ANDERSEN SECURITIES

ONE PARK PLAZA BLDG, 3250 WILSHIRE BLVD #941, LOS ANGELES, CA 90010-1502
Mailing Address: ONE PARK PLAZA BLDG., 3250 WILSHIRE BLVD #941, LOS ANGELES, CA 90010-1502

BRECKENRIDGE SECURITIES CORP.

945 E. PACES FERRY RD., STE. 1250, ATLANTA, GA 30326

BREN VENTURES LLC

590 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10022

BRENDAN E. CRYAN AND COMPANY, L.L.C.

2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

BRENTWOOD CAPITAL ADVISORS LLC

1600 DIVISION STREET - SUITE 520, NASHVILLE, TN 37203

BRERETON, HANLEY SECURITIES INC.

1500 E. HAMILTON AVE.,, SUITE 102, CAMPBELL, CA 95008

BREVAN HOWARD US LLC

590 MADISON AVENUE, FIFTH FLOOR, NEW YORK, NY 10022

BREWER FINANCIAL SERVICES, LLC

200 SOUTH MICHIGAN AVENUE, 21ST FLOOR, CHICAGO, IL 60604

BRI PARTNERS LLC

120 SOUTH RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606

BRIAN COHN, INC.

5525 SHERIER PLACE, NW, WASHINGTON, DC 20016
Mailing Address: PO BOX 40367, WASHINGTON, DC 20016-0367

BRIDGE 1 ADVISORS, LLC

6 LANDMARK SQUARE, SUITE 400, STAMFORD, CT 06901

BRIDGE CAPITAL ASSOCIATES, INC.

127 MAIN STREET, LILBURN, GA 30047

BRIDGEWATER JAMES LIMITED, LLC

ONE MARITIME PLAZA, SUITE 1400, SAN FRANCISCO, CA 94111

BRIGGS-FICKS SECURITIES, LLC

250 EAST WISCONSIN AVENUE, 8TH FLOOR, MILWAUKEE, WI 53202

BRIGHTCHOICE FINANCIAL, LLC

618 CHURCH STREET, SUITE 430, NASHVILLE, TN 37219

BRIGHTON SECURITIES CORP.

1703 MONROE AVENUE, ROCHESTER, NY 14618-1487

BRILL SECURITIES, INC.

152 W 57TH STREET, 16TH FLOOR, NEW YORK, NY 10019

BRIMBERG & CO.

45 ROCKEFELLER PLAZA, SUITE 2570, NEW YORK, NY 10111

BRINKER CAPITAL SECURITIES, INC.

1055 WESTLAKES DRIVE, SUITE 250, BERWYN, PA 19312

BRINSON PATRICK SECURITIES CORPORATION

1515 BROADWAY, 11TH FLOOR, NEW YORK, NY 10036

BRISTOL FINANCIAL SERVICES, INC

255 EXECUTIVE DRIVE, SUITE 209, PLAINVIEW, NY 11803

BRISTOL INVESTMENT GROUP, INC.

110 EAST 59TH STREET, 29TH FL., NEW YORK, NY 10022

BRITTANY CAPITAL GROUP, INC.

666 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10103

BRITTINGHAM, INC.

5809 KENNETT PIKE, WILMINGTON, DE 19807

BROADBAND CAPITAL MANAGEMENT, LLC

712 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10019

BROADMARK CAPITAL, LLC

600 UNIVERSITY STREET, SUITE 2800, SEATTLE, WA 98101

BROADOAK PARTNERS, LLC

7201 WISCONSIN AVENUE, SUITE 630, BETHESDA, MD 20814

BROADPOINT AMTECH, INC.

10 GLENVILLE STREET, GREENWICH, CT 06831

BROADPOINT CAPITAL, INC.

1290 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10104

BROADSPAN SECURITIES LLC

1401 BRICKELL AVENUE, SUITE 930, MIAMI, FL 33131

BROCK SECURITIES LLC

622 THIRD AVENUE, FLOOR 12, NEW YORK, NY 10017

BROCKETT TAMNY & CO. INCORPORATED

444 SOUTH FLOWER STREET, SUITE 2350, LOS ANGELES, CA 90071

BROCKHOUSE & COOPER INC.

1250 BOUL. RENE-LEVESQUE W - SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA
Mailing Address: 1250 BOUL. RENE-LEVESQUE, W SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA

BROCKINGTON SECURITIES, INC.

2805 VETERANS HIGHWAY, STE # 1, RONKONKOMA, NY 11779
Mailing Address: 2805 VETERANS HIGHWAY, SUITE # 1, RONKONKOMA, NY 11779

BROKER DEALER FINANCIAL SERVICES CORP.

8800 NW 62ND AVENUE, P O BOX 6240, JOHNSTON, IA 50131-6240

BROKER/DEALER, INC.

2675 N. MAYFAIR ROAD SUITE 410, MILWAUKEE, WI 53226
Mailing Address: 2675 N MAYFAIR ROAD SUITE 410, MILWAUKEE, WI 53226

BROKERAGESELECT

364 WEST 117TH STREET, SUITE 5A, NEW YORK, NY 10026

BROKERBANK SECURITIES, INC.

SUITE 513 - 7825 WASHINGTON AVENUE, BLOOMINGTON / EDEN PRAIRIE, MN 55439
Mailing Address: 9484 PAINTERS RIDGE, SUITE 100, EDEN PRAIRIE, MN 55347-2831

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC.

102 SOUTH EAST 13TH STREET, PANORA, IA 50216

BROKERSXPRESS LLC

311 W. MONROE ST.- SUITE 1000, CHICAGO, IL 60606

BROOKFIELD FINANCIAL

3 WORLD FINANCIAL CENTRE, 200 VESEY STREET, 11TH FLOOR, NEW YORK, NY 10281-1021

BROOKS, HOUGHTON SECURITIES, INC.

444 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

BROOKSTONE SECURITIES, INC.

2920 DRANE FIELD ROAD, LAKELAND, FL 33813
Mailing Address: PO BOX 8087, LAKELAND, FL 33802

BROOKVIEW CAPITAL LLC

ONE WATER STREET, WHITE PLAINS, NY 10601
Mailing Address: ONE WATER STREET, SUITE 180, WHITE PLAINS, NY 10601

BROOKVILLE CAPITAL PARTNERS LLC.

384 RXR PLAZA, UNIONDALE, NY 11556

BROOKWOOD ASSOCIATES, L.L.C.

15 PIEDMONT CENTER SUITE 820, ATLANTA, GA 30305

BROOKWOOD SECURITIES PARTNERS, L.P.

72 CHERRY HILL DRIVE, BEVERLY, MA 01915

BROWN ADVISORY SECURITIES, LLC

901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231-3340
Mailing Address: 901 SOUTH BOND STREET, SUITE 400, BALTIMORE, MD 21231

BROWN AND BROWN SECURITIES, INC.

4925 GREENVILLE AVENUE #990, DALLAS, TX 75206-4026

BROWN ASSOCIATES, INC.

819 BROAD STREET, CHATTANOOGA, TN 37402-2613
Mailing Address: P.O. BOX 11507, CHATTANOOGA, TN 37401-2507

BROWN BROTHERS HARRIMAN & CO.

140 BROADWAY, NEW YORK, NY 10005

BROWN, GIBBONS, LANG & COMPANY SECURITIES, INC.

1111 SUPERIOR AVENUE, STE. 900, CLEVELAND, OH 44114
Mailing Address: 1111 SUPERIOR AVENUE, SUITE 900, CLEVELAND, OH 44114

BROWN, LISLE/CUMMINGS, INC.

ONE TURKS HEAD PLACE - SUITE 800, PROVIDENCE, RI 02903-2273

BROWNSTONE INVESTMENT GROUP, LLC

655 THIRD AVENUE, 23RD FLOOR, NEW YORK, NY 10017

BRUCE A. LEFAVI SECURITIES, INC.

2323 FOOTHILL DR., SUITE 100, SALT LAKE CITY, UT 84109

BRUDERMAN BROTHERS, INC.

64 BIRCH HILL RD, LOCUST VALLEY, NY 11560

BRYAN FUNDING, INC.

125 TECHNOLOGY DRIVE, SUITE 105, CANONSBURG, PA 15317-9557

BRYANT PARK CAPITAL, INC.

489 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY 10017

BSG MARKETS LLC

712 FIFTH AVENUE, NEW YORK, NY 10019

BTG PACTUAL US CAPITAL CORP.

601 LEXINGTON AVENUE, 57TH FLOOR, NEW YORK, NY 10022-6831
Mailing Address: 601 LEXINGTON AVENUE, NEW YORK, NY 10022-6831

BTIG, LLC

450 SANSOME STREET, SAN FRANCISCO, CA 94111

BTMU FINANCIAL SERVICES, INC.

111 HUNTINGTON AVENUE, SUITE 400, BOSTON, MA 02199

BTS SECURITIES CORPORATION

420 BEDFORD ST-SUITE 340, LEXINGTON, MA 02420

BUCK KWASHA SECURITIES LLC

1 PENNSYLVANIA PLAZA, 30TH FLOOR, NEW YORK, NY 10119-4798

BUCKMAN, BUCKMAN & REID, INC.

174 PATTERSON AVENUE, SHREWSBURY, NJ 07702

BUCKRAM SECURITIES LTD

21 CEDAR SWAMP ROAD, SUITE 4, GLEN COVE, NY 11542

BUELL SECURITIES CORP.

200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033
Mailing Address: 200 GLASTONBURY BOULEVARD, SUITE 102, GLASTONBURY, CT 06033

BUETER AND COMPANY, INC.

355 E. CAMPUS VIEW BLVD. SUITE 115, SUITE 115, COLUMBUS, OH 43235

BULGER CAPITAL, LLC

130 TURNER STREET, BUILDING 3, SUITE 530, WALTHAM, MA 02453

BULL & BEAR BROKERAGE SERVICES, INC.

6817 SOUTHPOINT PARKWAY, SUITE 1003, JACKSONVILLE, FL 32216

BULLARO SECURITIES CORP.

25-19 STEINWAY STREET, ASTORIA, NY 11103

BULLISH BOB BAGLEY SECURITIES, INC.

2535-A CEDAR SPRINGS, DALLAS, TX 75201

BULLTICK SECURITIES, LLC

701 BRICKELL AVENUE, SUITE 2550, MIAMI, FL 33131

BULLTICK, LLC

PASEO DE LOS TAMARINDOS 400, TORRE A PISO 23, COL. BOSQUES DE LAS LOMAS, MEXICO D.F., 05120 MEXICO
Mailing Address: 701 BRICKELL AVENUE SUITE 2550, MIAMI, FL 33131

BURCH & COMPANY, INC

1201 NW BRIARCLIFF PKWY, SUITE 360, KANSAS CITY, MO 64116

BURKE, LAWTON, BREWER & BURKE, LLC

516 N BETHLEHEM PIKE, AMBLER, PA 19002
Mailing Address: P.O. BOX 950, SPRING HOUSE, PA 19477

BURNHAM & FLOWER FINANCIAL, INC.

315 SOUTH KALAMAZOO MALL, KALAMAZOO, MI 49007

BURNHAM HILL PARTNERS LLC

590 MADISON AVE, 5TH FL, NEW YORK CITY, NY 10022

BURNHAM SECURITIES INC.

1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019
Mailing Address: 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

BURNS FINANCIAL CENTRE, INC.

8903 BRECKSVILLE ROAD, BRECKSVILLE, OH 44141

BURRILL MERCHANT ADVISORS GROUP, LLC

ONE EMBARCADERO CENTER, SUITE 2700, SAN FRANCISCO, CA 94111

BUSADA ADVISORY SERVICES, INC.

2860 N. CYPRESS CIRCLE, WICHITA, KS 67226-2126

BUTLER CAPITAL INVESTMENTS, LLC

100 EAST SOUTH STREET, 2ND FLOOR, SUITE 3, CHARLOTTESVILLE, VA 22902

BUTLER MUNI, LLC

3160 CROW CANYON ROAD, STE #270, SAN RAMON, CA 94583

BUTTONWOOD PARTNERS, INC.

701 DEMING WAY, SUITE 100, MADISON, WI 53717

BWK TRINITY CAPITAL SECURITIES LLC

11755 WILSHIRE BLVD., SUITE 2450, LOS ANGELES, CA 90025

CC C F INVESTMENTS, INC.

320 N. BROAD ST, THOMASVILLE, GA 31792

C. A. BOTZUM & CO.

505 SOUTH MAIN STREET, SUITE 875, ORANGE, CA 92868-4509

C. E. GAYE & SONS SECURITIES LTD.

75 JACKSON AVE., STE. 206, SYOSSET, NY 11791-3124

C. G. MENK & ASSOCIATES, INC.

7502 CONNELLEY DRIVE, SUITE 104, HANOVER, MD 21076

C. L. KING & ASSOCIATES, INC.

NINE ELK STREET, ALBANY, NY 12207

C. P. EATON PARTNERS, LLC

131 ROWAYTON AVENUE, ROWAYTON, CT 06853

C. R. DAVIS & COMPANY

939 CLOCKTOWER DRIVE, SUITE A, SPRINGFIELD, IL 62704-1303

C.E. PFEIFER LLC

262 HARBOR DRIVE, 3RD FLOOR, STAMFORD, CT 06902

C.K. COOPER & COMPANY, INC.

18300 VON KARMAN AVENUE, SUITE 700, IRVINE, CA 92612

C.P. BAKER SECURITIES INCORPORATED

10 HIGH STREET, SUITE 502, BOSTON, MA 02110

C3 CAPITAL, LLC

333 WEST END AVENUE # 12B, NEW YORK, NY 10023

CA FUNDS GROUP, INC.

526 CRESENT BLVD. #329, GLENELLYN, IL 60137

CABRERA CAPITAL MARKETS, LLC

10 SOUTH LA SALLE STREET, SUITE 1050, CHICAGO, IL 60603

CABRILLO BROKER, L.L.C

4320 LA JOLLA VILLAGE DRIVE, SUITE 300, SAN DIEGO, CA 92122

CACHEMATRIX BROKER/DEALER LLC

3200 CHERRY CREEK SOUTH DRIVE, SUITE 360, DENVER, CO 80209

CADARET, GRANT & CO., INC.

ONE LINCOLN CENTER, 110 W. FAYETTE ST. 5TH FLOOR, SYRACUSE, NY 13202
Mailing Address: 200 VALLEY ROAD-SUITE 106, MT. ARLINGTON, NJ 07856

CAHN CAPITAL CORP.

645 FIFTH AVENUE C/O STEVEN HALL PARTNERS, NEW YORK, NY 10022

CAI INSTITUTIONAL SERVICES, LLC

201 S. BISCAYNE BLVD., TWENTY-EIGHTH FLOOR, MIAMI, FL 33131
Mailing Address: 1125 NW COUCH, EIGHTH FLOOR, PORTLAND, OR 97209

CAIN BROTHERS & COMPANY, LLC

360 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY 10017

CALAMOS FINANCIAL SERVICES LLC

2020 CALAMOS COURT, NAPERVILLE, IL 60563-2787

CALATRAVA SECURITIES LLC

212 W. KINZIE STREET, 4TH FLOOR, CHICAGO, IL 60610

CALDWELL INTERNATIONAL SECURITIES

7635 FM 32, FISCHER, TX 78623

CALDWELL SECURITIES, INCORPORATED

30 LIBERTY SHIP WAY #3200, SAUSALITO, CA 94965-1757

CALES INVESTMENTS, INC.

300 NORTH LINCOLN STREET, DENVER, CO 80203-3929
Mailing Address: 300 NORTH LINCOLN ST., DENVER, CO 80203-3929

CALLAHAN FINANCIAL SERVICES, INC.

1001 CONNECTICUT AVE. NW, SUITE 1001, WASHINGTON, DC 20036

CALLAWAY FINANCIAL SERVICES, INC.

721 N. FIELDER RD. #C, ARLINGTON, TX 76012
Mailing Address: 721 N FIELDER RD #C, ARLINGTON, TX 76012

CALTON & ASSOCIATES, INC.

14497 N. DALE MABRY HWY STE. 215, TAMPA, FL 33618

CALVERT DISTRIBUTORS, INC.

4550 MONTGOMERY AVENUE - SUITE 1000N, BETHESDA, MD 20814

CAMBRIA CAPITAL, LLC

488 E. WINCHESTER ST, SUITE 200, SALT LAKE CITY, UT 84107
Mailing Address: 488 E. WINCHESTER ST., SUITE 200, SALT LAKE CITY, UT 84107

CAMBRIDGE INTERNATIONAL PARTNERS INC.

780 THIRD AVENUE - 25TH FLOOR, NEW YORK, NY 10017-2024

CAMBRIDGE INTERNATIONAL SECURITIES, INC.

518 RIVERSIDE AVENUE, WESTPORT, CT 06880

CAMBRIDGE INVESTMENT RESEARCH, INC.

1776 PLEASANT PLAIN RD., FAIRFIELD, IA 52556-8757

CAMBRIDGE LEGACY SECURITIES L.L.C.

15660 N DALLAS PARKWAY, SUITE 700, DALLAS, TX 75248
Mailing Address: 4100 SPRING VALLEY ROAD, STE 500, DALLAS, TX 75244

CAMDEN FINANCIAL SERVICES

2301 CAMPUS DR, SUITE 250, IRVINE, CA 92612

CAMELOT INVESTMENT ADVISERS, LTD.

995 OLD EAGLE SCHOOL ROAD, SUITE 320, WAYNE, PA 19087

CAMERON, MURPHY & SPANGLER, INC.

170 SOUTH OAKLAND AVENUE, PASADENA, CA 91101-2509

CAMMACK LARHETTE BROKERAGE, INC.

65 WILLIAM STREET - SUITE 100, WELLESLEY, MA 02481

CAMPBELL FINANCIAL SERVICES, INC.

2850 QUARRY LAKE DRIVE, BALTIMORE, MD 21209

CAMPBELL LUTYENS & CO. INC.

1270 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10020

CANACCORD ADAMS INC.

99 HIGH STREET, BOSTON, MA 02110

CANACCORD FINANCIAL (USA) INC.

609 GRANVILLE ST., SUITE 2200, VANCOUVER, V7Y 1H2 CANADA
Mailing Address: P.O. BOX 10337, PACIFIC CENTRE, VANCOUVER, V7Y 1H2 CANADA

CANDLEWOOD SECURITIES, LLC

10 1/2 EAST WASHINGTON STREET, CHAGRIN FALLS, OH 44022

CANTELLA & CO., INC.

2 OLIVER STREET, 11TH FL., BOSTON, MA 02109
Mailing Address: 2 OLIVER STREET, 11TH FLOOR, BOSTON, MA 02109

CANTERBURY CONSULTING INCORPORATED

660 NEWPORT CENTER DRIVE-SUITE 300, NEWPORT BEACH, CA 92660
Mailing Address: 660 NEWPORT CTR DR-STE. 300, NEWPORT BEACH, CA 92660

CANTONE RESEARCH INC.

766 SHREWSBURY AVENUE, TINTON FALLS, NJ 07724

CANTOR FITZGERALD & CO.

110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022

CAPE SECURITIES INC.

2005 PENNSYLVANIA AVENUE, MCDONOUGH, GA 30253

CAPITAL & CREDIT INTERNATIONAL, INC.

4400 BISCAYNE BOULEVARD, SUITE 750, MIAMI, FL 33137

CAPITAL ANALYSTS, INCORPORATED

303 BROADWAY, SUITE 1500, CINCINNATI, OH 45202

CAPITAL ASSET ADVISORS, INC.

1029 FRIENDLY ROAD, OYSTER BAY, NY 11771

CAPITAL BROKERAGE CORPORATION

6620 WEST BROAD STREET, BUILDING 2, RICHMOND, VA 23230

CAPITAL CITY SECURITIES, LLC

1335 DUBLIN RD., SUITE 122-D, COLUMBUS, OH 43215

CAPITAL DIRECTIONS, INC.

8038 ANNE COURT, ORLAND PARK, IL 60462

CAPITAL DYNAMICS BROKER DEALER LLC

645 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022

CAPITAL FINANCIAL SERVICES, INC.

#1 NORTH MAIN STREET, MINOT, ND 58703

CAPITAL GROWTH RESOURCES

405 E. LEXINGTON AVENUE, SUITE 201, EL CAJON, CA 92020
Mailing Address: P.O. BOX 69, EL CAJON, CA 92020

CAPITAL GROWTH SECURITIES LLC

1325 AVENUE OF THE AMERICAS, SUITE 2302, NEW YORK, NY 10019
Mailing Address: PO BOX 5117, NEW YORK, NY 10185

CAPITAL GUARDIAN, LLC

420 PARK ST, SUITE 100, BELMONT, NC 28012
Mailing Address: 420 PARK ST, BELMONT, NC 28012

CAPITAL HILL GROUP, INC.

5 TUDOR CITY PLACE, APT. 1315, NEW YORK, NY 10017

CAPITAL INNOVATIONS SECURITIES, LLC

1130 JAMES DRIVE, SUITE 101, HARTLAND, WI 53029

CAPITAL INSTITUTIONAL SERVICES, INC.

1601 ELM STREET, SUITE 3900, DALLAS, TX 75201

CAPITAL INVESTMENT BROKERAGE, INC.

17 GLENWOOD AVENUE, RALEIGH, NC 27603
Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

CAPITAL INVESTMENT GROUP, INC.

17 GLENWOOD AVE, RALEIGH, NC 27603
Mailing Address: P.O. BOX 32249, RALEIGH, NC 27622

CAPITAL INVESTMENTS, INC.

1815 SATELLITE BLVD, SUITE 502, DULUTH, GA 30097-4074

CAPITAL MANAGEMENT OF THE CAROLINAS, LLC

1520 SOUTH BOULEVARD, SUITE 230, CHARLOTTE, NC 28203

CAPITAL MANAGEMENT PARTNERS, INC.

1100 NORTH FOURTH STREET, SUITE 141, FAIRFIELD, IA 52556

CAPITAL MANAGEMENT SECURITIES, INC.

7900 XERXES AVE S. #500, MINNEAPOLIS, MN 55431-1120
Mailing Address: 7900 XERXES AVENUE S #500, MINNEAPOLIS, MN 55431-1120

CAPITAL ONE INVESTMENT SERVICES LLC

265 BROAD HOLLOW ROAD, MELVILLE, NY 11747

CAPITAL ONE SOUTHCOAST, INC

909 POYDRAS STREET, SUITE 1000, NEW ORLEANS, LA 70112

CAPITAL PATH SECURITIES, LLC

1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953
Mailing Address: 1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953

CAPITAL PORTFOLIO MANAGEMENT, INC.

2205 YORK ROAD, SUITE 203, TIMONIUM, MD 21093

CAPITAL RESEARCH BROKERAGE SERVICES, LLC

15 S. RAYMOND AVENUE, SUITE 200, PASADENA, CA 91105

CAPITAL RESOURCE FINANCIAL SERVICES, L.L.C.

1 PARKLANDS DRIVE, DARIEN, CT 06820

CAPITAL SECURITIES INVESTMENT CORPORATION

2021 MIDWEST ROAD-STE. 104, OAK BROOK, IL 60523-1336

CAPITAL TECHNOLOGY, INC.

46 TORY HILL LANE, ROWAYTON, CT 06853

CAPITALINK, L.C.

4400 BISCAYNE BOULEVARD, 14TH FLOOR, MIAMI, FL 33137
Mailing Address: 590 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

CAPITALQUEST SECURITIES, INC.

105 FIFTH AVE S., SUITE 300, MINNEAPOLIS, MN 55401

CAPITALVALUE ADVISORS, LLC

188 INVERNESS DRIVE WEST, SUITE 100, ENGLEWOOD, CO 80111

CAPITOL SECURITIES MANAGEMENT, INC.

100 CONCOURSE BLVD, SUITE 101, GLEN ALLEN, VA 23059

CAPMARK SECURITIES INC.

1801 CALIFORNIA STREET, SUITE 3900, DENVER, CO 80202
Mailing Address: 1801 CALIFORNIA ST., STE 3900, DENVER, CO 80202

CAPNET SECURITIES CORPORATION

738 HWY 6 SOUTH, SUITE 230, HOUSTON, TX 77079

CAPPELLO CAPITAL CORP.

100 WILSHIRE BLVD., SUITE 1200, SANTA MONICA, CA 90401

CAPROCK SECURITIES, INC.

4601 50TH STREET, SUITE 202, LUBBOCK, TX 79414-3518

CAPSTONE ASSET PLANNING COMPANY

5847 SAN FELIPE, SUITE 4100, HOUSTON, 77057 UNITED STATES
Mailing Address: 5847 SAN FELIPE, SUITE 4100, HOUSTON, TX 77057

CAPSTONE CAPITAL MARKETS LLC

176 FEDERAL STREET, 3RD FLOOR, BOSTON, MA 02110

CAPSTONE FINANCIAL GROUP, INC.

8295 242ND STREET, FOREST LAKE, MN 55025

CAPSTONE GLOBAL MARKETS, LLC

44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005
Mailing Address: 44 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005

CAPSTONE INVESTMENTS

12760 HIGH BLUFF DRIVE, SUITE 120, SAN DIEGO, CA 92130

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