List of FINRA Members Firms U - Z

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The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

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UU S PARTICIPATIONS LTD.

3909 HARTZDALE DRIVE, SUITE 901, CAMP HILL, PA 17011

U. S. BOSTON CAPITAL CORPORATION

LINCOLN NORTH, LINCOLN, MA 01773
Mailing Address: 55 OLD BEDFORD ROAD, SUITE 202, LINCOLN, MA 01773

U.S. BANCORP INVESTMENTS, INC.

60 LIVINGSTON AVENUE, EP-MN-WN3C, SAINT PAUL, MN 55107
Mailing Address: ONE U.S. BANK PLAZA, 7TH & WASHINGTON STREETS, SAINT LOUIS, MO 63101

U.S. BROKERAGE, INC.

673 MOHAWK ST., SUITE 200, COLUMBUS, OH 43206

U.S. FINANCIAL INVESTMENTS, INC.

90 BROAD STREET, 17TH FLOOR, NEW YORK, NY 10004

U.S. GLOBAL BROKERAGE, INC.

7900 CALLAGHAN ROAD, SAN ANTONIO, TX 78229

U.S. INVESTORS, INC.

515 KING STREET, SUITE 310, ALEXANDRIA, VA 22314

U.S. RE SECURITIES, LLC

ONE BLUE HILL PLAZA, 3RD FLOOR, PEARL RIVER, NY 10965
Mailing Address: ONE BLUE HILL PLAZA, P.O. BOX 1574, PEARL RIVER, NY 10965-1574

U.S. SECURITIES, INTL. CORP.

120 BROADWAY, SUITE 1017, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

U.S. SELECT SECURITIES LLC

1455 FIRST STREET, SUITE 303, NAPA, CA 94559

U.S. STERLING SECURITIES, INC.

1393 VETERANS MEMORIAL HIGHWAY UNIT 412N, HAUPPAUGE, NY 11788

UBS FINANCIAL SERVICES INC.

1200 HARBOR BOULEVARD, WEEHAWKEN, NJ 07086
Mailing Address: 1000 HARBOR BLVD, 8TH FL, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO

250 MUNOZ RIVERA AVENUE, HATO REY, PR 00918
Mailing Address: 1000 HARBOR BLVD, 8TH FLOOR, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086

UBS FUND SERVICES (USA) LLC

242 TRUMBULL STREET, HARTFORD, CT 06103-1212

UBS GLOBAL ASSET MANAGEMENT (US) INC.

1285 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10019

UBS SECURITIES LLC

677 WASHINGTON BOULEVARD, STAMFORD, CT 06901
Mailing Address: 201 TRESSER BLVD, ONE STAMFORD FORUM-2ND FLOOR, STAMFORD, CT 06901

UHLMANN PRICE SECURITIES, LLC

141 W. JACKSON BLVD. STE.1340A, CHICAGO, IL 60604-0000

ULLICO INVESTMENT COMPANY, INC.

1625 EYE STREET, NW, WASHINGTON, DC 20006

ULTIMUS FUND DISTRIBUTORS, LLC

225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH 45246

ULTRALAT CAPITAL MARKETS, INC.

801 BRICKELL AVENUE, SUITE 1020, MIAMI, FL 33131
Mailing Address: 801 BRICKELL AVENUE, MIAMI, FL 33131

UMB DISTRIBUTION SERVICES, LLC

803 W. MICHIGAN STREET, SUITE A, MILWAUKEE, WI 53233

UMB FINANCIAL SERVICES, INC.

1010 GRAND AVENUE, KANSAS CITY, MO 64106

UMPQUA INVESTMENTS, INC.

200 SW MARKET ST., SUITE 1900, PORTLAND, OR 97201

UMTB SECURITIES INC.

630 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10111

UNDERHILL SECURITIES CORP.

4045 SOUTH SPENCER STREET, SUITE 108, LAS VEGAS, NV 89119

UNICREDIT CAPITAL MARKETS, INC

15O EAST 42ND STREET, NEW YORK, NY 10017-4679
Mailing Address: 150 EAST 42ND STREET, NEW YORK, NY 10017-4679

UNIFIED FINANCIAL SECURITIES, INC.

2960 N. MERIDIAN STREET, SUITE 300, INDIANAPOLIS, IN 46208

UNION CAPITAL COMPANY

4400 E. BROADWAY, SUITE 512, TUCSON, AZ 85711

UNION SQUARE ADVISORS LLC

TWO EMBARCADERO CENTER, SUITE 1330, SAN FRANCISCO, CA 94111
Mailing Address: TWO EMBARCADERO CENTER, SUITE 1330, SAN FRANCISCO, CA 94111

UNIONBANC INVESTMENT SERVICES, LLC

445 S. FIGUEROA STREET, 2ND FLOOR, LOS ANGELES, CA 90071

UNITED AMERICAN SECURITIES, INC.

441 LEXINGTON AVENUE SUITE 1220, NEW YORK, NY 10017

UNITED BROKERAGE SERVICES, INC

514 MARKET STREET, PARKERSBURG, WV 26101
Mailing Address: P. O. BOX 1508, PARKERSBURG, WV 26102-1508

UNITED CAPITAL MARKETS, INC.

240 CRANDON BLVD., SUITE 167, KEY BISCAYNE, FL 33149

UNITED EQUITY SECURITIES, LLC

10700 RICHMOND AVENUE, SUITE 252, HOUSTON, TX 77042

UNITED FINANCIAL GROUP, LTD

666 OLD COUNTRY ROAD STE 104, GARDEN CITY, NY 11530

UNITED GLOBAL SECURITIES, INC.

12950 DAIRY ASHFORD RD, SUGAR LAND, TX 77478-3102

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

7333 E. DOUBLETREE RANCH ROAD #120, SCOTTSDALE, AZ 85258-2023
Mailing Address: P.O. BOX 5750, SCOTTSDALE, AZ 85261-5750

UNITED SECURITY CORPORATION

4400 BISCAYNE BLVD, SUITE 950, MIAMI, FL 33137
Mailing Address: 4400 BISCAYNE BLVD., MIAMI, FL 33137

UNIVERSAL FINANCIAL SERVICES INC.

METRO OFFICE PARK, STREET #1, LOT #10, GUAYNABO, PR 00921

UNIVEST INVESTMENTS, INC.

14 N. MAIN STREET, P.O. BOX 64197, SOUDERTON, PA 18964
Mailing Address: 14 N. MAIN STREET, ATTN: ANNETTE KNIBBS, SOUDERTON, PA 18964

UNIVEST SECURITIES, INC. DBA UNIVERSAL FINANCIAL GROUP

330 WEST 38TH STREET, SUITE 238, NEW YORK, NY 10018

UNX LLC

175 E. OLIVE AVENUE, SUITE 200, BURBANK, CA 91502

UOB GLOBAL EQUITY SALES LLC

592 FIFTH AVENUE, SUITE 602, NEW YORK, NY 10036

UOB KAY HIAN (U.S.) INC.

592 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10036

UPDATA SECURITIES, INC.

379 THORNALL STREET, 10TH FLOOR, EDISON, NJ 08837

UPROMISE INVESTMENTS, INC.

95 WELLS AVENUE, SUITE 160, NEWTON, MA 02459

UPRR SECURITIES, LLC

450 SEVENTH AVENUE, SUITE 1300, NEW YORK, NY 10123

US ARMA PARTNERS LP

FOUR PALO ALTO SQUARE, SUITE 100, 3000 EL CAMINO REAL, PALO ALTO, CA 94306

USA ADVANCED PLANNERS INC.

50 LOUIS STREET NW, SUITE 400, GRAND RAPIDS, MI 49503

USA FINANCIAL SECURITIES CORPORATION

6020 EAST FULTON, ADA, MI 49301

USAA FINANCIAL ADVISORS, INC.

9800 FREDERICKSBURG RD., SAN ANTONIO, TX 78288-0227

USAA INVESTMENT MANAGEMENT COMPANY

9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288-0227

USCVG, INC.

20 NEWPORT PKY, SUITE 1607, JERSEY CITY, NJ 07310

USI SECURITIES, INC.

95 GLASTONBURY BLVD., GLASTONBURY, CT 06033
Mailing Address: PO BOX 6505, 95 GLASTONBURY BLVD., GLASTONBURY, CT 06033

USP SECURITIES CORPORATION

15305 DALLAS PARKWAY, SUITE 1600, ADDISON, TX 75001

USRP EQUITIES, LLC

99 WOOD AVENUE SOUTH, ISELIN, NJ 08830
Mailing Address: 99 WOOD AVENUE SOUTH, ISELIN, NJ 08830

UTC FINANCIAL SERVICES USA, INC.

C/O TRINIDAD AND TOBAGO UNIT TRUST CORPORATION, UTC FINANCIAL CENTRE, 82 INDEPENDENCE SQUARE, PORT OF SPAIN, 00000 TRINIDAD
Mailing Address: C/O TRINIDAD AND TOBAGO UNIT TRUST CORPORATION, 40-40A GREEN STREET; ATTN: LAURA ALLEYNE, ARIMA, 00000 TRINIDAD

UVEST FINANCIAL SERVICES GROUP, INC.

5 COLISEUM CENTRE, 2810 COLISUEUM CENTRE DRIVE, CHARLOTTE, NC 28217
Mailing Address: 9875 TOWNE CENTRE DR, SAN DIEGO, CA 92123

UW INVESTMENT SERVICES

700 17TH STREET, SUITE 700, DENVER, CO 80202
Mailing Address: 700 17TH STREET, DENVER, CO 80202

VV. M. MANNING & CO., INC.

211 E WASHINGTON ST SUITE B, GREENVILLE, SC 29601-2835
Mailing Address: P.O. BOX 10389, GREENVILLE, SC 29603

VAIL SECURITIES INVESTMENT, INC.

232 WEST MEADOW DRIVE, VAIL, CO 81657-5079

VALDES & MORENO, INC.

1600 GENESSEE STREET, SUITE 630, KANSAS CITY, MO 64102

VALIC FINANCIAL ADVISORS, INC.

2929 ALLEN PARKWAY, HOUSTON, TX 77019-2158
Mailing Address: P.O. BOX 3206, HOUSTON, TX 77253-3206

VALLEY FORGE ASSET MANAGEMENT CORP.

150 S. WARNER ROAD, SUITE 200, KING OF PRUSSIA, PA 19406
Mailing Address: P.O. BOX 960, VALLEY FORGE, PA 19482

VALLEY NATIONAL INVESTMENTS, INC.

1605 VALLEY CENTER PARKWAY, SUITE 160, BETHLEHEM, PA 18017

VALMARK SECURITIES, INC.

130 SPRINGSIDE DRIVE, SUITE 300, AKRON, OH 44333-2431

VALOR FINANCIAL SECURITIES LLC

521 WEST CENTRAL AVENUE, WINTER HAVEN, FL 33880

VALORES FINAMEX INTERNATIONAL, INC.

PASEO DE LA REFORMA #255 PISO 4, COLONIA CUAUHTEMOC, MEXICO CITY, 06500 MEXICO

VALTUS CAPITAL GROUP, LLC

3930 HOWARD HUGHES PARKWAY, SUITE 360, LAS VEGAS, NV 89169
Mailing Address: 18425 BURBANK BLVD, SUITE 715, TARZANA, CA 91356

VAN CLEMENS & CO. INCORPORATED

527 MARQUETTE AVENUE SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 527 MARQUETTE AVENUE SOUTH, SUITE 2000, MINNEAPOLIS, MN 55402

VAN ECK SECURITIES CORPORATION

335 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10017

VAN KAMPEN FUNDS INC.

522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: 2800 POST OAK BOULEVARD, 46TH FLOOR, HOUSTON, TX 77056

VAN LIEW SECURITIES, INC.

ONE REGENCY PLAZA, SUITE ONE, PROVIDENCE, RI 02903-3158

VANDERBILT SECURITIES, LLC

445 BROADHOLLOW ROAD, SUITE 400, MELVILLE, NY 11747
Mailing Address: POST OFFICE BOX 868, MELVILLE, NY 11747

VANDHAM SECURITIES CORP.

50 TICE BOULEVARD, WOODCLIFF LAKE, NJ 07677

VANGUARD CAPITAL

777 S. HIGHWAY 101, SUITE 204, SOLANA BEACH, CA 92075

VANGUARD MARKETING CORPORATION

100 VANGUARD BLVD, MALVERN, PA 19355
Mailing Address: 400 DEVON PARK DRIVE- A39, WAYNE, PA 19087

VANTAGE SECURITIES, INC.

150 FAYETTEVILLE STREET, SUITE 1130, RALEIGH, NC 27601

VARIABLE INVESTMENT ADVISORS, INC.

4305 S. LOUISE AVE STE 101A, SIOUX FALLS, SD 57106-3115

VARIANT TRADING INSTITUTIONAL GROUP, INC.

3998 FAU BOULEVARD, SUITE 120, BOCA RATON, FL 33431
Mailing Address: 3998 FAU BOULEVARD, SUITE 120-B, BOCA RATON, FL 33431

VASILIOU & COMPANY, INC.

1000 SO. POINTE DRIVE, MIAMI BEACH, FL 33139

VAUGHAN AND COMPANY SECURITIES, INC.

68 PASSAIC STREET, RIDGEWOOD, NJ 07450-9998

VBC SECURITIES, LLC

348 CLIFTON AVENUE, CLIFTON, NJ 07011-2619

VCAP SECURITIES, LLC

437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY 10022

VCG SECURITIES, LLC

407 S.E. 1ST STREET, DELRAY BEACH, FL 33483

VCM SECURITIES, LLC.

44 WALL STREET, 21 FLOOR, NEW YORK, NY 10005
Mailing Address: 44 WALL STREET, NEW YORK, NY 10005

VEBER PARTNERS, L.L.C.

605 NW 11TH AVENUE, PORTLAND, OR 97209-3235

VECTOR SECURITIES INTERNATIONAL, L.L.C.

1751 LAKE COOK ROAD-SUITE 350, DEERFIELD, IL 60015
Mailing Address: 1751 LAKE COOK ROAD - SUITE 350, DEERFIELD, IL 60015

VECTORGLOBAL WMG

801 BRICKELL AVENUE, SUITE 2500, MIAMI, FL 33131

VELOCITYHEALTH SECURITIES, INC.

95 WHITE BRIDGE ROAD, SUITE 409, NASHVILLE, TN 37205

VENECREDIT SECURITIES, INC.

1111 BRICKELL AVENUE, SUITE 1575, MIAMI, FL 33131
Mailing Address: 1111 BRICKELL AVENUE, SUITE 1580, MIAMI, FL 33131

VENTOUX SECURITIES, LLC

5590 BUNKY WAY, ATLANTA, GA 30338

VENTURE PARTNERS CAPITAL, L.L.C.

1224 MILL STREET, BUILDING A-100, EAST BERLIN, CT 06023
Mailing Address: MILL CROSSING, P. O. DRAWER 9, KENSINGTON, CT 06037

VERAPOINT SECURITIES LLC

300 PARK AVENUE, SUITE 1704, NEW YORK, NY 10022

VERITAGE GROUP, LLC

4 MEGONKO ROAD, NATICK, MA 01760

VERITAS SECURITIES CORP.

40 WALL STREET, 28TH FLOOR - SUITE 2819, NEW YORK, NY 10005

VERITRUST FINANCIAL, LLC

3755 CAPITAL HIGHWAY SOUTH, SUITE 130, AUSTIN, TX 78704
Mailing Address: 3755 CAPITAL HIGHWAY SOUTH, SUITE 130, AUSTIN, TX 78704

VERITY INVESTMENTS, INC.

280 S. MANGUM STREET, SUITE 550, DURHAM, NC 27701

VERSANT PARTNERS USA, INC.

1100 BOUL. RENE-LEVESQUE WEST, SUITE 1310, MONTREAL, H3B 4N4 QUEBEC CANADA

VESTECH SECURITIES, INC.

8100 E. 22ND ST NORTH #B, BLDG 600, WICHITA, KS 67226
Mailing Address: 8100 E. 22ND STREET NORTH #B, BLDG 600, WICHITA, KS 67226

VESTOR CAPITAL SECURITIES CORPORATION

10 S. RIVERSIDE PLAZA, SUITE 1400, CHICAGO, IL 60606-3840
Mailing Address: 10 S. RIVERSIDE PLAZA, SUITE 1400, CHICAGO, IL 60606

VETUS SECURITIES LLC

1300 E. 9TH STREET, SUITE 600, CLEVELAND, OH 44114

VFG SECURITIES, INC.

2121 CLOVERFIELD AVENUE, SUITE #115, SANTA MONICA, CA 90404

VFIC SECURITIES, INC.

1030 OLD VALLEY FORGE ROAD, KING OF PRUSSIA, PA 19406

VFINANCE INVESTMENTS, INC

1200 N. FEDERAL HIGHWAY, SUITE 400, BOCA RATON, FL 33432

VIANT CAPITAL LLC

500 WASHINGTON ST., SUITE 325, SAN FRANCISCO, CA 94111
Mailing Address: 500 WASHINGTON STREET, SUITE 325, SAN FRANCISCO, CA 94111

VICTORY CAPITAL ADVISERS, INC.

127 PUBLIC SQUARE, 21ST FLOOR, CLEVELAND, OH 44114-1306

VICTORY PARK SECURITIES, LLC

227 W. MONROE STREET, CHICAGO, IL 60606

VIEW PARTNERS CAPITAL LLC

575 MADISON AVE, 10TH FLOOR, NEW YORK, NY 10022

VIEWPOINT SECURITIES, LLC

401 WEST A STREET, STE 325, SAN DIEGO, CA 92101

VIEWTRADE SECURITIES, INC.

7280 W. PALMETTO PARK RD., 105, BOCA RATON, FL 33433

VINING SPARKS

775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN 38120

VISCOGLIOSI & COMPANY, LLC

505 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10022

VISION

4 HIGH RIDGE PARK, STAMFORD, CT 06905

VISION FINANCIAL MARKETS LLC

4 HIGH RIDGE PARK, SUITE 100, STAMFORD, CT 06905-1325

VISION INVESTMENT SERVICES, INC.

6111 NORTH RIVER ROAD, 8TH FLOOR, ROSEMONT, IL 60018

VISIONQUEST SECURITIES, LLC.

5205 CAMDEN LAKE PARKWAY, ACWORTH, GA 30101

VISTA MANAGEMENT COMPANY

3101 SESSIONS ROAD, TALLAHASSEE, FL 32303
Mailing Address: P.O. BOX 1878, TALLAHASSEE, FL 32302-1878

VISTA SECURITIES, INC.

9400 NORTH CENTRAL EXPRESSWAY, SUITE 1625, DALLAS, TX 75231

VISUN SECURITIES CORPORATION

175 N. PATRICK BOULEVARD, SUITE 190, BROOKFIELD, WI 53045

VLS SECURITIES LLC

65 LOCUST AVENUE, SUITE 301, NEW CANAAN, CT 06840
Mailing Address: 65 LOCUST AVENUE, NEW CANAAN, CT 06840

VOGUE CAPITAL MANAGEMENT LLC

2741 PARKVIEW DRIVE, HALLANDALE, FL 33009

VOLTAIRE INVESTMENTS, LLC

9212 NORTH KOBER ROAD, PARADISE VALLEY, AZ 85253

VONTOBEL SECURITIES LTD.

DREIKOENIGSTRASSE 37, ZURICH, 08022 SWITZERLAND

VORPAHL WING SECURITIES

505 W. RIVERSIDE SUITE 205, SPOKANE, WA 99201

VP DISTRIBUTORS INC

100 PEARL ST, 8TH FLOOR, HARTFORD, CT 06103

VPE WERTPAPIERHANDELSBANK AG

MAXIMILIANSPLATZ 17, MUENCHEN, D-80333 GERMANY

VRA PARTNERS, LLC

3414 PEACHTREE ROAD, N.E., SUITE 1125, ATLANTA, GA 30326

VSR FINANCIAL SERVICES, INC.

8620 W 110TH STREET, 200, OVERLAND PARK, KS 66210-9651
Mailing Address: PO BOX 26250, SHAWNEE MISSION, KS 66225-6250

VT BROKERS, LLC

220 BUSH STREET, SUITE 950, SAN FRANCISCO, CA 94104
Mailing Address: 220 BUSH STREET, SUITE 950, SAN FRANCISCO, CA 94104

VULCAN SECURITIES LLC

220 MONTGOMERY STREET, #1421, SAN FRANCISCO, CA 94104

VWM INSURANCE SERVICES, LLC

600 CALIFORNIA STREET - SUITE 1330, SAN FRANCISCO, CA 94108

WWG SECURITIES, LLC

264 AMITY ROAD, SUITE 106, WOODBRIDGE, CT 06525

W R RICE FINANCIAL SERVICES, INC.

938 FOREST AVE., PORTLAND, ME 04103

W&S BROKERAGE SERVICES, INC.

400 BROADWAY, CINCINNATI, OH 45202
Mailing Address: 400 BROADWAY, 4TH FLOOR, MS 36, CINCINNATI, OH 45202

W. H. COLSON SECURITIES, INC.

211 COMMERCE STREET, SUITE C, GREENVILLE, NC 27858
Mailing Address: P. O. BOX 4007, GREENVILLE, NC 27836-2007

W. H. MELL ASSOCIATES, INC.

450 SPRINGFIELD AVENUE, SUMMIT, NJ 07901

W. H. REAVES & CO., INC.

10 EXCHANGE PLACE, JERSEY CITY, NJ 07302

W. P. STEWART SECURITIES LIMITED

TRINITY HALL 43 CEDAR AVENUE, HAMILTON, HM 12 BERMUDA
Mailing Address: P.O. BOX HM 2905, HAMILTON HMLX, HM LX BERMUDA

W. R. TAYLOR & COMPANY, LLC

4740 WOODMERE BOULEVARD, MONTGOMERY, AL 36106

W. Y. CAMPBELL & COMPANY

ONE WOODWARD AVENUE - 26TH FLOOR, DETROIT, MI 48226

W.E. NIGHTINGALE BROKERAGE SERVICES, INC.

18632 N.W.BERNINA CT., ISSAQUAH, WA 98027
Mailing Address: 4957 LAKEMONT BLVD STE C-4, PMB 10, BELLEVUE, WA 98006

W.F.C.G. SECURITIES, INC.

2700 SOUTH SOUTHEAST BOULEVARD SUITE 205, SPOKANE, WA 99223-4984

W.G. NIELSEN & CO.

3200 CHERRY CREEK DRIVE SOUTH, SUITE 470, DENVER, CO 80209

W.J. BLUM & SONS, LLC

81 BROMPTON ROAD, GARDEN CITY, NY 11530
Mailing Address: 81 BROMPTON RAOD, GARDEN CITY, NY 11530

W.J. BRADLEY COMPANY

201 COLUMBINE STREET, SUITE 300, DENVER, CO 80206

W.R. HAMBRECHT + CO., LLC

PIER 1, BAY 3, SAN FRANCISCO, CA 94111

WACHTEL & CO., INC.

1101 FOURTEENTH ST.-NW, WASHINGTON, DC 20005

WADDELL & REED, INC.

6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200
Mailing Address: P.O. BOX 29217, ATTN: TERRY LISTER, SHAWNEE MISSION, KS 66201-9217

WADSWORTH INVESTMENT CO., INC.

879 CHURCH ST. RT. 68, WALLINGFORD, CT 06492-2001

WAFRA SECURITIES CORPORATION

345 PARK AVENUE 41ST FLOOR, NEW YORK, NY 10154-0101

WALKER CAPITAL PARTNERS, LLC

ONE GLENLAKE PARKWAY, SUITE 925, ATLANTA, GA 30328
Mailing Address: 5524 FORT FISHER WAY, NORCROSS, GA 30092

WALL AND COMPANY SECURITIES, INC.

11680 STEPHENVILLE DR, FRISCO, TX 75035

WALL STREET ACCESS

17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004

WALL STREET ADVISOR SERVICES, LLC

17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004

WALL STREET CAPITAL CORPORATION

14615 MANCHESTER ROAD, SUITE 204, ST. LOUIS, MO 63011

WALL STREET FINANCIAL GROUP, INC.

255 WOODCLIFF DR, FAIRPORT, NY 14450

WALL STREET MANAGEMENT CORPORATION

441 LEXINGTON AVENUE, 17TH FLOOR, NEW YORK, NY 10017

WALL STREET MONEY CENTER CORP.

2385 EXECUTIVE CENTER DR., SUITE #100, BOCA RATON, FL 33431
Mailing Address: 2385 EXECUTIVE CENTER DRIVE, SUITE #100, BOCA RATON, FL 33431

WALL STREET STRATEGIES, INC.

362 NORTH MAIN STREET, HURON, OH 44839

WALLACHBETH CAPITAL LLC

100 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005

WALLER CAPITAL SECURITIES LLC

1 ROCKEFELLER PLAZA, SUITE #2322, NEW YORK, NY 10020

WALLSTREET*E FINANCIAL SERVICES, INC.

3111 PONCE DE LEON BLVD, CORAL GABLES, FL 33134

WALNUT CREEK CAPITAL ADVISORS, LLC

616 ELLIOTT ROAD, MCDONOUGH, GA 30252

WALNUT STREET SECURITIES, INC.

1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

WALTER GREENBLATT & ASSOCIATES, LLC

430 NASSAU STREET, PRINCETON, NJ 08540

WALTER J. DOWD, INC.

30 BROAD STREET, SUITE 2201, NEW YORK, NY 10004

WALTON JOHNSON & COMPANY

1430 SAN RAFAEL DRIVE, DALLAS, TX 75218
Mailing Address: P.O. BOX 192687, DALLAS, TX 75219

WALTON SECURITIES, INC.

4800 N SCOTTSDALE ROAD, SUITE 4000, SCOTTSDALE, AZ 85251

WAMPUM GROUP, LLC

71 BROADWAY, STE 12 D, NEW YORK, NY 10006

WANG INVESTMENT ASSOCIATES, INC.

183 MADISON AVENUE, SUITE 204, NEW YORK, NY 10016

WARD'S FINANCIAL SERVICES, LTD.

14720 S. WILL-COOK ROAD, HOMER GLEN, IL 60441-6834
Mailing Address: P.O. BOX 799, ORLAND PARK, IL 60462-0799

WARNER BECK INCORPORATED

17140 BERNARDO CENTER DRIVE, SUITE 300, SAN DIEGO, CA 92128

WARNER FINANCIAL INTERNATIONAL INCORPORATED

1706 RURAL STREET, ROCKFORD, IL 61107

WARREN D. NADEL & COMPANY

7 WALNUT ROAD, GLEN COVE, NY 11542

WARREN G. TOWNE

595 SUNSET LA, FOND DU LAC, WI 54935

WASHINGTON SECURITIES CORPORATION

6935 WISCONSIN AVE NO. 510, CHEVY CHASE, MD 20815-6113

WATERFORD CAPITAL, INC.

15455 N. DALLAS PKWY STE 750, ADDISON, TX 75001

WATERFORD INVESTOR SERVICES, INC.

1201 S. HIGHLAND AVENUE, SUITE 2, CLEARWATER, FL 33756
Mailing Address: 1201 S. HIGHLAND AVENUE, SUITE 2, CLEARWATER, FL 33756

WATERMARK ADVISORS, LLC

531 SOUTH MAIN STREET, SUITE ML-9, GREENVILLE, SC 29601
Mailing Address: P.O. BOX 1963, GREENVILLE, SC 29602

WATERMARK SECURITIES, INC.

900 THIRD AVENUE, 31ST FLOOR, NEW YORK, NY 10022

WATERSTONE FINANCIAL GROUP, INC.

ONE BEACON STREET, 22ND FLOOR, BOSTON, MA 02108
Mailing Address: ONE BEACON STREET, 22NF FLOOR, BOSTON, MA 02108

WATERVIEW SECURITIES, INC.

12201 MERIT DRIVE, SUITE 700, DALLAS, TX 75251

WATKINS FINANCIAL SERVICES, INC.

722 W SHEPARD LANE STE 103, FARMINGTON, UT 84025

WATSON MANAGEMENT ASSOCIATES, LLC

161 GRAND STREET, #2A, NEW YORK, NY 10013

WAVELAND CAPITAL PARTNERS LLC

19800 MACARTHUR BLVD, SUITE 650, IRVINE, CA 92612

WAYNE HUMMER INVESTMENTS L.L.C.

222 SOUTH RIVERSIDE PLAZA, SUITE 2800, CHICAGO, IL 60606
Mailing Address: P.O. BOX 750, CHICAGO, IL 60690-0750

WBB SECURITIES, LLC

16835 WEST BERNARDO DRIVE, SUITE 120, SAN DIEGO, CA 92127

WEA INVESTMENT SERVICES, INC.

45 NOB HILL ROAD, MADISON, WI 53713-3959
Mailing Address: PO BOX 7338, MADISON, WI 53707-7338

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

505 NORTH HWY 169, SUITE 900, PLYMOUTH, MN 55441
Mailing Address: 505 NORTH HWY 169, SUITE 900, PLYMOUTH, MN 55441

WEALTH MANAGEMENT RESOURCES, INC.

501 GREAT ROAD, SUITE 201, NO. SMITHFIELD, RI 02896

WEALTH MONITORS, INC.

11225 COLLEGE BLVD, SUITE # 100, OVERLAND PARK, KS 66210-2798
Mailing Address: 11225 COLLEGE BLVD., SUITE # 100, OVERLAND PARK, KS 66210-2798

WEALTHSTONE EQUITIES, INC.

5000 HORIZONS DR., COLUMBUS, OH 43220

WEAVER TIDWELL CAPITAL, LLC

12221 MERIT DRIVE, SUITE 1210, DALLAS, TX 75251
Mailing Address: 12221 MERIT DRIVE, SUITE 1210, DALLAS, TX 75251

WEDBUSH SECURITIES INC.

1000 WILSHIRE BLVD. SUITE 900, ATTN: BUSINESS CONDUCT, LOS ANGELES, CA 90017-2457
Mailing Address: P.O. BOX 30014, LOS ANGELES, CA 90030-0014

WEDGE ALTERNATIVES LLC

500 FIFTH AVENUE, SUITE 3150, NEW YORK, NY 10110

WEDGE SECURITIES, LLC

9800 MT. PYRAMID COURT, SUITE 304, ENGLEWOOD, CO 80112

WEDGEWOOD PARTNERS, INC.

9909 CLAYTON ROAD, SUITE 103, ST. LOUIS, MO 63124-5142

WEEDEN & CO.L.P.

145 MASON ST, GREENWICH, CT 06830

WEISS CAPITAL SECURITIES, INC.

7111 FAIRWAY DRIVE, SUITE 102, PALM BEACH GARDENS, FL 33418

WEISSER JOHNSON CAPITAL LLC

1301 MCKINNEY, SUITE 2810, HOUSTON, TX 77010

WEITZ SECURITIES, INC.

ONE PACIFIC PLACE, 1125 SOUTH 103 ST. STE. 200, OMAHA, NE 68124-1071

WEITZEL FINANCIAL SERVICES, INC.

1665 EMBASSY WEST DR., SUITE 100, DUBUQUE, IA 52002-2259
Mailing Address: 1665 EMBASSY WEST DR. STE. 100, DUBUQUE, IA 52002-2259

WELCOME LIFE SECURITIES, LLC

6001 BROKEN SOUND PARKWAY, SUITE 320-A, BOCA RATON, FL 33487

WELLER, ANDERSON & CO., LTD.

811 RUSK, SUITE 1725, HOUSTON, TX 77002

WELLFLEET INVESTMENTS LLC

40 CUTTER MILL RD - SUITE 200, GREAT NECK, NY 11021
Mailing Address: PO BOX 222142, GREAT NECK, NY 11022-2142

WELLINGTON SECURITIES, INC.

80 LIBERTY STREET, SAN FRANCISCO, CA 94110
Mailing Address: PMB 187, 3288 21 STREET, SAN FRANCISCO, CA 94110-2423

WELLINGTON SHIELDS & CO., LLC

140 BROADWAY, SUITE 4400, NEW YORK, NY 10005

WELLINGTON WEST CAPITAL MARKETS (USA) INC.

145 KING STREET WEST, SUITE 700, TORONTO, ONTARIO, M5H 1J8 CANADA

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103

WELLS FARGO ADVISORS, LLC

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO 63103

WELLS FARGO FUNDS DISTRIBUTOR, LLC

525 MARKET STREET, 12TH FLOOR, SAN FRANCISCO, CA 94105

WELLS FARGO INSTITUTIONAL SECURITIES, LLC

301 SOUTH COLLEGE STREET, ONE WACHOVIA CENTER, 8TH FLOOR, CHARLOTTE, NC 28202

WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.

301 SOUTH COLLEGE STREET, 19TH FLOOR, MAIL CODE: D1053-190, CHARLOTTE, NC 28202
Mailing Address: 301 SOUTH COLLEGE STREET, 19TH FLOOR, MAIL CODE: NC 1396, CHARLOTTE, NC 28202

WELLS FARGO INVESTMENTS, LLC

420 MONTGOMERY STREET, 12TH FLOOR, MAC A0112-060, SAN FRANCISCO, CA 94104
Mailing Address: 550 CALIFORNIA STREET, 6TH FLOOR, MAC A0112-060, SAN FRANCISCO, CA 94104

WELLS FARGO SECURITIES, LLC

301 S. COLLEGE STREET, TW-8, MAIL CODE NC0602, CHARLOTTE, NC 28202-0602
Mailing Address: 301 S. COLLEGE STREET, TW-8, MAIL CODE NC0602, CHARLOTTE, NC 28288-0602

WELLS INVESTMENT SECURITIES,INC.

6200 THE CORNERS PARKWAY, SUITE 250, NORCROSS, GA 30092

WELLS NELSON & ASSOCIATES, L.L.C.

105 NORTH HUDSON, SUITE 600, OKLAHOMA CITY, OK 73102

WELSH SECURITIES LLC

4350 BAKER RD, MINNETONKA, MN 55343

WELTON STREET INVESTMENTS LLC

9780 MOUNT PYRAMID COURT, SUITE 400, ENGLEWOOD, CO 80112

WENTWORTH SECURITIES, INC.

2001 NORTH B STREET, FAIRFIELD, IA 52556

WESBANCO SECURITIES, INC.

135 WEST MAIN ST, ST CLAIRSVILLE, OH 43950
Mailing Address: 1 BANK PLAZA, WHEELING, WV 26003

WESCOM FINANCIAL SERVICES

123 SOUTH MARENGO AVENUE, 4TH FL, PASADENA, CA 91101

WEST AMERICA SECURITIES CORP

7005 VIA BELLA LUNA, LAS VEGAS, NV 89131
Mailing Address: P. O. BOX 751477, LAS VEGAS, NV 89136

WESTBURY GROUP LLC

49 CLINTON AVENUE, WESTPORT, CT 06880

WESTCHESTER CAPITAL PLANNING, INC.

21 MILLBROOK LANE, KERHONKSON, NY 12446

WESTCO INVESTMENT CORP.

77 HEMPSTEAD AVE, LYNBROOK, NY 11563

WESTCOUNTRY FINANCIAL

16915 TURTLE POINT, CHARLOTTE, NC 28278-8428

WESTERN EQUITY GROUP, INC.

1617 STARLING COURT, CARLSBAD, CA 92011-5019
Mailing Address: 6965 EL CAMINO REAL, SUITE #105-235, CARLSBAD, CA 92009-4101

WESTERN FINANCIAL CORPORATION

600 "B" STREET STE. 2204, SAN DIEGO, CA 92101-4507

WESTERN GROWERS FINANCIAL SERVICES, INC.

17620 FITCH STREET, IRVINE, CA 92614

WESTERN INTERNATIONAL SECURITIES, INC.

70 SOUTH LAKE AVENUE, SUITE 700, PASADENA, CA 91101
Mailing Address: 70 SOUTH LAKE AVE-STE. 700, PASADENA, CA 91101

WESTERN PACIFIC SECURITIES, INC.

1080 W. SIERRA, SUITE 105, FRESNO, CA 93704

WESTERN RESERVE PARTNERS, LLC

200 PUBLIC SQUARE, SUITE 3750, CLEVELAND, OH 44114

WESTERN STRATEGIC ADVISORS, L.L.C.

3100 W. SEVENTH STREET SUITE 300, FORT WORTH, TX 76107

WESTFIELD INVESTMENT GROUP, INC.

1255 CORPORATE CENTER DRIVE, SUITE 200, MONTEREY PARK, CA 91754-7611

WESTHOFF, CONE & HOLMSTEDT

500 YGNACIO VALLEY ROAD, SUITE 380, WALNUT CREEK, CA 94596-5041

WESTLAKE SECURITIES

2700 VIA FORTUNA SUITE 250, AUSTIN, TX 78746

WESTLB SECURITIES INC.

7 WORLD TRADE CENTER, 250 GREENWICH STREET, NEW YORK, NY 10007

WESTMINSTER FINANCIAL SECURITIES, INC.

865 SOUTH DIXIE DRIVE, VANDALIA, OH 45377

WESTMINSTER INVESTMENT GROUP, INC.

23 EAST NORTH STREET, NEW CASTLE, PA 16101

WESTMINSTER RESEARCH ASSOCIATES LLC

1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

WESTMORELAND CAPITAL CORPORATION

2350 NORTH FOREST ROAD, SUITE 35B, GETZVILLE, NY 14068

WESTON FINANCIAL SERVICES LLC

767 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10017

WESTON INTERNATIONAL CAPITAL MARKETS LLC

150 EAST 58TH STREET, 15TH FLOOR, NEW YORK, NY 10155

WESTON SECURITIES CORPORATION

40 WILLIAM STREET, SUITE 100, WELLESLEY, MA 02481
Mailing Address: 40 WILLIAM STREET - SUITE 100, WELLESLEY, MA 02481

WESTOR CAPITAL GROUP, INC.

1039 ROBINSON ROAD, MOHAWK, NY 13407

WESTPARK CAPITAL, INC.

1900 AVENUE OF THE STARS, SUITE 310, LOS ANGELES, CA 90067

WESTPORT CAPITAL MARKETS, LLC

257 RIVERSIDE AVENUE, WESTPORT, CT 06880

WESTPORT FINANCIAL SERVICES, L.L.C.

39 OLD RIDGEBURY ROAD, SUITE 5, DANBURY, CT 06810-5108

WESTPORT RESOURCES INVESTMENT SERVICES, INC.

315 POST ROAD WEST, WESTPORT, CT 06880-4745
Mailing Address: P.O.BOX 3089, WESTPORT, CT 06880

WESTROCK ADVISORS, INC.

230 PARK AVENUE, NEW YORK, NY 10169

WESTROCK CAPITAL MANAGEMENT, INC.

754 CHESTNUT RIDGE RD., CHESTNUT RIDGE, NY 10977

WESTWOOD CAPITAL, LLC

489 FIFTH AVE., 33RD FLOOR, NEW YORK, NY 10017

WFG INVESTMENTS, INC.

2711 N HASKELL AVE., SUITE 2900, DALLAS, TX 75204
Mailing Address: 2711 N HASKELL AVE, SUITE 2900, DALLAS, TX 75204

WFP SECURITIES

6020 CORNERSTONE COURT WEST, SUITE 240, SAN DIEGO, CA 92121

WFS, LLC

ONE BOSTON PLACE, 41ST FLOOR, BOSTON, MA 02108
Mailing Address: ONE BOSTON PLACE, BOSTON, MA 02108

WHARTON CAPITAL MARKETS LLC

444 MADISON AVENUE, 40TH FLOOR, NEW YORK, NY 10022

WHEELHOUSE SECURITIES CORPORATION

8230 FORSYTH BLVD. STE 210, ST. LOUIS, MO 63105

WHITAKER SECURITIES LLC

233 BROADWAY, 17TH FLOOR, NEW YORK, NY 10279

WHITE CAP TRADING, LLC

55 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10003-4301

WHITE MOUNTAIN CAPITAL, LLC

65 BROADWAY, SUITE 1807, NEW YORK, NY 10006

WHITE OAK SECURITIES, INC.

4812 NORTHWESTERN AVE., RACINE, WI 53406-5060

WHITE PACIFIC SECURITIES, INC.

100 PINE STREET, SUITE 500, SAN FRANCISCO, CA 94111

WHITEHALL-PARKER SECURITIES, INC.

477 PACIFIC AVENUE-2ND FLOOR, SAN FRANCISCO, CA 94133

WHITEMARSH CAPITAL ADVISORS

325 WEST 38TH STREET, SUITE 908, NEW YORK, NY 10018

WHITESTONE SECURITIES INC.

2415 24TH STREET, ASTORIA, NY 11102

WIC CORP.

100 NORTH SIXTH STREET, SUITE 620B, MINNEAPOLIS, MN 55403

WILBANKS SECURITIES, INC.

4334 NORTHWEST EXPRESSWAY, SUITE 222, OKLAHOMA CITY, OK 73116

WILDWOOD CAPITAL SECURITIES, INC.

373 EAST MAIN STREET, SUITE 100, COLLEGEVILLE, PA 19426

WILEY BROS.-AINTREE CAPITAL, LLC

40 BURTON HILLS BLVD., SUITE 350, NASHVILLE, TN 37215

WILLIAM BLAIR & COMPANY L.L.C.

222 WEST ADAMS ST, CHICAGO, IL 60606-5312
Mailing Address: 222 WEST ADAMS STREET, CHICAGO, IL 60606-5312

WILLIAM BLAIR FUNDS PLACEMENT GROUP, L.L.C.

2200 ROSS AVENUE, SUITE 4900W, DALLAS, TX 75201

WILLIAM C. BURNSIDE & COMPANY, INC.

111 N. VERMILION ST., DANVILLE, IL 61832
Mailing Address: P.O. BOX 507, DANVILLE, IL 61832-0507

WILLIAM J. MAYER SECURITIES, LLC

60 ARCH STREET, GREENWICH, CT 06830

WILLIAMS TRADING LLC

860 CANAL STREET, 3RD FLOOR, STAMFORD, CT 06902

WILLIS SECURITIES, INC.

ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, 3RD FLOOR, NEW YORK, NY 10281

WILLOW COVE INVESTMENT GROUP, INC.

4370 LA JOLLA VILLAGE DRIVE, SUITE 400, SAN DIEGO, CA 92122

WILMINGTON BROKERAGE SERVICES COMPANY

1100 NORTH MARKET ST., WILMINGTON, DE 19890-0001
Mailing Address: PO BOX 8988, WILMINGTON, DE 19899-8988

WILMINGTON CAPITAL SECURITIES, LLC

600 OLD COUNTRY ROAD, SUITE 200, GARDEN CITY, NY 11530

WILSHIRE PARK ADVISORS, LLC

C/O 12400 WILSHIRE BOULEVARD, SUITE 820, LOS ANGELES, CA 90025

WILSON STEPHENSON INCORPORATED

2800 S. HULEN STREET, SUITE 102, FORT WORTH, TX 76109

WILSON-DAVIS & CO., INC.

236 SOUTH MAIN STREET, SALT LAKE CITY, UT 84101-2104
Mailing Address: P.O. BOX 11587, SALT LAKE CITY, UT 84147-0587

WINDHAM FINANCIAL SERVICES, INC.

3078 HAWKINS ROAD, FERRISBURGH, VT 05456

WINDRIVER CAPITAL, LLC

3501 N. GLENNWOOD CIRCLE, PROVO, UT 84604

WINDSHIP CAPITAL MARKETS, LLC

1861 AMERICAN WALK, SUITE 1660, LAWRENCEVILLE, GA 30043

WINDSOR, SHEFFIELD & CO., INC.

487 DEVON PARK DR., SUITE 216, WAYNE, PA 19087
Mailing Address: 487 DEVON PARK DRIVE, SUITE 216, WAYNE, PA 19087

WINEBRENNER CAPITAL PARTNERS, LLC

10602 TIMBERWOOD CIRCLE, SUITE 13, LOUISVILLE, KY 40223

WINKLEVOSS INSURANCE AGENCY, LLC

TWO GREENWICH OFFICE PARK, 3RD FLOOR, GREENWICH, CT 06831

WINSLOW, EVANS & CROCKER, INC.

175 FEDERAL STREET, BOSTON, MA 02110

WINSTON ADVISORS, LLC

25 WILDWOOD ROAD STE 204, STAMFORD, CT 06903

WINTER ADVISORS, INC.

24511 SUMMERHILL AVE., LOS ALTOS, CA 94024

WISCONSIN DISCOUNT SECURITIES CORPORATION

7020 N. PORT WASHINGTON RD. SUITE 200, MILWAUKEE, WI 53217
Mailing Address: P.O. BOX 170648, MILWAUKEE, WI 53217

WITENBERG INVESTMENT COMPANIES, INC.

9440 SANTA MONICA BLVD SUITE 600, BEVERLY HILLS, CA 90210

WIZER FINANCIAL, INC.

1829 EAST SPRING STREET, SUITE 201, NEW ALBANY, IN 47150

WJB CAPITAL GROUP, INC.

60 BROAD STREET, 34TH FLOOR, NEW YORK, NY 10004

WM SMITH & CO.

1700 LINCOLN STREET, SUITE 2545, DENVER, CO 80203

WM. H. MURPHY & CO., INC.

770 SOUTH POST OAK LANE, SUITE 690, HOUSTON, TX 77056

WMSI SECURITIES LLC

1420 ROUTE 206 NORTH, SUITE 140, BEDMINSTER, NJ 07921

WNC CAPITAL CORPORATION

17782 SKYPARK CIRCLE, IRVINE, CA 92614-6404

WOLF A. POPPER, INC.

99 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005

WOLF CAPITAL LLC

2100 CLEARWATER DRIVE, OAK BROOK, IL 60523

WOLF FINANCIAL MANAGEMENT, LLC

2100 CLEARWATER DRIVE, OAK BROOK, IL 60523-1927

WOLFE & HURST BOND BROKERS INC.

30 MONTGOMERY STREET STE 1040, JERSEY CITY, NJ 07302

WOLFENSOHN ADVISORS, L.L.C.

1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019
Mailing Address: 1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019

WOLVERINE CAPITAL MARKETS LLC

175 W. JACKSON SUITE 200, CHICAGO, IL 60604
Mailing Address: 175 W. JACKSON BLVD. SUITE 200, CHICAGO, IL 60604

WOLVERINE EXECUTION SERVICES, LLC

175 W. JACKSON BLVD., SUITE 200, CHICAGO, IL 60604

WOLVERTON SECURITIES (USA), LTD.

777 DUNSMUIR STREET #1700, VANCOUVER BC, V7Y 1J5 CANADA

WOOD (ARTHUR W.) COMPANY, INC.

50 CONGRESS STREET, SUITE 300, BOSTON, MA 02109-4069

WOOD WARREN & CO. SECURITIES, LLC

2000 POWELL STREET, SUITE 1260, EMERYVILLE, CA 94608

WOODBRIDGE FINANCIAL GROUP, LLC

120 SOUTH SIXTH STREET, SUITE 2005, MINNEAPOLIS, MN 55402

WOODBURY FINANCIAL SERVICES, INC.

7755 THIRD STREET NORTH, OAKDALE, MN 55128
Mailing Address: P.O. BOX 64284, ST. PAUL, MN 55164-0284

WOODLANDS SECURITIES CORPORATION

10077 GROGANS MILL RD #130, THE WOODLANDS, TX 77380

WOODLAWN ADVISORS LLC

2 OVERHILL ROAD (SUITE 400), SCARSDALE, NY 10583

WOODMEN FINANCIAL SERVICES, INC.

1700 FARNAM STREET, OMAHA, NE 68102
Mailing Address: 1700 FARNAM ST., OMAHA, NE 68102

WOODROCK SECURITIES, L.P.

4265 SAN FELIPE STREET, SUITE 600, HOUSTON, TX 77027

WOODSTOCK FINANCIAL GROUP, INC.

117 TOWNE LAKE PARKWAY, WOODSTOCK, GA 30188
Mailing Address: 117 TOWNE LAKE PARKWAY, SUITE 200, WOODSTOCK, GA 30188

WOODVILLE HALL CAPITAL, LLC

SUITE 201, 2 WEST WASHINGTON STREET, MIDDLEBURG, VA 20117
Mailing Address: PO BOX 113, MIDDLEBURG, VA 20118

WOORI INVESTMENT & SECURITIES AMERICA, INC.

120 WEST 45TH STREET, SUITE 3010, NEW YORK, NY 10036

WORDEN CAPITAL MANAGEMENT LLC

1981 MARCUS AVE, SUITE 240, LAKE SUCCESS, NY 11042

WORKMAN SECURITIES CORPORATION

6500 CITY WEST PARKWAY, SUITE 350, EDEN PRAIRIE, MN 55344

WORLD CAPITAL BROKERAGE, INC.

110 16TH STREET, SUITE 1400, DENVER, CO 80202-5202

WORLD CHOICE SECURITIES, INC.

1420 BROWN TRAIL, BEDFORD, TX 76022

WORLD EQUITY GROUP, INC.

1650 N. ARLINGTON HEIGHTS RD, SUITE 100, ARLINGTON HEIGHTS, IL 60004-3984

WORLD GROUP SECURITIES, INC.

11315 JOHNS CREEK PARKWAY, DULUTH, GA 30097-1517

WORLD TRADE FINANCIAL CORPORATION

2010 HANCOCK STREET, 2ND FLOOR, SAN DIEGO, CA 92110

WORLD TREND FINANCIAL PLANNING SERVICES, LTD.

210 2ND STREET SE SUITE 400, CEDAR RAPIDS, IA 52401
Mailing Address: PO BOX 75006, CEDAR RAPIDS, IA 52407

WORTH FINANCIAL GROUP INC.

16660 DALLAS PARKWAY, SUITE 1600, DALLAS, TX 75248

WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.

440 WHEELERS FARMS ROAD, MILFORD, CT 06461

WRP INVESTMENTS, INC.

4407 BELMONT AVENUE, YOUNGSTOWN, OH 44505

WSA FIXED INCOME, LLC

17 BATTERY PLACE, 11TH FLOOR, NEW YORK, NY 10004

WULFF, HANSEN & CO.

351 CALIFORNIA STREET, SUITE 1000, SAN FRANCISCO, CA 94104

WUNDERLICH SECURITIES, INC.

6000 POPLAR AVENUE, SUITE 150, MEMPHIS, TN 38119

WWC SECURITIES, LLC

11911 FREEDOM DRIVE STE 1010, RESTON, VA 20190

WWK INVESTMENTS, INC.

133 WEST MAIN STREET - SUITE 130, NORTHVILLE, MI 48167

WYNSTON HILL CAPITAL, LLC

488 MADISON AVENUE, NEW YORK, NY 10022

WYNVALE FINANCIAL DISTRIBUTORS LLC

12 OLD MILL ROAD, STOCKTON, NJ 08559

WYSER-PRATTE & CO., INC.

410 PARK AVENUE, SUITE 510, NEW YORK, NY 10022
Mailing Address: 410 PARK AVENUE, SUITE 1520, NEW YORK, NY 10022

XXMS CAPITAL PARTNERS, LLC

1603 ORRINGTON AVE. SUITE 725, EVANSTON, IL 60201

XNERGY FINANCIAL LLC

425 E 58STREET, SUITE 16C, NEW YORK, NY 10022-2300
Mailing Address: 425 E 58 STREET, SUITE 16C, NEW YORK, NY 10022-2300

XT CAPITAL PARTNERS, LLC

117 EAST 55TH STREET, NEW YORK, NY 10022

XTENT FINANCIAL GROUP, INC.

2115 FRONT STREET, CUYAHOGA FALLS, OH 44221

XZERTA TRADING, LLC

ONE PENN PLAZA, SUITE 4625, NEW YORK, NY 10019

YYIELDQUEST SECURITIES, LLC

3280 PEACHTREE ROAD, SUITE 2600, ATLANTA, GA 30305

YORK SECURITIES, INC.

160 BROADWAY, NEW YORK, NY 10038

YORK STOCKBROKERS, INC.

610 5TH AVENUE- 6TH FLOOR, NEW YORK, NY 10020
Mailing Address: 610 5TH AVENUE, 6TH FLOOR, NEW YORK, NY 10020

YOUNG & PARTNERS LLC

230 PARK AVENUE - SUITE 1145, NEW YORK, NY 10169
Mailing Address: 230 PARK AVENUE STE. 1145, NEW YORK, NY 10169

YOUNG AMERICA CAPITAL, LLC

141 EAST BOSTON POST ROAD, MAMARONECK, NY 10543

YOUNG, STOVALL AND COMPANY

9627 S. DIXIE HWY-STE 101, MIAMI, FL 33156

YOUNGBLOOD SECURITIES CORP.

100 N. CENTRAL EXPRESSWAY #403, RICHARDSON, TX 75080

YSC GLOBAL SECURITIES, INC.

30 PARK AVENUE, SUITE 20A, NEW YORK, NY 10016

ZZACKS & COMPANY

111 N. CANAL STREET SUITE 1101, CHICAGO, IL 60606

ZANDER EVANS SECURITIES, INC.

5708 OLINGER BLVD., EDINA, MN 55436

ZECCO TRADING, INC.

35 NORTH LAKE AVENUE, SUITE 500, PASADENA, CA 91101

ZELMAN PARTNERS, LLC

25101 CHAGRIN BLVD., SUITE 200, BEACHWOOD, OH 44122

ZENITH AMERICAN SECURITIES CORPORATION

5049 BROADWAY, NEW YORK, NY 10034-1131

ZEUS SECURITIES, INC.

111 SMITHTOWN BYPASS, SUITE 209, HAUPPAUGE, NY 11788-0141
Mailing Address: PO BOX 5335, HAUPPAUGE, NY 11788-0141

ZIMBALIST SMITH INVESTMENTS, LLC

695 SW MILL VIEW WAY, SUITE 103, BEND, OR 97702

ZIONS DIRECT, INC.

ONE SOUTH MAIN STREET, 17TH FLOOR, SALT LAKE CITY, UT 84133

ZIV INVESTMENT COMPANY

141 W. JACKSON BLVD, SUITE # 2095, CHICAGO, IL 60604-2983
Mailing Address: 141 W. JACKSON BLVD, CHICAGO, IL 60604-2983

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