List of FINRA Members Firms P (Continued) - R

If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.

The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

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PENSON FINANCIAL SERVICES, INC.

1700 PACIFIC AVENUE - SUITE 1400, DALLAS, TX 75201
Mailing Address: 1700 PACIFIC AVENUE, SUITE 1400, DALLAS, TX 75201

PENTALPHA CAPITAL, LLC

ONE GREENWICH OFFICE PARK, GREENWICH, CT 06831

PENTEGRA DISTRIBUTORS INC.

108 CORPORATE PARK DRIVE, WHITE PLAINS, NY 10604

PENVEST SECURITIES, INC.

5942 6TH AVE, KENOSHA, WI 53140

PEOPLE'S SECURITIES, INC.

1000 LAFAYETTE BLVD, 9TH FLOOR, BRIDGEPORT, CT 06601-0031
Mailing Address: P.O. BOX 31, BRIDGEPORT, CT 06601-0031

PERAZA CAPITAL AND INVESTMENT, LLC

111 SECOND AVENUE NORTHEAST, SUITE 705, SAINT PETERSBURG, FL 33701
Mailing Address: 224 ARANDA STREET NE, SAINT PETERSBURG, FL 33704

PERCIVAL FINANCIAL PARTNERS, LTD.

2 VILLAGE SQ., SUITE 252, BALTIMORE, MD 21210

PERDIUE SECURITIES, LLC

44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10005

PERELLA WEINBERG PARTNERS LP

767 FIFTH AVENUE, NEW YORK, NY 10153

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

500 W. MADISON, SUITE 350, CHICAGO, IL 60661

PERICULUM ADVISORS, LLC

CHASE TOWER/CIRCLE, 111 MONUMENT CIRCLE, SUITE 1022, INDIANAPOLIS, IN 46204-5176

PERIGEE SECURITIES LP

1605 MAIN STREET, SUITE 709, SARASOTA, FL 34236

PERKINS FUND MARKETING, L.L.C.

136 OLD POST ROAD, SOUTHPORT, CT 06890

PERKINS, SMART & BOYD, INC.

4330 SHAWNEE MISSION PKWY, SUITE 204, SHAWNEE MISSION, KS 66205-2205

PERLINSKI & ASSOCIATES

50 VISTA MONTEMAR, LAGUNA NIGUEL, CA 92677

PERMAC SECURITIES, INC.

1900 MARKET STREET, SUITE 114, PHILADELPHIA, PA 19103
Mailing Address: 1900 MARKET STREET, SUITE 114, PHILADELPHIA, PA 19103

PERRYMAN SECURITIES, INC.

12221 MERIT DRIVE - SUITE 1725, DALLAS, TX 75251

PERSHING ADVISOR SOLUTIONS LLC

ONE PERSHING PLAZA, 14TH FLOOR, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399

PERSHING LLC

ONE PERSHING PLAZA, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399

PETER ELISH INVESTMENTS SECURITIES

165 E. PIKE ST., CANONSBURG, PA 15317-1765

PETER J. SOLOMON SECURITIES COMPANY, LLC

520 MADISON AVE, NEW YORK, NY 10022

PETER MANCUSO & CO L.P.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

PETER R. MACK & CO., INC.

19 E. 71ST ST., NEW YORK, NY 10021
Mailing Address: 19 EAST 71ST ST., SUITE 3A, NEW YORK, NY 10021

PETERS & CO. EQUITIES INC.

2300 JAMIESON PLACE, 308 FOURTH AVENUE SW, CALGARY, AB, T2P 0H7 CANADA

PETERSEN & RAMISTELLA, INC.

2340 GARDEN ROAD, SUITE 202, MONTEREY, CA 93940

PETERSEN INVESTMENTS, INC.

2221 LANDMARK PLACE, WALL, NJ 08736

PETRO CAPITAL SECURITIES, LLC

3838 OAK LAWN, SUITE 1775, DALLAS, TX 75219

PETROGROWTH ENERGY ADVISORS, L.L.C.

433 LAS COLINAS BLVD., SUITE 1200, IRVING, TX 75039

PETSKY PRUNIER SECURITIES, LLC

40 WALL STREET, 10TH FLOOR, NEW YORK, NY 10005
Mailing Address: 40 WALLL STREET, 10TH FLOOR, NEW YORK, NY 10005

PEYTON, CHANDLER & SULLIVAN, INC.

720 SUNRISE AVENUE, SUITE 100C, ROSEVILLE, CA 95661

PFA SECURITY ASSET MANAGEMENT, INC.

704 LISBURN ROAD, SUITE 102, CAMP HILL, PA 17011

PFLUEGER & BAERWALD INC.

220 SANSOME STREET, SUITE 700, SAN FRANCISCO, CA 94104-2722

PFM FUND DISTRIBUTORS, INC.

ONE KEYSTONE PLAZA - SUITE 300, N. FRONT & MARKET STS, HARRISBURG, PA 17101
Mailing Address: ONE KEYSTONE PLAZA - SUITE 300, N. FRONT & MARKET STS, HARRISBRUG, PA 17101

PFPC DISTRIBUTORS, INC.

760 MOORE ROAD, KING OF PRUSSIA, PA 19406

PFS INVESTMENTS INC.

3120 BRECKINRIDGE BLVD, BLDG 700, DULUTH, GA 30099-0001

PGP CAPITAL ADVISORS, LLC

11111 SANTA MONICA BLVD., SUITE 910, LOS ANGELES, CA 90025

PGR SECURITIES, LLC

300 MONTGOMERY ST., SUITE 208, SAN FRANCISCO, CA 94104
Mailing Address: 6301 OWENSMOUTH AVE., STE. 750, WOODLAND HILLS, CA 91367

PHALANX TRADING, LLC

58 MAIN STREET, TOPSFIELD, MA 01983

PHARUS SECURITIES, LLC

551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176
Mailing Address: 551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176

PHD CAPITAL

5 HANOVER SQ, NEW YORK, NY 10004
Mailing Address: 5 HANOVER SQ., NEW YORK, NY 10004

PHILADELPHIA BROKERAGE CORPORATION

2 RADNOR CORPORATE CENTER, SUITE 111, 100 MATSONFORD ROAD, RADNOR, PA 19087

PHILADELPHIA INVESTORS, LTD.

1528 WALNUT STREET - SUITE 510, PHILADELPHIA, PA 19102

PHILIP J. GREENBLATT SECURITIES LTD

1955 RAYMOND DRIVE - SUITE 111, NORTHBROOK, IL 60062

PHILLIPS & COMPANY

1300 SW FIFTH AVE, SUITE 2100, PORTLAND, OR 97201

PHILLIPS CAPITAL

1610 WYNKOOP STREET, SUITE 500, DENVER, CO 80202-1137

PHOENIX DERIVATIVES GROUP, LLC

315 PARK AVE. SOUTH, NEW YORK, NY 10010

PHOENIX EQUITY PLANNING CORPORATION

610 WEST GERMANTOWN PIKE, SUITE 460, PLYMOUTH MEETING, PA 19462

PHOENIX GLOBAL CAPITAL MANAGEMENT, LTD

1000 SKOKIE BLVD, SUITE 320, WILMETTE, IL 60091
Mailing Address: 1000 SKOKIE BLVD, SUITE 320, WILLMETTE, IL 60091

PI FINANCIAL (US) CORP.

1900-666 BURRARD STREET, VANCOUVER, V6C 3N1 BC

PICKWICK CAPITAL PARTNERS, LLC

445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601

PICO QUANTITATIVE TRADING LLC

120 BROADWAY 20TH FLR SUITE 2010-01, NEW YORK, NY 10271

PICTET OVERSEAS INC.

1000 DE LA GAUCHETIERE WEST, SUITE 3100, MONTREAL, QC, H3B 4W5 CANADA

PIERPONT SECURITIES LLC

281 TRESSER BLVD., 9TH FLOOR, STAMFORD, CT 06901
Mailing Address: 281 TRESSER BLVD, 9TH FLOOR, STAMFORD, CT 06901

PIN FINANCIAL, LLC

224 WEST 29TH STREET 12TH FLOOR, NEW YORK, NY 10001

PINEBRIDGE SECURITIES LLC

70 PINE STREET, NEW YORK, NY 10270

PINNACLE BROKERAGE SERVICE, INC.

6750 POPLAR AVE. SUITE 300, MEMPHIS, TN 38138

PINNACLE CAPITAL MARKETS, LLC

4700 FALLS OF NEUSE, SUITE 390, RALEIGH, NC 27609

PINNACLE EQUITY MANAGEMENT, INC.

410 SOVEREIGN COURT, SUITE 14, MANCHESTER, MO 63011

PINNACLE FINANCIAL GROUP, LLC

33 EAST PINE STREET #200, ORLANDO, FL 32801

PINNACLE INVESTMENTS, LLC

507 PLUM STREET, SUITE 120, SYRACUSE, NY 13204

PINNACLE PARTNERS FINANCIAL CORPORATION

21022 GATHERING OAK, SUITE 2103, SAN ANTONIO, TX 78260
Mailing Address: 21022 GATHERING OAK, SUITE 2103, SAN ANTONIO, TX 78260

PIONEER FUNDS DISTRIBUTOR, INC.

60 STATE STREET, BOSTON, MA 02109-1820

PIONEER PORTFOLIO CORP.

20 REITH STREET, COPIAGUE, NY 11726
Mailing Address: 20 REITH STREET, COPIAGUE, NY 11726

PIPELINE LIQUIDITY PRO LLC

60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165

PIPELINE TRADING SYSTEMS LLC

60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165
Mailing Address: 60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165

PIPER JAFFRAY & CO.

800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020
Mailing Address: 800 NICOLLET MALL, MAIL STOP J09S05, MINNEAPOLIS, MN 55402-7020

PITTSBURGH FINANCIAL PLANNERS, INC.

120 FIRESIDE DR., MCMURRAY, PA 15317-3610
Mailing Address: 120 FIRESIDE DRIVE, MCMURRAY, PA 15317-3610

PIVOTAL CAPITAL SOLUTIONS LLC

9015 MOUNTAIN RIDGE DRIVE, SUITE 250, AUSTIN, TX 78759

PLACE TRADE FINANCIAL, INC.

1300 YALE PLACE, 306, MINNEAPOLIS, MN 55403
Mailing Address: 6501 NEW MARKET WAY, RALEIGH, NC 27615

PLAINSCAPITAL SECURITIES, LLC

2323 VICTORY AVENUE, SUITE 1400, DALLAS, TX 75219

PLAN B INVESTMENTS, INC.

4444 RIVERSIDE DRIVE, SUITE 105, BURBANK, CA 91505

PLAN PROFESSIONALS, LIMITED

112 SW 6TH AVENUE, STE 400, TOPEKA, KS 66603-3810
Mailing Address: 112 SW 6TH AVENUE, STE 400, TOPEKA, KS 66603-3810

PLANET BROKERAGE, LLC

50 BATTERY PLACE, #7F, NEW YORK, NY 10280
Mailing Address: 1488 EAST 27TH STREET, BROOKLYN, NY 11210

PLANMEMBER SECURITIES CORPORATION

6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013-2060

PLANNED FINANCIAL PROGRAMS, INC.

734 WALT WHITMAN ROAD, MELVILLE, NY 11747-2216

PLANNED INVESTMENT CO., INC.

9265 COUNSELORS ROW, SUITE 150, INDIANAPOLIS, IN 46240

PLANNER SECURITIES LLC

150 E. 52ND STREET, 7TH FLOOR, NEW YORK, NY 10022

PLANNERS FINANCIAL SERVICES, INC.

7710 COMPUTER AVENUE, SUITE 100, MINNEAPOLIS, MN 55435

PLANTE MORAN INSURANCE AGENCY

27400 NORTHWESTERN HIGHWAY, SOUTHFIELD, MI 48034
Mailing Address: PO BOX 307, SOUTHFIELD, MI 48037-0307

PLEXUS ENERGY CAPITAL, LLC

1775 SHERMAN STREET, SUITE 2400, DENVER, CO 80203

PLUS SECURITIES LLC

1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY 10020

PM SECURITIES, LLC

110 CHADDS FORD COMMONS, CHADDS FORD, PA 19317

PMA SECURITIES, INC.

2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563
Mailing Address: 2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563

PMK SECURITIES & RESEARCH, INC.

105 E. ATLANTIC AVENUE, SUITE 200, DELRAY BEACH, FL 33444

PNC CAPITAL MARKETS LLC

249 FIFTH AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222

PNC FUND DISTRIBUTOR, LLC

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

PNC INVESTMENTS

620 LIBERTY AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222

PODESTA & CO.

208 S. LASALLE STREET, SUITE 1460, CHICAGO, IL 60604

POINTE ATLANTIC, INC

1413 SOUTH HOWARD AVENUE, SUITE 220, TAMPA, FL 33606

POLAR INVESTMENT COUNSEL, INC.

19547 210TH AV NE, THIEF RIVER FALLS, MN 56701
Mailing Address: 19547 210TH AVE NE, THIEF RIVER FALLS, MN 56701

POLYNOUS SECURITIES, LLC

880 FRANKLIN STREET, SUITE 705, SAN FRANCISCO, CA 94102
Mailing Address: 880 FRANKLIN STREET, SUITE 705, SAN FRANCISCO, CA 94102

PONDER SECURITIES, INC.

217 WEST MONROE STREET, HERRIN, IL 62948
Mailing Address: P.O. BOX 579, HERRIN, IL 62948

PONDVIEW CAPITAL LLC

151 FOREST STREET, SHERBORN, MA 01770
Mailing Address: 151 FOREST STREET, SHERBORN, MA 01770

POPULAR SECURITIES, INC.

208 AVENUE PONCE DE LEON, POPULAR CENTER SUITE 1200, SAN JUAN, PR 00918-1035

PORT SECURITIES, INC.

2713 W. COAST HWY, NEWPORT BEACH, CA 92663

PORTALES PARTNERS, LLC

32 EAST 31ST ST, 10TH FLOOR, NEW YORK, NY 10016
Mailing Address: 32 EAST 31ST ST, NEW YORK, NY 10016

PORTER, WHITE & COMPANY, INC.

15 RICHARD ARRINGTON JR. BLVD. NORTH, BIRMINGHAM, AL 35203-4103
Mailing Address: P. O. BOX 12367, BIRMINGHAM, AL 35202-2367

PORTFOLIO ADVISORS ALLIANCE, INC.

3525 PIEDMONT RD, BUILDING 7, SUITE 300, ATLANTA, GA 30305
Mailing Address: POST OFFICE BOX 18632, ATLANTA, GA 31126

PORTFOLIO BROKERAGE SERVICES, INC.

1999 BROADWAY, 42ND FLOOR, DENVER, CO 80202-3922

PORTFOLIO RESOURCES GROUP, INC.

800 BRICKELL AVENUE, SUITE 903, MIAMI, FL 33131

PORTICO CAPITAL SECURITIES LLC

39 LEWIS STREET, 3RD FLOOR, GREENWICH, CT 06830

PORTSMOUTH FINANCIAL SERVICES

625 MARKET STREET, 7TH FLOOR, SAN FRANCISCO, CA 94105

POTEN CAPITAL SERVICES, LLC

805 THIRD AVENUE, NEW YORK, NY 10022

POTOMAC CAPITAL MARKETS, LLC

5 SOUTH MARKET STREET, 4TH FLOOR, FREDERICK, MD 21701

POTOMAC INVESTMENT COMPANY

5600 WISCONSIN AVE #108, CHEVY CHASE, MD 20815

POTOMAC SECURITIES, LLC

7445 B GLENMONT DRIVE, NORTH ROYALTON, OH 44133

POWDER POINT FINANCIAL LLC

54 BAY POND ROAD, DUXBURY, MA 02332

POWELL CAPITAL MARKETS, INC.

3 BECKER FARM ROAD, ROSELAND, NJ 07068-1745

PPA INVESTMENTS, INC.

500 COLONIAL CENTER PARKWAY, SUITE 600, ROSWELL, GA 30076

PPHB SECURITIES LP

1900 ST. JAMES PLACE, SUITE 125, HOUSTON, TX 77056

PRAGER, SEALY & CO., LLC

ONE MARITIME PLAZA, SUITE 1000, SAN FRANCISCO, CA 94111

PRAGMA SECURITIES LLC

360 PARK AVE. SOUTH, 20TH FLOOR, NEW YORK, NY 10010

PRC SECURITIES, LLC

230 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10169

PRECISION SECURITIES, LLC

16885 VIA DEL CAMPO CT. SUITE 120, SAN DIEGO, CA 92127

PREFERRED CLIENT GROUP, INC.

3707 DARTMOUTH, DALLAS, TX 75205

PREMIER GROUP, INC.

8610 BROADWAY, SUITE #100, SAN ANTONIO, TX 78217

PREMIER SECURITIES OF AMERICA, INC.

4600 COLONY POINT, SUWANEE, GA 30024

PRESIDENTIAL BROKERAGE, INC.

5445 DTC PKWY, STE. 1100, GREENWOOD VILLAGE, CO 80111

PRESIDIO CAPITAL ADVISORS, LLC

101 CALIFORNIA STREET 12TH FLOOR, SAN FRANCISCO, CA 94111-5847
Mailing Address: 101 CALIFORNIA STREET, 12TH FLOOR, SAN FRANCISCO, CA 94111

PRESIDIO FINANCIAL SERVICES, INC.

755 EAST MULBERRY, SUITE 430, SAN ANTONIO, TX 78212

PRESIDIO MERCHANT PARTNERS LLC

101 CALIFORNIA STREET TWELFTH FLOOR, SAN FRANCISCO, CA 94111

PRESIDIO PARTNERS LLC

101 MONTGOMERY STREET, SUITE 2500, SAN FRANCISCO, CA 94104-4139

PRESIDIO SECURITIES, INC.

3 RIVER PLACE, LEXINGTON, VA 24450

PRESTIGE FINANCIAL CENTER, INC.

1501 BROADWAY, SUITE 2004, NEW YORK, NY 10036
Mailing Address: 80 BROAD STREET, 33RD FLOOR, NEW YORK, NY 10004

PRESTWICK PARTNERS, LLC

212 3RD AVENUE NORTH, SUITE 535, MINNEAPOLIS, MN 55401

PRESTWICK SECURITIES, INC.

4711 GOLF ROAD (SUITE 915), SKOKIE, IL 60076

PREVAIL CAPITAL LLC

16 LANE FARM DRIVE, BEDFORD, MA 01730

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC

1 N. WACKER DRIVE, 10TH FLOOR, CHICAGO, IL 60606

PRIDE FINANCIAL, LLC

9127 POINTE COURT, FISHERS, IN 46038

PRIM SECURITIES, INCORPORATED

6500 ROCKSIDE ROAD, SUITE 370, INDEPENDENCE, OH 44131

PRIMARY CAPITAL, LLC

80 WALL STREET 5TH FLOOR, NEW YORK, NY 10005

PRIME CAPITAL SERVICES, INC.

11 RAYMOND AVE, POUGHKEEPSIE, NY 12603
Mailing Address: 11 RAYMOND AVENUE, POUGHKEEPSIE, NY 12603

PRIME DEALER SERVICES CORP.

1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
Mailing Address: NORTH AMERICAN REGISTRATION, 901 SOUTH BOND STREET, 3RD FLOOR, BALTIMORE, MD 21231

PRIME EXECUTIONS, INC.

40 WALL STREET - 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET - 34TH FLOOR, NEW YORK, NY 10005

PRIMESOLUTIONS SECURITIES, INC.

17601 WEST 130TH STREET STE 7, CLEVELAND, OH 44133

PRIMEVEST FINANCIAL SERVICES, INC.

400 FIRST ST. S. SUITE 300, ST. CLOUD, MN 56302
Mailing Address: P.O. BOX 283, ST. CLOUD, MN 56302-0283

PRIMEX

33 FRONT STREET, STE 304, HEMPSTEAD, NY 11550
Mailing Address: 33 FRONT STREET, STE304, HEMPSTEAD, NY 11550

PRINCETON SECURITIES GROUP, INC.

2115 LINWOOD AVE., 4TH FL., FORT LEE, NJ 07024

PRINCIPAL FUNDS DISTRIBUTOR, INC.

1100 INVESTMENT BOULEVARD, SUITE 200, EL DORADO HILLS, CA 95762

PRINCIPLED ADVISORS, INC.

1110 SOUTH AVENUE, STATEN ISLAND, NY 10314

PRINCOR FINANCIAL SERVICES CORPORATION

680 8TH STREET, DES MOINES, IA 50392-0200
Mailing Address: PRINCIPAL FINANCIAL GROUP, 711 HIGH STREET, DES MOINES, IA 50392-0200

PRIORITY CAPITAL INVESTMENTS, LLC

10188 TELESIS COURT, SUITE 130, SAN DIEGO, CA 92121

PRISOL SECURITIES, INC.

3415 WEST CHESTER PIKE, SUITE 204, NEWTOWN SQUARE, PA 19073

PRITCHARD CAPITAL PARTNERS, LLC

103 NORTHPARK BOULEVARD, SUITE 101, COVINGTON, LA 70433

PRIVATE CLIENT SERVICES, LLC

2225 LEXINGTON RD., LOUISVILLE, KY 40206

PRIVATE COMPANY MARKET PLACE, INC.

140 BROADWAY, 46TH FLOOR, NEW YORK, NY 10005-1107

PRIVATE EQUITY SECURITIES, INC.

4600 CAMPUS DRIVE, STE 102, NEWPORT BEACH, CA 92660

PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC

428 BRYANT CIRCLE, SUITE 239, OJAI, CA 93023

PRIVATE PORTFOLIO OF SAN DIEGO, INC.

7534 LA JOLLA BLVD, LA JOLLA, CA 92037-4328

PRO SECURITIES, L.L.C.

744 BROAD STREET, 23RD FLOOR, NEWARK, NJ 07102

PROBITAS FUNDS GROUP, LLC

425 CALIFORNIA STREET, SUITE 2300, SAN FRANCISCO, CA 94104

PROCTOR INVESTMENT DISTRIBUTORS, LLC

575 LEXINGTON AVENUE, 8TH FLOOR, NEW YORK, NY 10022

PROEQUITIES, INC.

2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223
Mailing Address: P.O. BOX 518, BIRMINGHAM, AL 35201-0518

PROFESSIONAL ASSET MANAGEMENT, INC.

36700 WOODWARD AVE., STE 200, BLOOMFIELD HILLS, MI 48304-0930

PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.

1111 WEST WOLFENSBERGER ROAD, CASTLE ROCK, CO 80109-9629

PROFESSIONAL FUNDS DISTRIBUTOR, LLC

760 MOORE ROAD, KING OF PRUSSIA, PA 19406

PROFINANCE ASSOCIATES, INC.

2877 HISTORIC DECATUR ROAD, SUITE # 200, SAN DIEGO, CA 92106

PROFINANCIAL, INC.

7902 WRENWOOD BLVD., SUITE D, BATON ROUGE, LA 70809

PROFOR SECURITIES, LLC

708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017-4201

PROFUNDS DISTRIBUTORS, INC.

7501 WISCONSIN AVE., SUITE 1000, BETHESDA, MD 20814
Mailing Address: 7501 WISCONSIN AVE., SUITE 1000, EAST TOWER, BETHESDA, MD 20814

PROFUTURES FINANCIAL GROUP, INC.

11719 BEE CAVE ROAD, SUITE 200, AUSTIN, TX 78738

PROGRESS INVESTMENTS LLC

701 BRICKELL AVENUE, SUITE 2550, MIAMI, FL 33131

PROGRESSIVE ASSET MANAGEMENT, INC.

1814 FRANKLIN STREET SUITE 503, OAKLAND, CA 94612
Mailing Address: 1814 FRANKLIN STREET, SUITE 503, OAKLAND, CA 94612

PROMETHEAN CAPITAL GROUP LLC

55 FIFTH AVE 17TH FL, NEW YORK, NY 10003

PROSPERA BROKERAGE SOLUTIONS LLC

601 W RIVERSIDE, SUITE 700, SPOKANE, WA 99201

PROSPERA FINANCIAL SERVICES, INC.

5429 LBJ FREEWAY, SUITE 400, DALLAS, TX 75240

PROSPERO CAPITAL LLC

103 NORTH PARK AVE, EASTON, CT 06612

PROTECTED INVESTORS OF AMERICA

235 MONTGOMERY ST NO. 1050, SAN FRANCISCO, CA 94104

PROVIDENT INTERNATIONAL SECURITIES, INC.

654 MADISON AVE, SUITE 1009, NEW YORK, NY 10065

PROVIDENT PRIVATE CAPITAL PARTNERS, INC.

3527 WEST 26TH STREET, ERIE, PA 16506

PRUCO SECURITIES, LLC.

751 BROAD STREET, NEWARK, NJ 07102-3777

PRUDENT BROKERAGE ASSOCIATES

1735 MARKET STREET, SUITE 3902, PHILADELPHIA, PA 19103-7598

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

ONE CORPORATE DRIVE, SHELTON, CT 06484
Mailing Address: 1 CORPORATE DRIVE, SHELTON, CT 06484

PRUDENTIAL BACHE SECURITIES, LLC

ONE NEW YORK PLAZA, 13TH FL., NEW YORK, NY 10292

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

THREE GATEWAY CENTER, 14TH FLOOR, NEWARK, NJ 07102-4077
Mailing Address: THREE GATEWAY CENTER, 14TH FLOOR, NEWARK, NJ 07102-4077

PRUDENTIAL-AMERICAN SECURITIES, INC.

921 EAST GREEN STREET, PASADENA, CA 91106

PSA EQUITIES, INC.

11311 MCCORMICK ROAD, HUNT VALLEY, MD 21031-8622

PSCO INTERNATIONAL DISTRIBUTORS LTD. LLC

SIX LANDMARK SQUARE, 5TH FLOOR, STAMFORD, CT 06901

PSG EXECUTIONS, INC.

2115 LINWOOD AVE., 4TH FL., FORT LEE, NJ 07024

PTI SECURITIES & FUTURES L. P.

411 S WELLS, SUITE 900, CHICAGO, IL 60607

PTP SECURITIES, LLC

540 HOPMEADOW STREET, SUITE 5, SIMSBURY, CT 06070

PTS BROKERAGE, LLC

EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706
Mailing Address: EAST GATE BUSINESS CENTER, 125C GAITHER DRIVE, MT. LAUREL, NJ 08054-1706

PULLMAN SECURITIES, LLC

9250 ROBIN DRIVE, LOS ANGELES, CA 90069
Mailing Address: 8721 SANTA MONICA BLVD., SUITE 747, LOS ANGELES, CA 90069

PULSE TRADING, INC.

2 LIBERTY SQUARE, 2ND FLOOR, BOSTON, MA 02109
Mailing Address: 2 LIBERTY SQUARE, 2ND FLOOR, BOSTON, MA 02109

PUMA CAPITAL, LLC

11 BROADWAY, SUITE 668, NEW YORK, NY 10004

PUPLAVA SECURITIES, INC.

10809 THORNMINT ROAD, 2ND FLOOR, SAN DIEGO, CA 92127
Mailing Address: P.O. BOX 503147, SAN DIEGO, CA 92150-3147

PURITAN BROKERAGE SERVICES, INC.

16801 ADDISON RD., STE 430, ADDISON, TX 75001
Mailing Address: 16801 ADDISON RD., STE 430, ADDISON, TX 75001

PURITAN SECURITIES, INC.

980 POST ROAD EAST, 2ND FLOOR, WESTPORT, CT 06880

PURSHE KAPLAN STERLING INVESTMENTS

18 CORPORATE WOODS BLVD, ALBANY, NY 12211

PURSUIT PARTNERS LLC

333 LUDLOW STREET, 4TH FLOOR NORTH TOWER, STAMFORD, CT 06902

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

ONE POST OFFICE SQUARE, BOSTON, MA 02109-2137

PWA SECURITIES, INC.

4900 PERRY HIGHWAY, SUITE 300, PITTSBURGH, PA 15229

PWMCO, LLC

311 S. WACKER DRIVE, SUITE 2360, CHICAGO, IL 60606

PYRAMID FINANCIAL CORP.

10562 SOUTH DE ANZA BOULEVARD, CUPERTINO, CA 95014

PYRAMID FUNDS CORPORATION

21 EVERETT ROAD EXTENSION, ALBANY, NY 12205

PYRAMIS DISTRIBUTORS CORPORATION LLC

900 SALEM STREET, SMITHFIELD, RI 02917

QQ ADVISORS LLC

1324 15TH STREET, DENVER, CO 80202

QA3 FINANCIAL CORP.

ONE VALMONT PLAZA 4TH FLOOR, P O BOX 542055, OMAHA, NE 68154-5203
Mailing Address: ONE VALMONT PLAZA-4TH FL., P O BOX 542055, OMAHA, NE 68154-5203

QATALYST PARTNERS LP

THREE EMBARCADERO CENTER, SIXTH FLOOR, SAN FRANCISCO, CA 94111

QUANTITATIVE ANALYSIS SERVICE, INC.

95 CHRISTOPHER COLUMBUS DRIVE, JERSEY CITY, NJ 07302-2927
Mailing Address: 95 CHRISTOPHER COLUMBUS DR. FLOOR 12, JERSEY CITY, NJ 07302-2927

QUANTLAB SECURITIES LP

4200 MONTROSE BOULEVARD, SUITE 200, HOUSTON, TX 77006

QUANTUM CAPITAL, LLC

1911 HILLANDALE ROAD, SUITE 1020, DURHAM, NC 27705

QUANTUM SECURITIES, INC.

301 YAMATO ROAD, SUITE 2121, BOCA RATON, FL 33431

QUASAR DISTRIBUTORS, LLC

615 EAST MICHIGAN STREET, MILWAUKEE, WI 53202

QUATTRO M SECURITIES INC.

2 WHITE BIRCH ROAD, POUND RIDGE, NY 10576-2324

QUAYLE & CO. SECURITIES

1063 W. HILL ROAD-STE G, FLINT, MI 48507-4750

QUAYLE MUNRO INC.

405 LEXINGTON AVENUE, 46TH FLOOR, NEW YORK, NY 10174

QUEENS ROAD SECURITIES, LLC

1031 SOUTH CALDWELL STREET, SUITE 200, CHARLOTTE, NC 28203
Mailing Address: 1031 SOUTH CALDWELL STREET, SUITE 200, CHARLOTTE, NC 28203

QUEST CAPITAL STRATEGIES, INC.

23832 ROCKFIED BLVD, SUITE 130, LAKE FOREST, CA 92630
Mailing Address: 23832 ROCKFIELD BLVD., SUITE 130, LAKE FOREST, CA 92630

QUEST SECURITIES, INC.

8080 MADISON AVENUE STE.102A, FAIR OAKS, CA 95628
Mailing Address: 8080 MADISON AVENUE STE. 102A, FAIR OAKS, CA 95628

QUESTAR CAPITAL CORPORATION

5701 GOLDEN HILLS DRIVE, MINNEAPOLIS, MN 55416
Mailing Address: P O BOX 59177, MINNEAPOLIS, MN 55459-0177

QUESTRADE USA INC.

5650 YONGE STREET, SUITE 1700, TORONTO, ONTARIO, M2M 4G3 CANADA

QUESTRION RESEARCH CORPORATION

150 EAST 52ND STREET, NEW YORK, NY 10022

QUINCE HILL PARTNERS, LLC

3600 BUST HEAD ROAD, THE PLAINS, VA 20198

QUINCY CASS ASSOCIATES, INCORPORATED

11111 SANTA MONICA BLVD, SUITE 1450, LOS ANGELES, CA 90025
Mailing Address: 11111 SANTA MONICA BLVD., SUITE 1450, LOS ANGELES, CA 90025

QUOIN CAPITAL LLC

1515 MARKET STREET, SUITE 1808, PHILADELPHIA, PA 19102

RR & R PLANNING GROUP LTD

1981 MARCUS AVENUE, SUITE C114, NEW HYDE PARK, NY 11042

R H INVESTMENT CORPORATION, INC.

15760 VENTURA BLVD., STE. 1732, ENCINO, CA 91436-3095

R. F. LAFFERTY & CO., INC.

80 BROAD ST. 26 FL., NEW YORK, NY 10004

R. HOBMAN SECURITIES, INC.

6466 E. EVENING DR., SCOTTSDALE, AZ 85266
Mailing Address: P.O. BOX 5148, CAREFREE, AZ 85377

R. L. RENCK & CO., INC.

116 WEST 23RD STREET, SUITE 500, NEW YORK, NY 10011

R. SEELAUS & CO.,INC.

25 DEFOREST AVENUE - SUITE 102, SUMMIT, NJ 07901
Mailing Address: 25 DEFOREST AVENUE, SUMMIT, NJ 07901

R.A. MACKIE & CO., L.P.

31 MATTHIESSEN PARK, IRVINGTON, NY 10533-1512

R.J. O'BRIEN SECURITIES, LLC

222 SOUTH RIVERSIDE PLAZA, SUITE 900, CHICAGO, IL 60606
Mailing Address: 222 SOUTH RIVERSIDE PLAZA, SUITE 900, CHICAGO, IL 60606

R.M. DUNCAN SECURITIES, INC.

501 NORTH UNIVERSITY, SUITE 101, LITTLE ROCK, AR 72205

R.M. STARK & CO., INC.

701 SE 6TH AVENUE, SUITE 203, DELRAY BEACH, FL 33483-5186
Mailing Address: 701 SE 6TH AVENUE, SUITE 203, DELRAY BEACH, FL 33483

R.T. HICKMAN SECURITIES BROKERAGE FIRM, LLC

96 FOREST PLACE, ROCHELLE PARK, NJ 07662
Mailing Address: POST OFFICE BOX 280, ROCHELLE PARK, NJ 07662

R.T. JONES CAPITAL EQUITIES, INC.

8151 CLAYTON ROAD, ST. LOUIS, MO 63117

R.W. SMITH & ASSOCIATES, INC.

10940 NE 33RD PLACE, SUITE 102, BELLEVUE, WA 98004

R.W. TOWT & ASSOCIATES

10022 PASEO MONTRIL, SUITE 228, SAN DIEGO, CA 92129

R.W.PRESSPRICH & CO.

520 MADISON AVENUE - 28TH FLOOR, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE 28TH FLOOR, NEW YORK, NY 10022

RA BENCH

1301 5TH AVENUE, SUITE 3525, SEATTLE, WA 98101

RA CAPITAL ADVISORS LLC

12340 EL CAMINO REAL, SUITE 450, SAN DIEGO, CA 92130

RABO SECURITIES USA, INC.

245 PARK AVENUE, NEW YORK, NY 10167-0062

RADIANT SECURITIES LLC

145 WEST 45TH STREET, 10TH FLOOR, NEW YORK, NY 10036

RADNOR RESEARCH & TRADING COMPANY, LLC

290 KING OF PRUSSIA ROAD, RADNOR STATION 2, SUITE 120, RADNOR, PA 19087

RAFFERTY CAPITAL MARKETS, LLC

59 HILTON AVENUE, GARDEN CITY, NY 11530

RAINE SECURITIES LLC

47 ARCH STREET, GREENWICH, CT 06830

RAINIER SECURITIES, LLC

10500 NE 8TH ST; SUITE 1130, BELLEVUE, WA 98004

RAINMAKER SECURITIES, LLC

200 S MICHIGAN AVE, SUITE 2100, CHICAGO, IL 60604

RAINMAKERS PARTNERS, LLC

101 CALIFORNIA STREET, SUITE 2450, SAN FRANCISCO, CA 94111

RAIT SECURITIES, LLC

2929 ARCH STREET, SUITE 1703, PHILADELPHIA, PA 19104

RAMAT SECURITIES LTD.

23811 CHAGRIN BLVD. SUITE 200, BEACHWOOD, OH 44122
Mailing Address: 23811 CHAGRIN BLVD SUITE 200, BEACHWOOD, OH 44122

RAMPART FINANCIAL SERVICES, INC.

DOYLESTOWN COMMERCE CENTER, 2005 S. EASTON ROAD, SUITE 202, DOYLESTOWN, PA 18901

RAMPART SECURITIES, INC.

ONE INTERNATIONAL PLACE 14TH FLOOR, BOSTON, MA 02110-2634

RANCE KING SECURITIES CORP.

3737 E. BROADWAY, LONG BEACH, CA 90803-6104

RANGEMARK CAPITAL MARKETS, INC.

ONE STATE STREET PLAZA, NEW YORK, NY 10004

RAPHAEL ARYEH AND ASSOCIATES

141-51 72ND CRESCENT, FLUSHING, NY 11367

RAPTOR PARTNERS LLC

ONE MELLON CENTER, 500 GRANT ST.,, 20TH FLOOR, PITTSBURGH, PA 15219-2502

RAVEN SECURITIES CORP.

C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

RAYMOND C. FORBES & CO., INC.

30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004

RAYMOND JAMES & ASSOCIATES, INC.

880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
Mailing Address: P.O. BOX 12749, ST. PETERSBURG, FL 33733-2749

RAYMOND JAMES (USA) LTD.

925 WEST GEORGIA STREET - 2200, VANCOUVER, B.C., V6C 3L2 CANADA

RAYMOND JAMES FINANCIAL SERVICES, INC.

880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

RBC CAPITAL MARKETS ARBITRAGE, S.A.

3 WORLD FINANCIAL CENTER, 200 VESEY STREET - 8TH FLOOR, NEW YORK, NY 10006

RBC CAPITAL MARKETS CORPORATION

ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006-1404

RBS SECURITIES INC.

600 WASHINGTON BOULEVARD, STAMFORD, CT 06901

RCAP SECURITIES, INC.

1211 AVENUE OF THE AMERICAS, SUITE 2902, NEW YORK, NY 10036

RCG, LLC

885 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022

RD CAPITAL GROUP, INC.

MCS PLAZA SUITE 305, 255 PONCE DE LEON AVENUE, SAN JUAN, PR 00917-1903

RDM INVESTMENT SERVICES, INC.

1555 POST ROAD EAST, WESTPORT, CT 06880

RDSC, LLC

300 MAIN STREET, CINCINNATI, OH 45202

RE INVESTMENT CORPORATION

4301 WILSON BOULEVARD, ARLINGTON, VA 22203

REALTY CAPITAL SECURITIES, LLC

3 COPLEY PLACE, BOSTON, MA 02116

RED CAPITAL MARKETS, INC.

TWO MIRANOVA PLACE, 12TH FLOOR, COLUMBUS, OH 43215

RED RIVER SECURITIES, LLC

5601 DEMOCRACY DRIVE, SUITE 280, PLANO, TX 75024

REDBURN PARTNERS (USA) LP

565 FIFTH AVENUE, 26 FLOOR, NEW YORK, NY 10017

REDI MARKETS LLC

24 WEST 40TH STREET, 2ND FLOOR, NEW YORK, NY 10018
Mailing Address: 24 WEST 40TH STREET, 3RD FLOOR, NEW YORK, NY 10018

REDROCK TRADING PARTNERS, LLC

2605 WALTON WAY, AUGUSTA, GA 30904

REDWINE & COMPANY, INC.

5955 CARNEGIE BOULEVARD, SUITE 225, CHARLOTTE, NC 28209

REEF RESOURCES, LLC

140 LAKESIDE AVENUE, SUITE 100, SEATTLE, WA 98122

REEF SECURITIES, INC.

1901 N CENTRAL EXPRESSWAY, SUITE 400, RICHARDSON, TX 75080-3558

REGAL CAPITAL ADVISORS, LLC

10877 WILSHIRE BLVD, SUITE 1605, LOS ANGELES, CA 90024

REGAL SECURITIES, INC.

950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025
Mailing Address: 950 MILWAUKEE AVE., SUITE 102, GLENVIEW, IL 60025-3766

REGENCY SECURITIES, INC.

20 CORPORATE PARK, SUITE 160, IRVINE, CA 92606-5183

REGENT CAPITAL GROUP, INC.

4035 E. THOUSAND OAKS BLVD., SUITE 240, WESTLAKE VILLAGE, CA 91362

REGIONAL BROKERS, INC.

1628 JOHN F KENNEDY BLVD, PHILADELPHIA, PA 19103-2925
Mailing Address: 1628 JOHN F KENNEDY BLVD., SUITE 1901, PHILADELPHIA, PA 19103-2925

REGIONAL INVESTMENT SERVICES, INC.

700 WEST PETE ROSE WAY SUITE 127, CINCINNATI, OH 45203

REGISTER FINANCIAL ASSOCIATES, INC.

3500 LENOX ROAD, SUITE 1700, ATLANTA, GA 30326

REICH & TANG DISTRIBUTORS, INC.

600 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10020-2302

REID & RUDIGER LLC

110 WALL STREET, NEW YORK, NY 10005

REID AND ASSOCIATES, LLC

14 COMPUTER DRIVE EAST, ALBANY, NY 12205

REIGNS CAPITAL, LTD.

235 MAIN STREET, SUITE 318, WHITE PLAINS, NY 10601

RELIANCE CAPITAL MANAGEMENT ADVISORS LLC

18 TERRACE AVE - MIRAMAR, HALF MOON BAY, CA 94019

RELIANCE WORLDWIDE INVESTMENTS, LLC

1240 BARCLAY BLVD.,, BUFFALO GROVE, IL 60089
Mailing Address: 2033 N. MILWAUKEE AVE., #125, RIVERWOODS, IL 60015-3581

RENAISSANCE CAPITAL INVESTMENTS, INC.

TWO GREENWICH PLAZA, SUITE 100, GREENWICH, CT 06830

RENAISSANCE INSTITUTIONAL MANAGEMENT LLC

800 THIRD AVENUE, NEW YORK, NY 10022

RENCAP SECURITIES, INC.

780 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10017

RENSSELAER SECURITIES CORP.

1000 KENWOOD CT, LATHAM, NY 12110
Mailing Address: PO BOX 928, LATHAM, NY 12110

REPEX & CO., INC.

550 DURIE AVE., CLOSTER, NJ 07624-0577

REPUBLIC SECURITIES OF AMERICA,INC.

600 E. COLONIAL DR. #100, ORLANDO, FL 32803
Mailing Address: 600 EAST COLONIAL DRIVE, SUITE 100, ORLANDO, FL 32803

RESIDENTIAL FUNDING SECURITIES, LLC

ONE MERIDAN CROSSINGS, SUITE 100, RICHFIELD, MN 55423

RESORT SECURITIES AND INVESTMENTS, INC.

11030 JONES BRIDGE ROAD, SUITE 300, ALPHARETTA, GA 30022

RESOURCE HORIZONS GROUP LLC

1350 CHURCH ST EXT, THIRD FLOOR, MARIETTA, GA 30060
Mailing Address: 1350 CHURCH ST. EXT, THIRD FLOOR, MARIETTA, GA 30060

RESOURCE PRODUCTION ADVISORS, LLC

2549 HARBORSIDE FINANCIAL CENTER, JERSEY CITY, NJ 07311

RESOURCIVE CAPITAL, LLC

2908 N. 1050 E., LEHI, UT 84043
Mailing Address: 147 W. ELECTION, STE. 200, DRAPER, UT 84020

RESRV PARTNERS, INC.

1250 BROADWAY - 32ND FLOOR, NEW YORK, NY 10001-3701

RETIREMENT CAPITAL GROUP SECURITIES, INC.

12340 EL CAMINO REAL, SUITE 400, SAN DIEGO, CA 92130

RETIREMENT PLAN ADVISORS, INC.

105 WEST ADAMS STREET, SUITE 2175, CHICAGO, IL 60603
Mailing Address: 3218 EMERALD LANE, SUITE C, JEFFERSON CITY, MO 65109

RETIREMENT PLANNING, INC.

1850 MT. DIABLO BLVD.-STE.335, WALNUT CREEK, CA 94596

RETIREMENT RESOURCES INVESTMENT CORPORATION

100 CORPORATE PLACE, PEABODY, MA 01960

REUTERS TRANSACTION SERVICES LLC

3 TIMES SQUARE, NEW YORK, NY 10036

REUVEN ENTERPRISES SECURITIES DIVISION, LLC

100 WALL STREET, SUITE 602, NEW YORK, NY 10005

REVA CAPITAL MARKETS LLC

230 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10169

REVERE SECURITIES CORP.

3200 N. MILITARY TRAIL, STE. 215, BOCA RATON, FL 33431

REYNOLDS ADVISORY PARTNERS,LLC

999 18TH STREET, SUITE 1155 N, DENVER, CO 80202

RFS PARTNERS

44 MONTGOMERY ST., SUITE 2100, SAN FRANCISCO, CA 94104

RG KNOX COMPANY, LLC

3734 ECKER HILL DRIVE, PARK CITY, UT 84098

RHINO TRADING PARTNERS, LLC

80 BROAD STREET, 7TH FLOOR, NEW YORK, NY 10004
Mailing Address: 80 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10004

RHODES SECURITIES, INC.

306 WEST 7TH STREET, SUITE 1000, FT WORTH, TX 76102
Mailing Address: 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102

RHONE GROUP ADVISORS LLC

630 FIFTH AVENUE, SUITE 2710, NEW YORK, NY 10111

RICE FINANCIAL PRODUCTS COMPANY

17 STATE STREET, 40TH FLOOR, NEW YORK, NY 10004

RICE PONTES CAPITAL, INC.

2001 CROW CANYON ROAD, SUITE 150, SAN RAMON, CA 94583

RICE, VOELKER, LLC

805 EAST RUTLAND, COVINGTON, LA 70433

RICHARD A. SASO & ASSOCIATES-INVESTMENT SECURITIES

3130 CROW CANYON PLACE-STE 200, SAN RAMON, CA 94583-1346

RICHARD D. SCHUBERT, INC.

241 E. SAGINAW - STE 505, EAST LANSING, MI 48823
Mailing Address: P.O. BOX 1796, EAST LANSING, MI 48823

RICHARDS, MERRILL & PETERSON, INC.

422 WEST RIVERSIDE AVENUE, US BANK BLDG ONE SKYWALK, SPOKANE, WA 99201
Mailing Address: 422 WEST RIVERSIDE AVE, US BANK BLDG ONE SKYWALK, SPOKANE, WA 99201

RICHEY FINANCIAL GROUP, INC.

110 E. WILSHIRE AVENUE, SUITE 307, FULLERTON, CA 92832-1959

RICHFIELD ORION INTERNATIONAL, INC.

5353 N. UNION BLVD. G-1, COLORADO SPRINGS, CO 80918

RIDEAU LYONS & CO.

5455 WILSHIRE BLVD SUITE 2131, LOS ANGELES, CA 90036
Mailing Address: 5455 WILSHIRE BLVD SUITE 2131, LOS ANGELES, CA 90017

RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC.

1981 MARCUS AVENUE, LAKE SUCCESS, NY 11040
Mailing Address: 2 JOURNAL SQUARE PLAZA, 3RD FLOOR, JERSEY CITY, NJ 07306

RIDGEVIEW CAPITAL, LLC

ONE GATEWAY CENTER, 90 SOUTH 400 WEST SUITE M200, SALT LAKE CITY, UT 84101

RIDGEWAY & CONGER, INC.

2123 MAIN STREET, NEW WOODSTOCK, NY 13122
Mailing Address: 2123 MAIN STREET PO BOX 460, NEW WOODSTOCK, NY 13122

RIDGEWOOD ASSOCIATES INC. NJ

40 EISENHOWER DRIVE, PARAMUS, NJ 07652
Mailing Address: P.O. BOX 326, PARAMUS, NJ 07653-0326

RIDGEWOOD SECURITIES CORPORATION

14 PHILIPS PARKWAY, MONTVALE, NJ 07645

RIDGEWORTH DISTRIBUTORS LLC

THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

RIEDL FIRST SECURITIES COMPANY OF KANSAS

1841 N. ROCK ROAD COURT, SUITE 400, WICHITA, KS 67206-4213

RIM SECURITIES LLC

570 LEXINGTON AVENUE, NEW YORK, NY 10022

RIPPE & KINGSTON CAPITAL ADVISORS, INC.

1077 CELESTIAL STREET, CINCINNATI, OH 45202

RIVER CROSS SECURITES, LLLP

401 CITY AVENUE, SUITE 220, BALA CYNWYD, PA 19004
Mailing Address: 401 CITY AVENUE, SUITE 912, BALA CYNWYD, PA 19004

RIVERBANK CAPITAL SECURITIES, INC.

689 5TH AVENUE, SUITE #14, NEW YORK, NY 10022

RIVERSOURCE DISTRIBUTORS, INC.

707 SECOND AVENUE, SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 50606 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

RIVERSOURCE FUND DISTRIBUTORS, INC.

707 SECOND AVENUE, SOUTH, MINNEAPOLIS, MN 55402
Mailing Address: 50606 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474

RIVERSTONE WEALTH MANAGEMENT, INC.

7801 CAPITAL OF TEXAS HWY., SUITE 310, AUSTIN, TX 78731

RIVES, LEAVELL & CO.

1430 LELIA DRIVE, JACKSON, MS 39216
Mailing Address: P. O. BOX 4900, JACKSON, MS 39296

RIVIERE SECURITIES LTD.

1250 S. CAPITAL OF TEXAS HWY., BLDG.2, STE. 120, AUSTIN, TX 78746
Mailing Address: 407 DUCK LAKE, LAKEWAY, TX 78734

RIVINGTON SECURITIES, LLC

1775 SHERMAN ST., SUITE 2500, DENVER, CO 80203

RJJ PASADENA SECURITIES, INC.

625 FAIR OAKS AVENUE, SUITE 125, SOUTH PASADENA, CA 91030
Mailing Address: 625 FAIR OAKS AVE., SUTE 125, SOUTH PASADENA, CA 91030

RK EQUITY CAPITAL MARKETS LLC

1350 AVENUE OF THE AMERICAS, 2ND FLOOR, NEW YORK, NY 10019

RLSP ASSOCIATES, LLC

35 MASON STREET, 4TH FLOOR, GREENWICH, CT 06830

RMC CAPITAL MARKETS GROUP, INC

5944 LUTHER LANE #755, DALLAS, TX 75225

RMG PARTNERS

100 SHORELINE HWY, A185, MILL VALLEY, CA 94941
Mailing Address: 1 BLACKFIELD DRIVE, # 408, TIBURON, CA 94920

RMJB, INC.

8500 NORMANDALE LAKE BLVD., BLOOMINGTON, MN 55437

RNR SECURITIES, L.L.C.

1802 HEMPSTEAD TPKE, EAST MEADOW, NY 11554-1032

ROBBINS SECURITIES, INC.

8700 W. BRYN MAWR, CHICAGO, IL 60631

ROBECO SECURITIES, L.L.C.

909 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

ROBERT A. STANGER & COMPANY, INC.

1129 BROAD STREET, SUITE 201, SHREWSBURY, NJ 07702
Mailing Address: 1129 BROAD STREET, SHREWSBURY, NJ 07702

ROBERT BLUM MUNICIPALS, INC.

2000 VAN NESS AVENUE, SUITE 415, SAN FRANCISCO, CA 94109

ROBERT R. MEREDITH & CO., INC.

600 LEXINGTON AVENUE, 29TH FLOOR, NEW YORK, NY 10022

ROBERT W. BAIRD & CO. INCORPORATED

777 E. WISCONSIN AVENUE, MILWAUKEE, WI 53202
Mailing Address: P.O. BOX 672, MILWAUKEE, WI 53201

ROBERTS & RYAN INVESTMENTS INC.

57 POST STREET - STE 614, SAN FRANCISCO, CA 94104

ROBERTS MITANI, LLC

145 WEST 57TH STREET, 21ST FLOOR, NEW YORK, NY 10019

ROBINSON & LUKENS, INC.

1319 VINCENT PL, MCLEAN, VA 22101
Mailing Address: P.O. BOX 956, MCLEAN, VA 22101-0956

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