List of FINRA Members Firms D - E

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The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

# - A - B - C - D - E - F - G - H - I - J - K - L - M - N - O - P - Q - R - S - T - U - V - W - X - Y - Z
DD. B. MCKENNA & CO., INC.

207 WEST MAIN STREET, BENNINGTON, VT 05201-2108

D. WECKSTEIN & CO., INC.

230 PARK AVENUE, SUITE 1516, NEW YORK, NY 10169
Mailing Address: 230 PARK AVE-STE. 1516, NEW YORK, NY 10169

D.A. DAVIDSON & CO.

8 THIRD STREET NORTH, GREAT FALLS, MT 59401-3104
Mailing Address: P.O. BOX 5015, GREAT FALLS, MT 59403-5015

D.E. SHAW SECURITIES, L.L.C.

120 W. 45TH STREET, 39TH FLOOR, NEW YORK, NY 10036-4003

D.H. HILL SECURITIES LLP

7821 FM 1960 E. SUITE B, HUMBLE, TX 77346
Mailing Address: 7821 FM 1960 E., SUITE B, HUMBLE, TX 77346

D.J. MOSIER & ASSOCIATES, INC.

520 N. KINGSBURY ST., SUITE 3408, CHICAGO, IL 60654

D.J. ST. GERMAIN CO., INC.

1500 MAIN STREET, SPRINGFIELD, MA 01115

D.M. KELLY & COMPANY

3900 INGERSOLL AVENUE, SUITE 300, DES MOINES, IA 50312

DABBAH SECURITIES CORP.

6 EAST 46TH STREET, SUITE 300, NEW YORK, NY 10017

DAEWOO SECURITIES (AMERICA) INC.

600 LEXINGTON AVENUE, SUITE 301, NEW YORK, NY 10022

DAG SECURITIES INC.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10006

DAHLMAN ROSE & COMPANY, LLC

142 WEST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10019

DAIWA CAPITAL MARKETS AMERICA INC.

FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3538

DAK CAPITAL, LLC

195 ROUTE 17 SOUTH, ROCHELLE PARK, NJ 07662

DAKOTA SECURITIES INTERNATIONAL, INC.

9100 SOUTH DADELAND BLVD, SUITE 903, MIAMI, FL 33156

DALE K. EHRHART, INC.

101 W. VENICE AVENUE, SUITE 22, VENICE, FL 34285

DALMORE GROUP LLC

350 FIFTH AVENUE, #6707, NEW YORK, NY 10118

DALTON STRATEGIC INVESTMENT SERVICES INC.

5690 W. 450 S., KNIGHTSTOWN, IN 46148

DANEVEST LLC

8215 GREENWAY BOULEVARD, SUITE 540, MIDDLETON, WI 53562
Mailing Address: P.O. BOX 620347, MIDDLETON, WI 53562-0347

DANSKE MARKETS INC

HOLMENS KANAL 2-12, COPENHAGEN, DK-1092 DENMARK

DAROTH CAPITAL ADVISORS LLC

130 EAST 59TH ST., 12TH FLOOR, NEW YORK, NY 10022

DART EXECUTIONS, LLC

230 S. LASALLE ST #400, CHICAGO, IL 60604
Mailing Address: 230 S. LASALLE ST, SUITE 400, CHICAGO, IL 60604

DART, PAPESH & COMPANY, INCORPORATED

4572 S. HAGADORN ROAD, SUITE 2-C, EAST LANSING, MI 48823-5385

DARWOOD ASSOCIATES INCORPORATED

284 U.S. HIGHWAY 206, UNIT D3, HILLSBOROUGH, NJ 08844

DAS FINANCIAL SERVICES, INC.

FIVE TOWER BRIDGE, 300 BARR HARBOR DRIVE, SUITE 200, WEST CONSHOHOCKEN, PA 19428

DAUTRICH, SEILER FINANCIAL SERVICES, INC.

397 DOGWOOD LANE, NAZARETH, PA 18064

DAV/WETHERLY FINANCIAL, L.P.

11601 WILSHIRE BLVD., SUITE 300, LOS ANGELES, CA 90025

DAVENPORT & COMPANY LLC

ONE JAMES CENTER, 901 E. CARY STREET, RICHMOND, VA 23219
Mailing Address: P.O. BOX 85678, RICHMOND, VA 23285-5678

DAVID A. NOYES & COMPANY

209 SOUTH LA SALLE STREET, 12TH FLOOR, CHICAGO, IL 60604-1203

DAVID HARRIS & CO., INC.

222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

DAVID LERNER ASSOCIATES, INC.

477 JERICHO TPKE, P.O.BOX 9006, SYOSSET, NY 11791-9006

DAVID M POLEN SECURITIES, LLC

2700 N. MILITARY TRAIL, SUITE 230, BOCA RATON, FL 33431

DAVID SHERMAN & COMPANY

666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062

DAVINCI CAPITAL MANAGEMENT INC.

801 CAMBRIDGE ST., CAMBRIDGE, MA 02141
Mailing Address: 801 CAMBRIDGE ST., CAMBRIDGE, MA 02141

DAVIS DISTRIBUTORS, LLC

3601 E. BRITANNIA DRIVE, TUCSON, AZ 85706
Mailing Address: 2949 EAST ELVIRA ROAD, SUITE 101, TUCSON, AZ 85756

DAVIS SECURITIES LLC

475 PARK AVENUE SOUTH, 29TH FLOOR, NEW YORK, NY 10016

DAVIS, MENDEL & REGENSTEIN, INC.

2100 RIVEREDGE PARKWAY, SUITE 750, ATLANTA, GA 30328-4656

DAVY SECURITIES

DAVY HOUSE, 49 DAWSON STREET, DUBLIN 2, D2 IRELAND

DAWNTREADER CAPITAL LLC

1270 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10020

DAWSON JAMES SECURITIES, INC.

925 SOUTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL 33432
Mailing Address: 925 SOUTH FEDERAL HIGHWAY, 6TH FLOOR, BOCA RATON, FL 33432

DAYSPRING INVESTMENT GROUP

121 W MARKET, SEYMOUR, MO 65746
Mailing Address: PO BOX 249, SEYMOUR, MO 65746

DB SECURITIES SERVICES NJ INC.

100 PLAZA ONE, 34 EXCHANGE PLACE, JERSEY CITY, NJ 07311-3999
Mailing Address: 60 WALL STREET, NEW YORK, NY 10005

DBA THE DELTA COMPANY

901 NE LOOP 410, SUITE 711, SAN ANTONIO, TX 78209

DBS VICKERS SECURITIES (USA) INC.

805 THIRD AVENUE, SUITE 1201, NEW YORK, NY 10022

DCM BROKERS, LLC

626 W. JACKSON, SUITE 600, CHICAGO, IL 60661
Mailing Address: 626 W. JACKSON, SUITE 600, CHICAGO, IL 60661

DCMB SECURITIES LLC

1800 AUGUSTA, STE 107, HOUSTON, TX 77057

DE GUARDIOLA ADVISORS, INC.

405 PARK AVENUE, SUITE 1201, NEW YORK, NY 10022

DEAM INVESTOR SERVICES, INC.

345 PARK AVENUE, MAILSTOP NYC03-0630, NEW YORK, NY 10154
Mailing Address: 280 PARK AVENUE, 6TH FL. WEST, MAIL STOP NYC30-0630, NEW YORK, NY 10017

DEARBORN CAPITAL MARKETS GROUP, LLC

3065 EAST CORPORATE EDGE DRIVE, SUITE 101, GERMANTOWN, TN 38138

DEBTX SECURITIES, INC.

133 FEDERAL STREET, 10TH FLOOR, BOSTON, MA 02110-1703

DECADE SECURITIES CORP.

13555 BISHOPS COURT, BROOKFIELD, WI 53005

DECOSIMO CORPORATE FINANCE, LLC

SUITE 902, TALLAN FINANCIAL CENTER, CHATTANOOGA, TN 37402

DEEP ATS, LLC

6101 W.COURTYARD, BLDG 1, SUITE 110, AUSTIN, TX 78730

DELANEY EQUITY GROUP LLC

5090 PGA BLVD, SUITE 316, PALM BEACH GARDENS, FL 33418

DELAWARE DISTRIBUTORS, L.P.

2005 MARKET ST, 29TH FLOOR, PHILADELPHIA, PA 19103
Mailing Address: 2005 MARKET STREET, 29TH FLOOR, PHILADELPHIA, PA 19103

DELOITTE CORPORATE FINANCE LLC

600 RENAISSANCE CENTER - SUITE 900, DETROIT, MI 48243-1895

DELTA EQUITY SERVICES CORPORATION

579 MAIN STREET, BOLTON, MA 01740

DELTA TRUST INVESTMENTS, INC.

11700 CANTRELL ROAD, LITTLE ROCK, AR 72212
Mailing Address: P O BOX 17607, LITTLE ROCK, AR 72222

DELTEC ASSET MANAGEMENT LLC

623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022

DEMATTEO MONNESS LLC

780 THIRD AVENUE (45TH FLOOR), NEW YORK, NY 10017

DEMETER ADVISORY GROUP, LLC

100 SPEAR STREET, SUITE 1115, SAN FRANCISCO, CA 94105

DEMPSEY FINANCIAL NETWORK, INC.

2951 PIEDMONT ROAD NE, SUITE 200, ATLANTA, GA 30305-2786

DEMPSEY LORD SMITH, LLC

901 N BROAD STREET, SUITE 400, ROME, GA 30161

DENNING & COMPANY LLC

ONE CALIFORNIA STREET, SUITE 2800, SAN FRANCISCO, CA 94111

DENTE & BOMBA, LLC

11 WALL STREET, NEW YORK, NY 10005
Mailing Address: 132 GRYMES HILL ROAD, STATEN ISLAND, NY 10301

DERMOTT W. CLANCY CORP.

C/O LAW OFFICE OF DONNA H. CLANCY, 40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005

DESILVA & PHILLIPS CORPORATE FINANCE LLC

475 PARK AVENUE SOUTH, NEW YORK, NY 10016

DESJARDINS SECURITIES INTERNATIONAL INC

1170 PEEL STREET, SUITE 300, MONTREAL, QUEBEC, H3B 0A9 CANADA

DESON & CO.

945 ENCORVADO STREET, LAS VEGAS, NV 89138

DESPAIN FINANCIAL CORPORATION

502 WEST MAIN STREET, COLLINSVILLE, IL 62234-3019

DESTINY CAPITAL SECURITIES CORPORATION

14142 DENVER WEST PARKWAY - SUITE 290, GOLDEN, CO 80401-3127
Mailing Address: 14142 DENVER WEST PARKWAY-SUITE 290, GOLDEN, CO 80401-3127

DETWILER FENTON & CO.

100 HIGH STREET, 28TH FLOOR, BOSTON, MA 02110

DEUTSCHE BANK SECURITIES INC.

60 WALL STREET, NEW YORK, NY 10005
Mailing Address: 60 WALL STREET, NYC60-3710, NEW YORK, NY 10005

DEVELOPMENT CORPORATION FOR ISRAEL

575 LEXINGTON AVENUE, NEW YORK, NY 10022

DEVENIR, LLC

7701 FRANCE AVENUE S., SUITE 670, MINNEAPOLIS, MN 55435

DEWAAY FINANCIAL NETWORK, LLC

13001 UNIVERSITY AVENUE, CLIVE, IA 50325

DEXIA GLOBAL STRUCTURED FINANCE, LLC

445 PARK AVE., NEW YORK, NY 10022

DFA SECURITIES LLC

1299 OCEAN AVENUE, SANTA MONICA, CA 90401

DFP EQUITIES, INC.

501 PENNSYLVANIA PARKWAY, SUITE 155, INDIANAPOLIS, IN 46280
Mailing Address: P.O. BOX 80154, INDIANAPOLIS, IN 46280

DH FREDERICK SECURITIES, INC.

5000 BIRCH ST., SUITE 3000; WEST TOWER, NEWPORT BEACH, CA 92660

DHF SERVICES LLC

32 OLD SLIP, 11TH FLOOR, NEW YORK, NY 10005

DIAMANT INVESTMENT CORPORATION

170 MASON STREET, GREENWICH, CT 06830-6642

DIAMOND BAY SECURITIES CORP.

2974 LYNDON B JOHNSON FWY, SUITE 401, DALLAS, TX 75234

DIAMOND EDGE CAPITAL PARTNERS, LLC

420 LEXINGTON AVENUE, SUITE 1620, NEW YORK, NY 10170

DILLON - GAGE SECURITIES, INC.

15301 DALLAS PKWY SUITE 200, ADDISON, TX 75001
Mailing Address: 15301 DALLAS PARKWAY SUITE 200, ADDISON, TX 75001

DILWORTH SECURITIES, INC.

61 NORRANS RIDGE DRIVE, RIDGEFIELD, CT 06877

DIMENSION SECURITIES, LLC

100 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10011

DIMIRAK SECURITIES CORPORATION

310 ESCONDIDO AVENUE, VISTA, CA 92084

DINOSAUR SECURITIES, L.L.C.

404 PARK AVE SOUTH, NEW YORK, NY 10016
Mailing Address: 404 PARK AVENUE SOUTH, NEW YORK, NY 10016

DIRECT ACCESS BROKERAGE SERVICES, INC.

39 S. LASALLE STREET, SUITE 424, CHICAGO, IL 60603-1604

DIRECT ACCESS PARTNERS LLC

DIRECT ACCESS PARTNERS, LLC, 14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005
Mailing Address: DIRECT ACCESS PARTNERS,LLC, 14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005

DIRECTED SERVICES LLC

1475 DUNWOODY DRIVE, WEST CHESTER, PA 19380

DIRECTEDGE ECN

545 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310

DISALLE SECURITIES & MORTGAGE CO.

1909 RIVER ROAD, MAUMEE, OH 43537

DISCOVERY GROUP HOLDING COMPANY, LLC

191 NORTH WACKER DRIVE, STE 1685, CHICAGO, IL 60606

DIVERSIFIED CAPITAL CORPORATION

2 BISCAYNE BOULEVARD, SUITE #1742, MIAMI, FL 33131

DIVERSIFIED INVESTORS SECURITIES CORP.

440 MAMARONECK AVENUE, HARRISON, NY 10528

DIVERSIFIED RESOURCES, LLC

70 JEFFERSON BLVD., WARWICK, RI 02888

DIVERSIFIED SECURITIES, INCORPORATED

6700 E. PACIFIC COAST HWY-150, LONG BEACH, CA 90803
Mailing Address: P. O. BOX 357, LONG BEACH, CA 90801

DIVERSITY INVESTMENT CORP.

1325 SIXTH AVENUE, 28TH FLOOR, NEW YORK, NY 10019

DIVIDEND CAPITAL SECURITIES, LLC

518 17TH STREET, 12TH FLOOR, DENVER, CO 80202

DIVINE CAPITAL MARKETS LLC

39 BROADWAY, 36TH FLOOR, NEW YORK, NY 10006

DLS CAPITAL PARTNERS, INC.

4345 PARK LANE, DALLAS, TX 75220

DME SECURITIES, LLC

C/O MAC CONSULTING GROUP INC, 30 BROAD STREET SUITE 2201, NEW YORK, NY 10004

DMG SECURITIES, INC.

GREAT FALLS PROFESSIONAL CENTER 737 WALKER ROAD, SUITE3, GREAT FALLS, VA 22066
Mailing Address: GREAT FALLS PROFESSIONAL CENTER 737 WALKER ROAD, SUITE 3, GREAT FALLS, VA 22066

DNB NOR MARKETS, INC.

200 PARK AVENUE, NEW YORK, NY 10166-0396

DODING & PARTNERS BROKERAGE, INC.

WEISSDORNWEG 35, D-50259 PULHEIM-STOMMELN, D-50667 GERMANY

DOFT & CO., INC.

55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY 10022

DOLE CAPITAL, LLC

1188 BISHOP STREET, SUITE 1712, HONOLULU, HI 96813

DOLEY SECURITIES, LLC.

616 BARONNE STREET, NEW ORLEANS, LA 70113-1004

DOME SECURITIES CORP.

405 PARK AVENUE, SUITE 500, NEW YORK, NY 10022-4405

DOMESTIC FINANCIAL SERVICES, INC.

5220 HOLLYWOOD AVENUE, SHREVEPORT, LA 71109-7717
Mailing Address: 5220 HOLLYWOOD AVENUE, SUITE 350, SHREVEPORT, LA 71109-7717

DOMESTIC SECURITIES, INC.

160 SUMMIT AVENUE, MONTVALE, NJ 07645

DOMINICK & DOMINICK LLC

150 EAST 52ND STREET, NEW YORK, NY 10022
Mailing Address: 150 EAST 52 STREET, 3RD FLOOR, NEW YORK CITY, NY 10022

DOMINION INVESTOR SERVICES, INC.

1100 NW LOOP 410, SUITE 800, SAN ANTONIO, TX 78213

DOMINION PARTNERS, L.C.

4801COX ROAD, STE 104, GLEN ALLEN, VA 23060

DON ALEXANDER INVESTMENTS, INC.

1301 WEST 22ND STREET - SUITE 713, OAK BROOK, IL 60523
Mailing Address: 1301 WEST 22ND STREET, SUITE 713, OAK BROOK, IL 60523

DONEGAL SECURITIES, INC.

20 WALNUT STREET, #12, WELLESLEY, MA 02481

DONNELLY PENMAN & PARTNERS

17160 KERCHEVAL AVENUE, GROSSE POINTE, MI 48230

DORN & CO., INC.

216 EAST WASHINGTON AVENUE, FERGUS FALLS, MN 56537-2812
Mailing Address: P.O. BOX 748, FERGUS FALLS, MN 56538-0748

DORSEY & COMPANY, INC.

511 GRAVIER STREET, NEW ORLEANS, LA 70130-2701

DOUBLE EAGLE SECURITIES OF AMERICA, INC.

6610 N. UNIVERSITY DRIVE, SUITE 250, TAMARAC, FL 33321

DOUGHERTY & COMPANY LLC

90 SOUTH SEVENTH ST-STE 4300, MINNEAPOLIS, MN 55402-4108

DOUGLAS & CO. MUNICIPALS, INC.

14 EAST 60TH ST., NEW YORK, NY 10022

DOUGLAS FINANCIAL LLC

159 VALLEY ROAD, PRINCETON, NJ 08540-3442

DOUGLAS SCOTT SECURITIES, INC.

101 WEST RENNER ROAD, SUITE 480, RICHARDSON, TX 75082

DOWLING & PARTNERS SECURITIES LLC

190 FARMINGTON AVENUE, FARMINGTON, CT 06032

DOWNER & COMPANY

60 STATE STREET, 11TH FLOOR, BOSTON, MA 02109

DOWNSTATE SECURITIES GROUP, INC.

259 INDIAN ROCKS ROAD NO., BELLEAIR BLUFFS, FL 33770-1729

DOYLE, JOHN JOSEPH

C/O MAC CONSULTING GROUP INC., 30 BROAD STREET - SUITE 2201, NEW YORK, NY 10004

DPEC CAPITAL, INC.

135 FIFTH AVE. 10TH FLOOR, NEW YORK, NY 10010

DRAGONFLY CAPITAL PARTNERS, LLC

1310 S. TRYON ST., SUITE 109, CHARLOTTE, NC 28203

DRESNER INVESTMENT SERVICES, INC.

20 NORTH CLARK STE- STE 3550, CHICAGO, IL 60602
Mailing Address: 20 NORTH CLARK ST- STE 3550, CHICAGO, IL 60602

DREXEL HAMILTON, LLC

2000 MARKET STREET, SUITE 1460, PHILADELPHIA, PA 19103

DRIEHAUS SECURITIES LLC

25 EAST ERIE ST, CHICAGO, IL 60611-2703
Mailing Address: 25 EAST ERIE STREET, CHICAGO, IL 60611-2703

DRU STOCK, INC.

84 SOUTH MAIN STREET, BUILDING C, NEWTOWN, CT 06470
Mailing Address: 84 SOUTH MAIN STREET, BUILDING C, NEWTOWN, CT 06470

DSIL INVESTMENT SERVICES LLC

532 BROADWAY, 9TH FLOOR, NEW YORK, NY 10012-3939

DSRM BROKERAGE, LLC

501 MADISON AVENUE, SUITE 501, NEW YORK, NY 10022

DT SECURITIES, LTD.

11132 VENTURA BLVD., SUITE 415, STUDIO CITY, CA 91604
Mailing Address: 11132 VENTURA BLVD., STUDIO CITY, CA 91604

DU PASQUIER & CO., INC.

ONE BATTERY PARK PLAZA, NEW YORK, NY 10004

DUBEAU CAPITAL USA, INC.

405-5600, BOUL. DES GALERIES, QUEBEC CITY, QC G2K 2H6 CANADA

DUFF & PHELPS SECURITIES LLC

311 S. WACKER DRIVE, SUITE 4200, CHICAGO, IL 60606

DUNCAN-WILLIAMS, INC.

6750 POPLAR A VENUE - SUITE 300, MEMPHIS (SHELBY), TN 38138-7424
Mailing Address: 6750 POPLAR AVENUE - SUIITE 300, MEMPHIS (SHELBY), TN 38138-7424

DUNDEE SECURITIES INC.

1 ADELAIDE STREET EAST, 21ST FLOOR, TORONTO, M5C 2V9 CANADA

DUNES SECURITIES CORPORATION

6 QUEENS FOLLY ROAD, HILTON HEAD ISLAND, SC 29928
Mailing Address: P.O. BOX 21326, HILTON HEAD ISLAND, SC 29925

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.

10251 VISTA SORRENTO PARKWAY, SUITE 200, SAN DIEGO, CA 92121
Mailing Address: P.O. BOX 910309, SAN DIEGO, CA 92191

DUNN & PARTNERS, LLC

225 FRANKLIN STREET, 26TH FLOOR, BOSTON, MA 02110

DUPONT CAPITAL MANAGEMENT MARKETING CORPORATION

DELAWARE CORPORATE CENTER, ONE RIGHTER PARKWAY, SUITE 3200, WILMINGTON, DE 19803-1534

DUPREE & COMPANY, INC.

125 SOUTH MILL STREET, LEXINGTON, KY 40507-1683
Mailing Address: P. O. BOX 1149, LEXINGTON, KY 40588-1149

DUXBURY FINANCIAL LLC

15 DEPOT STREET, DUXBURY, MA 02332
Mailing Address: P.O. BOX 2772, DUXBURY, MA 02332

DVB CAPITAL MARKETS LLC

609 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10017

DWM FINANCE LLC

800 POST ROAD, 3RD FLOOR, DARIEN, CT 06820

DWS INVESTMENTS DISTRIBUTORS, INC

222 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-5808
Mailing Address: 280 PARK AVENUE, 6TH FL. WEST, MAILSTOP NYC03-0630, NEW YORK, NY 10017

DYNAMEX TRADING, LLC

220 BUSH ST., STE 360, SAN FRANCISCO, CA 94104-3533

DYNASTY CAPITAL PARTNERS, INC.

5445 DTC PARKWAY, SUITE 940, GREENWOOD VILLAGE, CO 80111

DZ FINANCIAL MARKETS LLC

609 FIFTH AVENUE, NEW YORK, NY 10017
Mailing Address: 609 FIFTH AVE, NEW YORK, NY 10017

EE & G INVESTMENTS, LP

230 WESTCOTT, SUITE 220, HOUSTON, TX 77007

E&J SECURITIES CORP.

C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

E*TRADE CAPITAL MARKETS LLC

440 S. LASALLE STREET - SUITE 3030, CHICAGO, IL 60605-1028

E*TRADE CLEARING LLC

HARBORSIDE FINANCIAL CENTER, 34 EXCHANGE PLACE, 501 PLAZA II - 5TH FLOOR, JERSEY CITY, NJ 07311

E*TRADE SECURITIES LLC

135 E. 57TH STREET, 14TH FLOOR, NEW YORK, NY 10022

E-W INVESTMENTS, INC.

205 E. LAS TUNAS DRIVE, SAN GABRIEL, CA 91776

E. E. POWELL & COMPANY INC.

200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046

E. H. SMITH JACOBS & CO., INC.

30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004

E. MAGNUS OPPENHEIM & CO. INC.

14 EAST 38TH STREET / 7TH FLOOR, NEW YORK, NY 10016-0005

E. S. HOPE FINANCIAL

1635 ROSECRANS ST., SUITE D, SAN DIEGO, CA 92106

E.J. DE LA ROSA & CO., INC.

10866 WILSHIRE BLVD., PENTHOUSE SUITE 1650, LOS ANGELES, CA 90024

E.L.K. CAPITAL ADVISORS, LLC

1033 SKOKIE BOULEVARD, SUITE 450, NORTHBROOK, IL 60062

E.S. FINANCIAL SERVICES, INC.

1395 BRICKELL AVE, SUITE 490, MIAMI, FL 33131
Mailing Address: 1395 BRICKELL AVE 4TH FLOOR, MIAMI, FL 33131

E1 ASSET MANAGEMENT, INC.

44 WALL STREET, 9TH FLOOR, NEW YORK, NY 10005

EA MARKETS SECURITIES LLC

1515 BROADWAY, 12TH FLOOR, NEW YORK, NY 10036

EAGLE EQUITIES, INC.

400 CRAIN HIGHWAY S.W., GLEN BURNIE, MD 21061-3645
Mailing Address: 400 CRAIN HWY S.W., GLEN BURNIE, MD 21061

EAGLE FUND DISTRIBUTORS, INC.

880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716

EAGLE LEDGE CAPITAL, LLC

724 W. RICHMOND AVENUE, CLOVIS, CA 93619
Mailing Address: 6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

EAGLE ONE INVESTMENTS, LLC

401 WESTVIEW COURT, WASHINGTON, IA 52353-0886
Mailing Address: P.O. BOX 886, WASHINGTON, IA 52353-0886

EARLYBIRDCAPITAL, INC.

ONE HUNTINGTON QUADRANGLE, SUITE 4C18, MELVILLE, NY 11747

EAST SHORE PARTNERS, INC.

150 MOTOR PARKWAY, STE 202, HAUPPAUGE, NY 11788

EAST WIND SECURITIES, LLC

1010 AVENUE OF THE AMERICAS, SUITE 300, NEW YORK, NY 10018

EAST/WEST SECURITIES CO.

555 MONTGOMERY ST, STE 601, SAN FRANCISCO, CA 94111
Mailing Address: 555 MONTGOMERY STREET, STE 601, SAN FRANCISCO, CA 94111

EASTERN DENTAL BROKERAGE SERVICES, LLC

200 FRIBERG PARKWAY, SUITE 2002, WESTBOROUGH, MA 01581-3983

EASTGATE SECURITIES, LLC

TWO RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

EASTON INVESTMENT SERVICES, LLC

320 E 90TH DRIVE, MERRILLVILLE, IN 46410-7188

EATON VANCE DISTRIBUTORS, INC.

TWO INTERNATIONAL PLACE, BOSTON, MA 02110

EBH SECURITIES, INC.

8867 MAJOR RUN, INDIANAPOLIS, IN 46256-1384

ECA SECURITIES, LLC

15260 VENTURA BLVD., 20TH FLOOR, SHERMAN OAKS, CA 91403

ECLYPSE SECURITIES LLC

1200 ASHWOOD PARKWAY, SUITE 128, ATLANTA, GA 30338

ECM SECURITIES CORP.

4740 PEACH STREET, ERIE, PA 16509-2008

ECOBAN SECURITIES CORPORATION

60 EAST 42ND STREET SUITE 1663, NEW YORK, NY 10663

ECONOMY SECURITIES, INCORPORATED

1301 MORTENSEN LANE, EVANSVILLE, IN 47715

EDELMAN & CO., LTD.

627 EAST BAY POINT ROAD, BAYSIDE, WI 53217
Mailing Address: 333 WEST BROWN DEER ROAD, MILWAUKEE, WI 53217

EDGE CORPORATE FINANCE, LLC

1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327
Mailing Address: 1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327

EDGE TRADING INC.

11 WALL STREET, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - 34TH FLOOR, NEW YORK, NY 10005

EDGEMONT CAPITAL PARTNERS, L.P.

119 WEST 40TH STREET, 19TH FLOOR, NEW YORK, NY 10018

EDGEPOINT CAPITAL ADVISORS LLC

3700 PARK EAST DRIVE SUITE 160, BEACHWOOD, OH 44122
Mailing Address: 3700 PARK EAST DRIVE, SUITE 160, BEACHWOOD, OH 44122

EDGEWATER CAPITAL, LLC

9841 AIRPORT BLVD., 650, LOS ANGELES, CA 90045
Mailing Address: 9841 AIRPORT BLVD., 650, LOS ANGELES, CA 90045

EDGEWOOD SERVICES, INC.

FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779

EDI FINANCIAL, INC.

12221 MERIT DRIVE, SUITE 1020, DALLAS, TX 75251-2207

EDWARD JONES

12555 MANCHESTER ROAD, ST. LOUIS, MO 63131-3729

EDWIN C. BLITZ INVESTMENTS, INC.

191 WAUKEGAN ROAD #101, NORTHFIELD, IL 60093

EFC FINANCIAL SERVICES, LLC

50 MILLSTONE RD., BLDG 400 STE 300, EAST WINDSOR, NJ 08520
Mailing Address: 50 MILLSTONE ROAD, BLDG 400 STE 300, EAST WINDSOR, NJ 08520

EFG CAPITAL INTERNATIONAL

701 BRICKELL AVE, 9TH FLOOR & SUITE 1250, MIAMI, FL 33131-2867

EHRENBERG CHESLER SECURITIES, INC

7373 BROADWAY, SUITE 108, SAN ANTONIO, TX 78209
Mailing Address: 223 JUSTIN ROAD, MURPHY, TX 75094

EIDE BAILLY SECURITIES, LLC

4310 17TH AVENUE S, FARGO, ND 58108-2545
Mailing Address: PO BOX 2545, FARGO, ND 58108-2545

EIM SECURITIES (USA) INC.

750 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10022

EK RILEY INVESTMENTS, LLC

1201 THIRD AVENUE, SUITE 5300, SEATTLE, WA 98101

EKN FINANCIAL SERVICES INC.

135 CROSSWAYS PARK DR., SUITE 101, WOODBURY, NY 11797
Mailing Address: 135 CROSSWAYS PARK DR., WOODBURY, NY 11797

ELECTRONIC BROKERAGE SYSTEMS, LLC

141 W. JACKSON BOULEVARD,, SUITE 3510, CHICAGO, IL 60604
Mailing Address: 141 W. JACKSON, SUITE 3510, CHICAGO, IL 60604

ELECTRONIC GLOBAL SECURITIES, INC.

330 MADISON AVE, SUITE 606, NEW YORK, NY 10017

ELECTRONIC SECURITIES PROCESSING (ESP) LLC

140 BROADWAY, 21ST FLOOR, NEW YORK, NY 10005

ELECTRONIC TRANSACTION CLEARING, INC.

660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017
Mailing Address: 660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017

ELEVATION, LLC

1535 ELIZABETH AVENUE, SUITE 203, CHARLOTTE, NC 28204

ELIASON FINANCIAL GROUP, LLC

548 HIGHWAY 155, ST. GERMAIN, WI 54558
Mailing Address: P.O. BOX 777, ST. GERMAIN, WI 54558

ELLIOTT DAVIS BROKERAGE SERVICES, LLC

124 VERDAE BLVD, SUITE 504, GREENVILLE, SC 29607

ELLIOTT DAVIS CAPITAL PARTNERS, LLC

5696 PEACHTREE PARKWAY, SUITE A, NORCROSS, GA 30092

ELTEKON SECURITIES, LLC

100 CONGRESS AVE. STE. 250, AUSTIN, TX 78701

EM SECURITIES LLC

162 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10010
Mailing Address: 162 FIFTH AVENUE, NEW YORK, NY 10010

EMCOR SECURITIES, INC.

400 MADISON AVENUE, SUITE 8A, NEW YORK, NY 10017

EMERALD VENTURES, LLC

84 NE LOOP 410, SUITE 126, SAN ANTONIO, TX 78216

EMERGENT FINANCIAL GROUP, INC.

3500 AMERICAN BOULEVARD WEST, SUITE 325, BLOOMINGTON, MN 55431
Mailing Address: 3500 AMERICAN BOULEVARD WEST, SUITE 325, BLOOMINGTON, MN 55431

EMERGING GROWTH EQUITIES, LTD.

1150 FIRST AVE, PARK VIEW TOWER, SUITE 600, KING OF PRUSSIA, PA 19406-2816

EMERGING MANAGER ADVISORS LLC

130 EAST 59TH STREET, 11TH FLOOR, ATT: PAUL ECKEL, NEW YORK, NY 10022-1302

EMERSON EQUITY LLC

155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402
Mailing Address: 155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402

EMMET & CO, INC.

12 PEAPACK ROAD, FAR HILLS, NJ 07931
Mailing Address: P.O. BOX 160, FAR HILLS, NJ 07931

EMPIRE AMERICAN REALTY, LLC

25 PHILIPS PARKWAY, MONTVALE, NJ 07645

EMPIRE ASSET MANAGEMENT COMPANY

2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

EMPIRE EXECUTIONS, INC.

40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

EMPIRE INVESTMENT INC.

136-20 38TH AVE., SUITE 9E, FLUSHING, NY 11354

EMPIRIC DISTRIBUTORS, INC.

6300 BRIDGEPOINT PARKWAY, BUILDING 2, SUITE 105, AUSTIN, TX 78730
Mailing Address: 6300 BRIDGEPOINT PARKWAY, BUILDING II, SUITE 105, AUSTIN, TX 78730

EMPIRICAL RESEARCH PARTNERS LLC

477 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

EMPLOYEE BENEFITS INVESTMENT GROUP, INC.

3161 ST. JOHNS BLUFF RD. S. STE. 4, JACKSONVILLE, FL 32246
Mailing Address: P. O. BOX 19986, JACKSONVILLE, FL 32245

ENCLAVE CAPITAL LLC

708 THIRD AVENUE 19TH FLOOR, NEW YORK, NY 10017

ENDEAVOR CAPITAL

30 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10004

ENERGY CAPITAL SOLUTIONS LLC

2651 NORTH HARWOOD, SUITE 410, DALLAS, TX 75201

ENERGY SECURITIES, INC.

1612 WESTGATE CIRCLE, SUITE 120, BRENTWOOD, TN 37027
Mailing Address: 1612 WESTGATE CIRLCE, SUITE 120, BRENTWOOD, TN 37027

ENERGYNET.COM, INC.

7201 I-40 WEST SUITE 319, AMARILLO, TX 79106

ENGLAND SECURITIES, LLC

1015 18TH STREET, NW, SUITE 900, WASHINGTON, DC 20036

ENLACE MARKETS, INC.

115 BROADWAY SUITE 1303, NEW YORK, NY 10005

ENNIS KNUPP SECONDARY MARKET SERVICES, LLC

10 S. RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606

ENSEMBLE FINANCIAL SERVICES, INC.

179 SULLY'S TRAIL, SUITE 302, PITTSFORD, NY 14534
Mailing Address: 179 SULLY'S TRAIL, SUITE 302, PITTSFORD, NY 14534-4599

ENSTREAM CAPITAL SECURITIES, LLC

100 CRESCENT COURT, STE. 700, DALLAS, TX 75201

ENTERPRISE EQUITIES, INC.

10227 WINCOPIN CIRCLE, SUITE 800, COLUMBIA, MD 21044

ENTRUST SECURITIES LLC

717 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY 10022

EP SECURITIES, LLC

99 PARK AVENUE (#1560), NEW YORK, NY 10016

EPOCH SECURITIES, INC.

132 TURNPIKE ROAD, SUITE 210, SOUTHBOROUGH, MA 01772
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

EQUABLE SECURITIES CORPORATION

330 NORTH 121ST STREET, MILWAUKEE, WI 53226-3895

EQUIBASE CAPITAL MARKETS, LLC

1200 NORTH ASHLAND AVENUE; SUITE 600, CHICAGO, IL 60622

EQUIBOND, INC.

1801 CENTURY PARK EAST, STE. 1470, LOS ANGELES, CA 90067

EQUIFINANCIAL LLC

1717 NORTH BAYSHORE DRIVE, SUITE 124, MIAMI, FL 33132
Mailing Address: 1717 NORTH BAYSHORE DRIVE, SUITE 217, MIAMI, FL 33132

EQUILEND

17 STATE STREET, 9TH FLOOR, NEW YORK, NY 10004

EQUINOX SECURITIES, INC.

4050 PHELAN ROAD, SUITE 9, PHELAN, CA 92371

EQUISHARES CORPORATION

#7 N. BEMISTON, ST LOUIS, MO 63105

EQUITABLE ADVISORS, INC.

4400 HARDING ROAD, SUITE 310, NASHVILLE, TN 37205

EQUITAS AMERICA, LLC

38505 COUNTRY CLUB DRIVE, SUITE 110, FARMINGTON HILLS, MI 48331-3429

EQUITRUST MARKETING SERVICES, LLC

5400 UNIVERSITY AVENUE, WEST DES MOINES, IA 50266

EQUITY CONCEPTS, INC.

10777 SUNSET OFFICE DR, SUITE 318, SUNSET HILLS, MO 63127-1040

EQUITY INVESTMENT SERVICES, INC

1640 PEPPERWOOD DRIVE, ST. LOUIS, MO 63146
Mailing Address: P. O. BOX 28338, ST. LOUIS, MO 63146

EQUITY SERVICES, INC.

ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604

EQUITY SOURCE PARTNERS, LLC

7 E. CARVER STREET, SECOND FLOOR, HUNTINGTON, NY 11743

EQUITY STATION, INC.

1200 N. FEDERAL HIGHWAY, SUITE 400, BOCA RATON, FL 33432

EQUUS FINANCIAL CONSULTING LLC

257 RIVERSIDE AVENUE, WESTPORT, CT 06880
Mailing Address: 257 RIVERSIDE AVE, WESTPORT, CT 06880

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.

222 BAY STREET, ERNST & YOUNG TOWER, TORONTO, M5K 1J7 ONTARIO, CANADA

ERNST CAPITAL GROUP I, INC.

3130 WEST 57TH STREET, SUITE 101, SIOUX FALLS, SD 57108

EROOM SECURITIES L.L.C.

440 S. LASALLE STREET, SUITE 2101, CHICAGO, IL 60605

ESAE CAPITAL PARTNERS, LLC

233 BROADWAY, SUITE 704, WOOLWORTH BUILDING, NEW YORK, NY 10279

ESICO CO.

15 WEST 72 ST #29F, NEW YORK, NY 10023
Mailing Address: 15 W. 72 ST - #29F, NEW YORK, NY 10023

ESL INVESTMENT SERVICES, LLC

225 CHESTNUT STREET, ROCHESTER, NY 14604-2424

ESN NORTH AMERICA, INC.

520 MADISON AVE, NEW YORK, NY 10022

ESPOSITO SECURITIES, LLC

300 CRESCENT COURT, SUITE 650, DALLAS, TX 75201

ESSEX FINANCIAL SERVICES, INC.

176 WESTBROOK ROAD, ESSEX, CT 06426
Mailing Address: P.O. BOX 999, ESSEX, CT 06426-0999

ESSEX NATIONAL SECURITIES, INC.

550 GATEWAY DRIVE, SUITE 210, NAPA, CA 94558

ESSEX RADEZ LLC

440 S. LASALLE #1111, CHICAGO, IL 60605-1028

ESSEX SECURITIES LLC

168 CENTRE STREET, DANVERS, MA 01923

ESTRADA HINOJOSA & COMPANY, INC.

1717 MAIN STREET LB 47, DALLAS, TX 75201-7361

EULAV SECURITIES, INC.

220 EAST 42ND STREET, NEW YORK, NY 10017

EUREKA CAPITAL MARKETS, LLC

610 NEWPORT CENTER DRIVE, SUITE 430, NEWPORT BEACH, CA 92660

EUREKACAP PARTNERS, INC.

673 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022

EURO AMERICAN CAPITAL CORPORATION

3030 LBJ FRWY, SUITE #1310, DALLAS, TX 75234
Mailing Address: 3030 LBJ FRWY, LOCKBOX 57, DALLAS, TX 75234

EURO PACIFIC CAPITAL, INC.

88 POST ROAD WEST, 3RD FLOOR, WESTPORT, CT 06880

EURO-AMERICAN EQUITIES, INC.

4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040
Mailing Address: 4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040

EUROCONSULT CAPITAL, LLC

230 PARK AVENUE, STE. 2415, NEW YORK, NY 10169

EUROPA SECURITIES, LLC

3801 E FLORIDA AVENUE, STE. 400, DENVER, CO 80210
Mailing Address: 3801 E. FLORIDA AVENUE, STE. 400, DENVER, CO 80210

EUROPEAN AMERICAN EQUITIES, INC.

350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017

EVERCORE GROUP L.L.C.

55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055

EVERTRADE DIRECT BROKERAGE, INC.

8300 EAGER RD, SUITE 700, ST. LOUIS, MO 63144

EVOLUTION CAPITAL ADVISORS, LLC

1100 DEXTER AVENUE, SUITE #100, SEATTLE, WA 98109

EVOLUTION MARKETS FINANCIAL SERVICES LLC

10 BANK STREET, WHITE PLAINS, NY 10606

EVOLUTION SECURITIES US INC.

100 WOOD STREET, LONDON, EC2V7AN UNITED KINGDOM
Mailing Address: 100 WOOD STREET, LONDON, EC2V 7AN UNITED KINGDOM

EVOLVE SECURITIES, INC.

5300 BEE CAVES ROAD, BUILDING 3, SUITE 100, AUSTIN, TX 78746

EWING BEMISS & CO.

901 EAST BYRD STREET SUITE 1500, RICHMOND, VA 23219-4033

EWING CAPITAL, INC.

2722 UNICORN LN., N.W., WASHINGTON, DC 20015

EWT, LLC

9242 BEVERLY BLVD, SUITE 300, BEVERLY HILLS, CA 90210

EXANE, INC.

640 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019

EXCALIBUR FINANCIAL GROUP, INC.

105 CORONADO CT., BUILDING 9-D, FORT COLLINS, CO 80525-4910
Mailing Address: 105 CORONADO CT., BUILDING 9-D, COLLINS, CO 80525-4910

EXCEL SECURITIES & ASSOCIATES, INC.

200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623

EXECUTION ACCESS, LLC

143 UNION BLVD, SUITE 250, LAKEWOOD, CO 80228

EXECUTION NOBLE, LLC

102 GREENWICH AVENUE, SUITE 3R, GREENWICH, CT 06830

EXECUTIVE SERVICES SECURITIES, LLC

3445 PEACHTREE ROAD NE, SUITE 200, ATLANTA, GA 30326-1156

EXOS SECURITIES, LLC

560 MISSION ST, SUITE 2800, SAN FRANCISCO, CA 94105

EXOTIX USA INC.

444 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022

EXTENSION ADVISORS, LLC

4015 HILLSBORO PIKE, SUITE 214, NASHVILLE, TN 37215

EXVERE SECURITIES LLC

1301 FIFTH AVENUE STE. 3405,, SEATTLE, WA 98101
Mailing Address: 1301 FIFTH AVENUE STE. 3405, SEATTLE, WA 98101

EZ STOCKS, INC.

165 BISHOPS WAY, SUITE 147, BROOKFIELD, WI 53005

EZE CASTLE TRANSACTION SERVICES LLC

12 FARNSWORTH ST., 6TH FLOOR, BOSTON, MA 02210

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