List of FINRA Members Firms D - E
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The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:
207 WEST MAIN STREET, BENNINGTON, VT 05201-2108
D. WECKSTEIN & CO., INC.230 PARK AVENUE, SUITE 1516, NEW YORK, NY 10169
Mailing Address: 230 PARK AVE-STE. 1516, NEW YORK, NY 10169
8 THIRD STREET NORTH, GREAT FALLS, MT 59401-3104
Mailing Address: P.O. BOX 5015, GREAT FALLS, MT 59403-5015
120 W. 45TH STREET, 39TH FLOOR, NEW YORK, NY 10036-4003
D.H. HILL SECURITIES LLP7821 FM 1960 E. SUITE B, HUMBLE, TX 77346
Mailing Address: 7821 FM 1960 E., SUITE B, HUMBLE, TX 77346
520 N. KINGSBURY ST., SUITE 3408, CHICAGO, IL 60654
D.J. ST. GERMAIN CO., INC.1500 MAIN STREET, SPRINGFIELD, MA 01115
D.M. KELLY & COMPANY3900 INGERSOLL AVENUE, SUITE 300, DES MOINES, IA 50312
DABBAH SECURITIES CORP.6 EAST 46TH STREET, SUITE 300, NEW YORK, NY 10017
DAEWOO SECURITIES (AMERICA) INC.600 LEXINGTON AVENUE, SUITE 301, NEW YORK, NY 10022
DAG SECURITIES INC.C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10006
DAHLMAN ROSE & COMPANY, LLC142 WEST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10019
DAIWA CAPITAL MARKETS AMERICA INC.FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3538
DAK CAPITAL, LLC195 ROUTE 17 SOUTH, ROCHELLE PARK, NJ 07662
DAKOTA SECURITIES INTERNATIONAL, INC.9100 SOUTH DADELAND BLVD, SUITE 903, MIAMI, FL 33156
DALE K. EHRHART, INC.101 W. VENICE AVENUE, SUITE 22, VENICE, FL 34285
DALMORE GROUP LLC350 FIFTH AVENUE, #6707, NEW YORK, NY 10118
DALTON STRATEGIC INVESTMENT SERVICES INC.5690 W. 450 S., KNIGHTSTOWN, IN 46148
DANEVEST LLC8215 GREENWAY BOULEVARD, SUITE 540, MIDDLETON, WI 53562
Mailing Address: P.O. BOX 620347, MIDDLETON, WI 53562-0347
HOLMENS KANAL 2-12, COPENHAGEN, DK-1092 DENMARK
DAROTH CAPITAL ADVISORS LLC130 EAST 59TH ST., 12TH FLOOR, NEW YORK, NY 10022
DART EXECUTIONS, LLC230 S. LASALLE ST #400, CHICAGO, IL 60604
Mailing Address: 230 S. LASALLE ST, SUITE 400, CHICAGO, IL 60604
4572 S. HAGADORN ROAD, SUITE 2-C, EAST LANSING, MI 48823-5385
DARWOOD ASSOCIATES INCORPORATED284 U.S. HIGHWAY 206, UNIT D3, HILLSBOROUGH, NJ 08844
DAS FINANCIAL SERVICES, INC.FIVE TOWER BRIDGE, 300 BARR HARBOR DRIVE, SUITE 200, WEST CONSHOHOCKEN, PA 19428
DAUTRICH, SEILER FINANCIAL SERVICES, INC.397 DOGWOOD LANE, NAZARETH, PA 18064
DAV/WETHERLY FINANCIAL, L.P.11601 WILSHIRE BLVD., SUITE 300, LOS ANGELES, CA 90025
DAVENPORT & COMPANY LLCONE JAMES CENTER, 901 E. CARY STREET, RICHMOND, VA 23219
Mailing Address: P.O. BOX 85678, RICHMOND, VA 23285-5678
209 SOUTH LA SALLE STREET, 12TH FLOOR, CHICAGO, IL 60604-1203
DAVID HARRIS & CO., INC.222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602
477 JERICHO TPKE, P.O.BOX 9006, SYOSSET, NY 11791-9006
DAVID M POLEN SECURITIES, LLC2700 N. MILITARY TRAIL, SUITE 230, BOCA RATON, FL 33431
DAVID SHERMAN & COMPANY666 DUNDEE ROAD, SUITE 903, NORTHBROOK, IL 60062
DAVINCI CAPITAL MANAGEMENT INC.801 CAMBRIDGE ST., CAMBRIDGE, MA 02141
Mailing Address: 801 CAMBRIDGE ST., CAMBRIDGE, MA 02141
3601 E. BRITANNIA DRIVE, TUCSON, AZ 85706
Mailing Address: 2949 EAST ELVIRA ROAD, SUITE 101, TUCSON, AZ 85756
475 PARK AVENUE SOUTH, 29TH FLOOR, NEW YORK, NY 10016
DAVIS, MENDEL & REGENSTEIN, INC.2100 RIVEREDGE PARKWAY, SUITE 750, ATLANTA, GA 30328-4656
DAVY SECURITIESDAVY HOUSE, 49 DAWSON STREET, DUBLIN 2, D2 IRELAND
DAWNTREADER CAPITAL LLC1270 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10020
DAWSON JAMES SECURITIES, INC.925 SOUTH FEDERAL HIGHWAY, SUITE 600, BOCA RATON, FL 33432
Mailing Address: 925 SOUTH FEDERAL HIGHWAY, 6TH FLOOR, BOCA RATON, FL 33432
121 W MARKET, SEYMOUR, MO 65746
Mailing Address: PO BOX 249, SEYMOUR, MO 65746
100 PLAZA ONE, 34 EXCHANGE PLACE, JERSEY CITY, NJ 07311-3999
Mailing Address: 60 WALL STREET, NEW YORK, NY 10005
901 NE LOOP 410, SUITE 711, SAN ANTONIO, TX 78209
DBS VICKERS SECURITIES (USA) INC.805 THIRD AVENUE, SUITE 1201, NEW YORK, NY 10022
DCM BROKERS, LLC626 W. JACKSON, SUITE 600, CHICAGO, IL 60661
Mailing Address: 626 W. JACKSON, SUITE 600, CHICAGO, IL 60661
1800 AUGUSTA, STE 107, HOUSTON, TX 77057
DE GUARDIOLA ADVISORS, INC.405 PARK AVENUE, SUITE 1201, NEW YORK, NY 10022
DEAM INVESTOR SERVICES, INC.345 PARK AVENUE, MAILSTOP NYC03-0630, NEW YORK, NY 10154
Mailing Address: 280 PARK AVENUE, 6TH FL. WEST, MAIL STOP NYC30-0630, NEW YORK, NY 10017
3065 EAST CORPORATE EDGE DRIVE, SUITE 101, GERMANTOWN, TN 38138
DEBTX SECURITIES, INC.133 FEDERAL STREET, 10TH FLOOR, BOSTON, MA 02110-1703
DECADE SECURITIES CORP.13555 BISHOPS COURT, BROOKFIELD, WI 53005
DECOSIMO CORPORATE FINANCE, LLCSUITE 902, TALLAN FINANCIAL CENTER, CHATTANOOGA, TN 37402
DEEP ATS, LLC6101 W.COURTYARD, BLDG 1, SUITE 110, AUSTIN, TX 78730
DELANEY EQUITY GROUP LLC5090 PGA BLVD, SUITE 316, PALM BEACH GARDENS, FL 33418
DELAWARE DISTRIBUTORS, L.P.2005 MARKET ST, 29TH FLOOR, PHILADELPHIA, PA 19103
Mailing Address: 2005 MARKET STREET, 29TH FLOOR, PHILADELPHIA, PA 19103
600 RENAISSANCE CENTER - SUITE 900, DETROIT, MI 48243-1895
DELTA EQUITY SERVICES CORPORATION579 MAIN STREET, BOLTON, MA 01740
DELTA TRUST INVESTMENTS, INC.11700 CANTRELL ROAD, LITTLE ROCK, AR 72212
Mailing Address: P O BOX 17607, LITTLE ROCK, AR 72222
623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022
DEMATTEO MONNESS LLC780 THIRD AVENUE (45TH FLOOR), NEW YORK, NY 10017
DEMETER ADVISORY GROUP, LLC100 SPEAR STREET, SUITE 1115, SAN FRANCISCO, CA 94105
DEMPSEY FINANCIAL NETWORK, INC.2951 PIEDMONT ROAD NE, SUITE 200, ATLANTA, GA 30305-2786
DEMPSEY LORD SMITH, LLC901 N BROAD STREET, SUITE 400, ROME, GA 30161
DENNING & COMPANY LLCONE CALIFORNIA STREET, SUITE 2800, SAN FRANCISCO, CA 94111
DENTE & BOMBA, LLC11 WALL STREET, NEW YORK, NY 10005
Mailing Address: 132 GRYMES HILL ROAD, STATEN ISLAND, NY 10301
C/O LAW OFFICE OF DONNA H. CLANCY, 40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005
DESILVA & PHILLIPS CORPORATE FINANCE LLC475 PARK AVENUE SOUTH, NEW YORK, NY 10016
DESJARDINS SECURITIES INTERNATIONAL INC1170 PEEL STREET, SUITE 300, MONTREAL, QUEBEC, H3B 0A9 CANADA
DESON & CO.945 ENCORVADO STREET, LAS VEGAS, NV 89138
DESPAIN FINANCIAL CORPORATION502 WEST MAIN STREET, COLLINSVILLE, IL 62234-3019
DESTINY CAPITAL SECURITIES CORPORATION14142 DENVER WEST PARKWAY - SUITE 290, GOLDEN, CO 80401-3127
Mailing Address: 14142 DENVER WEST PARKWAY-SUITE 290, GOLDEN, CO 80401-3127
100 HIGH STREET, 28TH FLOOR, BOSTON, MA 02110
DEUTSCHE BANK SECURITIES INC.60 WALL STREET, NEW YORK, NY 10005
Mailing Address: 60 WALL STREET, NYC60-3710, NEW YORK, NY 10005
575 LEXINGTON AVENUE, NEW YORK, NY 10022
DEVENIR, LLC7701 FRANCE AVENUE S., SUITE 670, MINNEAPOLIS, MN 55435
DEWAAY FINANCIAL NETWORK, LLC13001 UNIVERSITY AVENUE, CLIVE, IA 50325
DEXIA GLOBAL STRUCTURED FINANCE, LLC445 PARK AVE., NEW YORK, NY 10022
DFA SECURITIES LLC1299 OCEAN AVENUE, SANTA MONICA, CA 90401
DFP EQUITIES, INC.501 PENNSYLVANIA PARKWAY, SUITE 155, INDIANAPOLIS, IN 46280
Mailing Address: P.O. BOX 80154, INDIANAPOLIS, IN 46280
5000 BIRCH ST., SUITE 3000; WEST TOWER, NEWPORT BEACH, CA 92660
DHF SERVICES LLC32 OLD SLIP, 11TH FLOOR, NEW YORK, NY 10005
DIAMANT INVESTMENT CORPORATION170 MASON STREET, GREENWICH, CT 06830-6642
DIAMOND BAY SECURITIES CORP.2974 LYNDON B JOHNSON FWY, SUITE 401, DALLAS, TX 75234
DIAMOND EDGE CAPITAL PARTNERS, LLC420 LEXINGTON AVENUE, SUITE 1620, NEW YORK, NY 10170
DILLON - GAGE SECURITIES, INC.15301 DALLAS PKWY SUITE 200, ADDISON, TX 75001
Mailing Address: 15301 DALLAS PARKWAY SUITE 200, ADDISON, TX 75001
61 NORRANS RIDGE DRIVE, RIDGEFIELD, CT 06877
DIMENSION SECURITIES, LLC100 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10011
DIMIRAK SECURITIES CORPORATION310 ESCONDIDO AVENUE, VISTA, CA 92084
DINOSAUR SECURITIES, L.L.C.404 PARK AVE SOUTH, NEW YORK, NY 10016
Mailing Address: 404 PARK AVENUE SOUTH, NEW YORK, NY 10016
39 S. LASALLE STREET, SUITE 424, CHICAGO, IL 60603-1604
DIRECT ACCESS PARTNERS LLCDIRECT ACCESS PARTNERS, LLC, 14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005
Mailing Address: DIRECT ACCESS PARTNERS,LLC, 14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005
1475 DUNWOODY DRIVE, WEST CHESTER, PA 19380
DIRECTEDGE ECN545 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310
DISALLE SECURITIES & MORTGAGE CO.1909 RIVER ROAD, MAUMEE, OH 43537
DISCOVERY GROUP HOLDING COMPANY, LLC191 NORTH WACKER DRIVE, STE 1685, CHICAGO, IL 60606
DIVERSIFIED CAPITAL CORPORATION2 BISCAYNE BOULEVARD, SUITE #1742, MIAMI, FL 33131
DIVERSIFIED INVESTORS SECURITIES CORP.440 MAMARONECK AVENUE, HARRISON, NY 10528
DIVERSIFIED RESOURCES, LLC70 JEFFERSON BLVD., WARWICK, RI 02888
DIVERSIFIED SECURITIES, INCORPORATED6700 E. PACIFIC COAST HWY-150, LONG BEACH, CA 90803
Mailing Address: P. O. BOX 357, LONG BEACH, CA 90801
1325 SIXTH AVENUE, 28TH FLOOR, NEW YORK, NY 10019
DIVIDEND CAPITAL SECURITIES, LLC518 17TH STREET, 12TH FLOOR, DENVER, CO 80202
DIVINE CAPITAL MARKETS LLC39 BROADWAY, 36TH FLOOR, NEW YORK, NY 10006
DLS CAPITAL PARTNERS, INC.4345 PARK LANE, DALLAS, TX 75220
DME SECURITIES, LLCC/O MAC CONSULTING GROUP INC, 30 BROAD STREET SUITE 2201, NEW YORK, NY 10004
DMG SECURITIES, INC.GREAT FALLS PROFESSIONAL CENTER 737 WALKER ROAD, SUITE3, GREAT FALLS, VA 22066
Mailing Address: GREAT FALLS PROFESSIONAL CENTER 737 WALKER ROAD, SUITE 3, GREAT FALLS, VA 22066
200 PARK AVENUE, NEW YORK, NY 10166-0396
DODING & PARTNERS BROKERAGE, INC.WEISSDORNWEG 35, D-50259 PULHEIM-STOMMELN, D-50667 GERMANY
DOFT & CO., INC.55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY 10022
DOLE CAPITAL, LLC1188 BISHOP STREET, SUITE 1712, HONOLULU, HI 96813
DOLEY SECURITIES, LLC.616 BARONNE STREET, NEW ORLEANS, LA 70113-1004
DOME SECURITIES CORP.405 PARK AVENUE, SUITE 500, NEW YORK, NY 10022-4405
DOMESTIC FINANCIAL SERVICES, INC.5220 HOLLYWOOD AVENUE, SHREVEPORT, LA 71109-7717
Mailing Address: 5220 HOLLYWOOD AVENUE, SUITE 350, SHREVEPORT, LA 71109-7717
160 SUMMIT AVENUE, MONTVALE, NJ 07645
DOMINICK & DOMINICK LLC150 EAST 52ND STREET, NEW YORK, NY 10022
Mailing Address: 150 EAST 52 STREET, 3RD FLOOR, NEW YORK CITY, NY 10022
1100 NW LOOP 410, SUITE 800, SAN ANTONIO, TX 78213
DOMINION PARTNERS, L.C.4801COX ROAD, STE 104, GLEN ALLEN, VA 23060
DON ALEXANDER INVESTMENTS, INC.1301 WEST 22ND STREET - SUITE 713, OAK BROOK, IL 60523
Mailing Address: 1301 WEST 22ND STREET, SUITE 713, OAK BROOK, IL 60523
20 WALNUT STREET, #12, WELLESLEY, MA 02481
DONNELLY PENMAN & PARTNERS17160 KERCHEVAL AVENUE, GROSSE POINTE, MI 48230
DORN & CO., INC.216 EAST WASHINGTON AVENUE, FERGUS FALLS, MN 56537-2812
Mailing Address: P.O. BOX 748, FERGUS FALLS, MN 56538-0748
511 GRAVIER STREET, NEW ORLEANS, LA 70130-2701
DOUBLE EAGLE SECURITIES OF AMERICA, INC.6610 N. UNIVERSITY DRIVE, SUITE 250, TAMARAC, FL 33321
DOUGHERTY & COMPANY LLC90 SOUTH SEVENTH ST-STE 4300, MINNEAPOLIS, MN 55402-4108
DOUGLAS & CO. MUNICIPALS, INC.14 EAST 60TH ST., NEW YORK, NY 10022
DOUGLAS FINANCIAL LLC159 VALLEY ROAD, PRINCETON, NJ 08540-3442
DOUGLAS SCOTT SECURITIES, INC.101 WEST RENNER ROAD, SUITE 480, RICHARDSON, TX 75082
DOWLING & PARTNERS SECURITIES LLC190 FARMINGTON AVENUE, FARMINGTON, CT 06032
DOWNER & COMPANY60 STATE STREET, 11TH FLOOR, BOSTON, MA 02109
DOWNSTATE SECURITIES GROUP, INC.259 INDIAN ROCKS ROAD NO., BELLEAIR BLUFFS, FL 33770-1729
DOYLE, JOHN JOSEPHC/O MAC CONSULTING GROUP INC., 30 BROAD STREET - SUITE 2201, NEW YORK, NY 10004
DPEC CAPITAL, INC.135 FIFTH AVE. 10TH FLOOR, NEW YORK, NY 10010
DRAGONFLY CAPITAL PARTNERS, LLC1310 S. TRYON ST., SUITE 109, CHARLOTTE, NC 28203
DRESNER INVESTMENT SERVICES, INC.20 NORTH CLARK STE- STE 3550, CHICAGO, IL 60602
Mailing Address: 20 NORTH CLARK ST- STE 3550, CHICAGO, IL 60602
2000 MARKET STREET, SUITE 1460, PHILADELPHIA, PA 19103
DRIEHAUS SECURITIES LLC25 EAST ERIE ST, CHICAGO, IL 60611-2703
Mailing Address: 25 EAST ERIE STREET, CHICAGO, IL 60611-2703
84 SOUTH MAIN STREET, BUILDING C, NEWTOWN, CT 06470
Mailing Address: 84 SOUTH MAIN STREET, BUILDING C, NEWTOWN, CT 06470
532 BROADWAY, 9TH FLOOR, NEW YORK, NY 10012-3939
DSRM BROKERAGE, LLC501 MADISON AVENUE, SUITE 501, NEW YORK, NY 10022
DT SECURITIES, LTD.11132 VENTURA BLVD., SUITE 415, STUDIO CITY, CA 91604
Mailing Address: 11132 VENTURA BLVD., STUDIO CITY, CA 91604
ONE BATTERY PARK PLAZA, NEW YORK, NY 10004
DUBEAU CAPITAL USA, INC.405-5600, BOUL. DES GALERIES, QUEBEC CITY, QC G2K 2H6 CANADA
DUFF & PHELPS SECURITIES LLC311 S. WACKER DRIVE, SUITE 4200, CHICAGO, IL 60606
DUNCAN-WILLIAMS, INC.6750 POPLAR A VENUE - SUITE 300, MEMPHIS (SHELBY), TN 38138-7424
Mailing Address: 6750 POPLAR AVENUE - SUIITE 300, MEMPHIS (SHELBY), TN 38138-7424
1 ADELAIDE STREET EAST, 21ST FLOOR, TORONTO, M5C 2V9 CANADA
DUNES SECURITIES CORPORATION6 QUEENS FOLLY ROAD, HILTON HEAD ISLAND, SC 29928
Mailing Address: P.O. BOX 21326, HILTON HEAD ISLAND, SC 29925
10251 VISTA SORRENTO PARKWAY, SUITE 200, SAN DIEGO, CA 92121
Mailing Address: P.O. BOX 910309, SAN DIEGO, CA 92191
225 FRANKLIN STREET, 26TH FLOOR, BOSTON, MA 02110
DUPONT CAPITAL MANAGEMENT MARKETING CORPORATIONDELAWARE CORPORATE CENTER, ONE RIGHTER PARKWAY, SUITE 3200, WILMINGTON, DE 19803-1534
DUPREE & COMPANY, INC.125 SOUTH MILL STREET, LEXINGTON, KY 40507-1683
Mailing Address: P. O. BOX 1149, LEXINGTON, KY 40588-1149
15 DEPOT STREET, DUXBURY, MA 02332
Mailing Address: P.O. BOX 2772, DUXBURY, MA 02332
609 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10017
DWM FINANCE LLC800 POST ROAD, 3RD FLOOR, DARIEN, CT 06820
DWS INVESTMENTS DISTRIBUTORS, INC222 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-5808
Mailing Address: 280 PARK AVENUE, 6TH FL. WEST, MAILSTOP NYC03-0630, NEW YORK, NY 10017
220 BUSH ST., STE 360, SAN FRANCISCO, CA 94104-3533
DYNASTY CAPITAL PARTNERS, INC.5445 DTC PARKWAY, SUITE 940, GREENWOOD VILLAGE, CO 80111
DZ FINANCIAL MARKETS LLC609 FIFTH AVENUE, NEW YORK, NY 10017
Mailing Address: 609 FIFTH AVE, NEW YORK, NY 10017
230 WESTCOTT, SUITE 220, HOUSTON, TX 77007
E&J SECURITIES CORP.C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
440 S. LASALLE STREET - SUITE 3030, CHICAGO, IL 60605-1028
E*TRADE CLEARING LLCHARBORSIDE FINANCIAL CENTER, 34 EXCHANGE PLACE, 501 PLAZA II - 5TH FLOOR, JERSEY CITY, NJ 07311
E*TRADE SECURITIES LLC135 E. 57TH STREET, 14TH FLOOR, NEW YORK, NY 10022
E-W INVESTMENTS, INC.205 E. LAS TUNAS DRIVE, SAN GABRIEL, CA 91776
E. E. POWELL & COMPANY INC.200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046
E. H. SMITH JACOBS & CO., INC.30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004
E. MAGNUS OPPENHEIM & CO. INC.14 EAST 38TH STREET / 7TH FLOOR, NEW YORK, NY 10016-0005
E. S. HOPE FINANCIAL1635 ROSECRANS ST., SUITE D, SAN DIEGO, CA 92106
E.J. DE LA ROSA & CO., INC.10866 WILSHIRE BLVD., PENTHOUSE SUITE 1650, LOS ANGELES, CA 90024
E.L.K. CAPITAL ADVISORS, LLC1033 SKOKIE BOULEVARD, SUITE 450, NORTHBROOK, IL 60062
E.S. FINANCIAL SERVICES, INC.1395 BRICKELL AVE, SUITE 490, MIAMI, FL 33131
Mailing Address: 1395 BRICKELL AVE 4TH FLOOR, MIAMI, FL 33131
44 WALL STREET, 9TH FLOOR, NEW YORK, NY 10005
EA MARKETS SECURITIES LLC1515 BROADWAY, 12TH FLOOR, NEW YORK, NY 10036
EAGLE EQUITIES, INC.400 CRAIN HIGHWAY S.W., GLEN BURNIE, MD 21061-3645
Mailing Address: 400 CRAIN HWY S.W., GLEN BURNIE, MD 21061
880 CARILLON PARKWAY, ST. PETERSBURG, FL 33716
EAGLE LEDGE CAPITAL, LLC724 W. RICHMOND AVENUE, CLOVIS, CA 93619
Mailing Address: 6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367
401 WESTVIEW COURT, WASHINGTON, IA 52353-0886
Mailing Address: P.O. BOX 886, WASHINGTON, IA 52353-0886
ONE HUNTINGTON QUADRANGLE, SUITE 4C18, MELVILLE, NY 11747
EAST SHORE PARTNERS, INC.150 MOTOR PARKWAY, STE 202, HAUPPAUGE, NY 11788
EAST WIND SECURITIES, LLC1010 AVENUE OF THE AMERICAS, SUITE 300, NEW YORK, NY 10018
EAST/WEST SECURITIES CO.555 MONTGOMERY ST, STE 601, SAN FRANCISCO, CA 94111
Mailing Address: 555 MONTGOMERY STREET, STE 601, SAN FRANCISCO, CA 94111
200 FRIBERG PARKWAY, SUITE 2002, WESTBOROUGH, MA 01581-3983
EASTGATE SECURITIES, LLCTWO RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
EASTON INVESTMENT SERVICES, LLC320 E 90TH DRIVE, MERRILLVILLE, IN 46410-7188
EATON VANCE DISTRIBUTORS, INC.TWO INTERNATIONAL PLACE, BOSTON, MA 02110
EBH SECURITIES, INC.8867 MAJOR RUN, INDIANAPOLIS, IN 46256-1384
ECA SECURITIES, LLC15260 VENTURA BLVD., 20TH FLOOR, SHERMAN OAKS, CA 91403
ECLYPSE SECURITIES LLC1200 ASHWOOD PARKWAY, SUITE 128, ATLANTA, GA 30338
ECM SECURITIES CORP.4740 PEACH STREET, ERIE, PA 16509-2008
ECOBAN SECURITIES CORPORATION60 EAST 42ND STREET SUITE 1663, NEW YORK, NY 10663
ECONOMY SECURITIES, INCORPORATED1301 MORTENSEN LANE, EVANSVILLE, IN 47715
EDELMAN & CO., LTD.627 EAST BAY POINT ROAD, BAYSIDE, WI 53217
Mailing Address: 333 WEST BROWN DEER ROAD, MILWAUKEE, WI 53217
1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327
Mailing Address: 1380 W. PACES FERRY RD., SUITE 1000, ATLANTA, GA 30327
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - 34TH FLOOR, NEW YORK, NY 10005
119 WEST 40TH STREET, 19TH FLOOR, NEW YORK, NY 10018
EDGEPOINT CAPITAL ADVISORS LLC3700 PARK EAST DRIVE SUITE 160, BEACHWOOD, OH 44122
Mailing Address: 3700 PARK EAST DRIVE, SUITE 160, BEACHWOOD, OH 44122
9841 AIRPORT BLVD., 650, LOS ANGELES, CA 90045
Mailing Address: 9841 AIRPORT BLVD., 650, LOS ANGELES, CA 90045
FEDERATED INVESTORS TOWER, 1001 LIBERTY AVENUE, PITTSBURGH, PA 15222-3779
EDI FINANCIAL, INC.12221 MERIT DRIVE, SUITE 1020, DALLAS, TX 75251-2207
EDWARD JONES12555 MANCHESTER ROAD, ST. LOUIS, MO 63131-3729
EDWIN C. BLITZ INVESTMENTS, INC.191 WAUKEGAN ROAD #101, NORTHFIELD, IL 60093
EFC FINANCIAL SERVICES, LLC50 MILLSTONE RD., BLDG 400 STE 300, EAST WINDSOR, NJ 08520
Mailing Address: 50 MILLSTONE ROAD, BLDG 400 STE 300, EAST WINDSOR, NJ 08520
701 BRICKELL AVE, 9TH FLOOR & SUITE 1250, MIAMI, FL 33131-2867
EHRENBERG CHESLER SECURITIES, INC7373 BROADWAY, SUITE 108, SAN ANTONIO, TX 78209
Mailing Address: 223 JUSTIN ROAD, MURPHY, TX 75094
4310 17TH AVENUE S, FARGO, ND 58108-2545
Mailing Address: PO BOX 2545, FARGO, ND 58108-2545
750 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10022
EK RILEY INVESTMENTS, LLC1201 THIRD AVENUE, SUITE 5300, SEATTLE, WA 98101
EKN FINANCIAL SERVICES INC.135 CROSSWAYS PARK DR., SUITE 101, WOODBURY, NY 11797
Mailing Address: 135 CROSSWAYS PARK DR., WOODBURY, NY 11797
141 W. JACKSON BOULEVARD,, SUITE 3510, CHICAGO, IL 60604
Mailing Address: 141 W. JACKSON, SUITE 3510, CHICAGO, IL 60604
330 MADISON AVE, SUITE 606, NEW YORK, NY 10017
ELECTRONIC SECURITIES PROCESSING (ESP) LLC140 BROADWAY, 21ST FLOOR, NEW YORK, NY 10005
ELECTRONIC TRANSACTION CLEARING, INC.660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017
Mailing Address: 660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017
1535 ELIZABETH AVENUE, SUITE 203, CHARLOTTE, NC 28204
ELIASON FINANCIAL GROUP, LLC548 HIGHWAY 155, ST. GERMAIN, WI 54558
Mailing Address: P.O. BOX 777, ST. GERMAIN, WI 54558
124 VERDAE BLVD, SUITE 504, GREENVILLE, SC 29607
ELLIOTT DAVIS CAPITAL PARTNERS, LLC5696 PEACHTREE PARKWAY, SUITE A, NORCROSS, GA 30092
ELTEKON SECURITIES, LLC100 CONGRESS AVE. STE. 250, AUSTIN, TX 78701
EM SECURITIES LLC162 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10010
Mailing Address: 162 FIFTH AVENUE, NEW YORK, NY 10010
400 MADISON AVENUE, SUITE 8A, NEW YORK, NY 10017
EMERALD VENTURES, LLC84 NE LOOP 410, SUITE 126, SAN ANTONIO, TX 78216
EMERGENT FINANCIAL GROUP, INC.3500 AMERICAN BOULEVARD WEST, SUITE 325, BLOOMINGTON, MN 55431
Mailing Address: 3500 AMERICAN BOULEVARD WEST, SUITE 325, BLOOMINGTON, MN 55431
1150 FIRST AVE, PARK VIEW TOWER, SUITE 600, KING OF PRUSSIA, PA 19406-2816
EMERGING MANAGER ADVISORS LLC130 EAST 59TH STREET, 11TH FLOOR, ATT: PAUL ECKEL, NEW YORK, NY 10022-1302
EMERSON EQUITY LLC155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402
Mailing Address: 155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402
12 PEAPACK ROAD, FAR HILLS, NJ 07931
Mailing Address: P.O. BOX 160, FAR HILLS, NJ 07931
25 PHILIPS PARKWAY, MONTVALE, NJ 07645
EMPIRE ASSET MANAGEMENT COMPANY2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
EMPIRE EXECUTIONS, INC.40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
EMPIRE INVESTMENT INC.136-20 38TH AVE., SUITE 9E, FLUSHING, NY 11354
EMPIRIC DISTRIBUTORS, INC.6300 BRIDGEPOINT PARKWAY, BUILDING 2, SUITE 105, AUSTIN, TX 78730
Mailing Address: 6300 BRIDGEPOINT PARKWAY, BUILDING II, SUITE 105, AUSTIN, TX 78730
477 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022
EMPLOYEE BENEFITS INVESTMENT GROUP, INC.3161 ST. JOHNS BLUFF RD. S. STE. 4, JACKSONVILLE, FL 32246
Mailing Address: P. O. BOX 19986, JACKSONVILLE, FL 32245
708 THIRD AVENUE 19TH FLOOR, NEW YORK, NY 10017
ENDEAVOR CAPITAL30 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10004
ENERGY CAPITAL SOLUTIONS LLC2651 NORTH HARWOOD, SUITE 410, DALLAS, TX 75201
ENERGY SECURITIES, INC.1612 WESTGATE CIRCLE, SUITE 120, BRENTWOOD, TN 37027
Mailing Address: 1612 WESTGATE CIRLCE, SUITE 120, BRENTWOOD, TN 37027
7201 I-40 WEST SUITE 319, AMARILLO, TX 79106
ENGLAND SECURITIES, LLC1015 18TH STREET, NW, SUITE 900, WASHINGTON, DC 20036
ENLACE MARKETS, INC.115 BROADWAY SUITE 1303, NEW YORK, NY 10005
ENNIS KNUPP SECONDARY MARKET SERVICES, LLC10 S. RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606
ENSEMBLE FINANCIAL SERVICES, INC.179 SULLY'S TRAIL, SUITE 302, PITTSFORD, NY 14534
Mailing Address: 179 SULLY'S TRAIL, SUITE 302, PITTSFORD, NY 14534-4599
100 CRESCENT COURT, STE. 700, DALLAS, TX 75201
ENTERPRISE EQUITIES, INC.10227 WINCOPIN CIRCLE, SUITE 800, COLUMBIA, MD 21044
ENTRUST SECURITIES LLC717 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY 10022
EP SECURITIES, LLC99 PARK AVENUE (#1560), NEW YORK, NY 10016
EPOCH SECURITIES, INC.132 TURNPIKE ROAD, SUITE 210, SOUTHBOROUGH, MA 01772
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699
330 NORTH 121ST STREET, MILWAUKEE, WI 53226-3895
EQUIBASE CAPITAL MARKETS, LLC1200 NORTH ASHLAND AVENUE; SUITE 600, CHICAGO, IL 60622
EQUIBOND, INC.1801 CENTURY PARK EAST, STE. 1470, LOS ANGELES, CA 90067
EQUIFINANCIAL LLC1717 NORTH BAYSHORE DRIVE, SUITE 124, MIAMI, FL 33132
Mailing Address: 1717 NORTH BAYSHORE DRIVE, SUITE 217, MIAMI, FL 33132
17 STATE STREET, 9TH FLOOR, NEW YORK, NY 10004
EQUINOX SECURITIES, INC.4050 PHELAN ROAD, SUITE 9, PHELAN, CA 92371
EQUISHARES CORPORATION#7 N. BEMISTON, ST LOUIS, MO 63105
EQUITABLE ADVISORS, INC.4400 HARDING ROAD, SUITE 310, NASHVILLE, TN 37205
EQUITAS AMERICA, LLC38505 COUNTRY CLUB DRIVE, SUITE 110, FARMINGTON HILLS, MI 48331-3429
EQUITRUST MARKETING SERVICES, LLC5400 UNIVERSITY AVENUE, WEST DES MOINES, IA 50266
EQUITY CONCEPTS, INC.10777 SUNSET OFFICE DR, SUITE 318, SUNSET HILLS, MO 63127-1040
EQUITY INVESTMENT SERVICES, INC1640 PEPPERWOOD DRIVE, ST. LOUIS, MO 63146
Mailing Address: P. O. BOX 28338, ST. LOUIS, MO 63146
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604
EQUITY SOURCE PARTNERS, LLC7 E. CARVER STREET, SECOND FLOOR, HUNTINGTON, NY 11743
EQUITY STATION, INC.1200 N. FEDERAL HIGHWAY, SUITE 400, BOCA RATON, FL 33432
EQUUS FINANCIAL CONSULTING LLC257 RIVERSIDE AVENUE, WESTPORT, CT 06880
Mailing Address: 257 RIVERSIDE AVE, WESTPORT, CT 06880
222 BAY STREET, ERNST & YOUNG TOWER, TORONTO, M5K 1J7 ONTARIO, CANADA
ERNST CAPITAL GROUP I, INC.3130 WEST 57TH STREET, SUITE 101, SIOUX FALLS, SD 57108
EROOM SECURITIES L.L.C.440 S. LASALLE STREET, SUITE 2101, CHICAGO, IL 60605
ESAE CAPITAL PARTNERS, LLC233 BROADWAY, SUITE 704, WOOLWORTH BUILDING, NEW YORK, NY 10279
ESICO CO.15 WEST 72 ST #29F, NEW YORK, NY 10023
Mailing Address: 15 W. 72 ST - #29F, NEW YORK, NY 10023
225 CHESTNUT STREET, ROCHESTER, NY 14604-2424
ESN NORTH AMERICA, INC.520 MADISON AVE, NEW YORK, NY 10022
ESPOSITO SECURITIES, LLC300 CRESCENT COURT, SUITE 650, DALLAS, TX 75201
ESSEX FINANCIAL SERVICES, INC.176 WESTBROOK ROAD, ESSEX, CT 06426
Mailing Address: P.O. BOX 999, ESSEX, CT 06426-0999
550 GATEWAY DRIVE, SUITE 210, NAPA, CA 94558
ESSEX RADEZ LLC440 S. LASALLE #1111, CHICAGO, IL 60605-1028
ESSEX SECURITIES LLC168 CENTRE STREET, DANVERS, MA 01923
ESTRADA HINOJOSA & COMPANY, INC.1717 MAIN STREET LB 47, DALLAS, TX 75201-7361
EULAV SECURITIES, INC.220 EAST 42ND STREET, NEW YORK, NY 10017
EUREKA CAPITAL MARKETS, LLC610 NEWPORT CENTER DRIVE, SUITE 430, NEWPORT BEACH, CA 92660
EUREKACAP PARTNERS, INC.673 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022
EURO AMERICAN CAPITAL CORPORATION3030 LBJ FRWY, SUITE #1310, DALLAS, TX 75234
Mailing Address: 3030 LBJ FRWY, LOCKBOX 57, DALLAS, TX 75234
88 POST ROAD WEST, 3RD FLOOR, WESTPORT, CT 06880
EURO-AMERICAN EQUITIES, INC.4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040
Mailing Address: 4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040
230 PARK AVENUE, STE. 2415, NEW YORK, NY 10169
EUROPA SECURITIES, LLC3801 E FLORIDA AVENUE, STE. 400, DENVER, CO 80210
Mailing Address: 3801 E. FLORIDA AVENUE, STE. 400, DENVER, CO 80210
350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017
EVERCORE GROUP L.L.C.55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055
8300 EAGER RD, SUITE 700, ST. LOUIS, MO 63144
EVOLUTION CAPITAL ADVISORS, LLC1100 DEXTER AVENUE, SUITE #100, SEATTLE, WA 98109
EVOLUTION MARKETS FINANCIAL SERVICES LLC10 BANK STREET, WHITE PLAINS, NY 10606
EVOLUTION SECURITIES US INC.100 WOOD STREET, LONDON, EC2V7AN UNITED KINGDOM
Mailing Address: 100 WOOD STREET, LONDON, EC2V 7AN UNITED KINGDOM
5300 BEE CAVES ROAD, BUILDING 3, SUITE 100, AUSTIN, TX 78746
EWING BEMISS & CO.901 EAST BYRD STREET SUITE 1500, RICHMOND, VA 23219-4033
EWING CAPITAL, INC.2722 UNICORN LN., N.W., WASHINGTON, DC 20015
EWT, LLC9242 BEVERLY BLVD, SUITE 300, BEVERLY HILLS, CA 90210
EXANE, INC.640 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019
EXCALIBUR FINANCIAL GROUP, INC.105 CORONADO CT., BUILDING 9-D, FORT COLLINS, CO 80525-4910
Mailing Address: 105 CORONADO CT., BUILDING 9-D, COLLINS, CO 80525-4910
200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623
EXECUTION ACCESS, LLC143 UNION BLVD, SUITE 250, LAKEWOOD, CO 80228
EXECUTION NOBLE, LLC102 GREENWICH AVENUE, SUITE 3R, GREENWICH, CT 06830
EXECUTIVE SERVICES SECURITIES, LLC3445 PEACHTREE ROAD NE, SUITE 200, ATLANTA, GA 30326-1156
EXOS SECURITIES, LLC560 MISSION ST, SUITE 2800, SAN FRANCISCO, CA 94105
EXOTIX USA INC.444 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022
EXTENSION ADVISORS, LLC4015 HILLSBORO PIKE, SUITE 214, NASHVILLE, TN 37215
EXVERE SECURITIES LLC1301 FIFTH AVENUE STE. 3405,, SEATTLE, WA 98101
Mailing Address: 1301 FIFTH AVENUE STE. 3405, SEATTLE, WA 98101
165 BISHOPS WAY, SUITE 147, BROOKFIELD, WI 53005
EZE CASTLE TRANSACTION SERVICES LLC12 FARNSWORTH ST., 6TH FLOOR, BOSTON, MA 02210
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