List of FINRA Members Firms R (Continued) - S

If your broker and/or brokerage firm recommended or sold unsuitable investments to you, contact us for a free consultation. Blum Law Group is a nationally recognized law firm dedicated to representing investors attempt to recover their investments losses.

The Financial Industry Regulatory Authority (“FINRA”), the largest independent regulator of securities brokerage firms doing business in the United States, oversees nearly 4,700 brokerage firms, including the following brokerage, securities and investment firms:

# - A - B - C - D - E - F - G - H - I - J - K - L - M - N - O - P - Q - R - S - T - U - V - W - X - Y - Z
ROBINSON & ROBINSON, INC.

1337 HAMILTON STREET, ALLENTOWN, PA 18102

ROBOTTI & COMPANY, LLC

110 EAST 42ND STREET, SUITE 1100, NEW YORK, NY 10017-8535

ROCHDALE SECURITIES LLC

750 EAST MAIN STREET, 7TH FLOOR, STAMFORD, CT 06902

ROCKEFELLER CAPITAL PARTNERS, LLC

181 POST ROAD WEST, WESTPORT, CT 06880

ROCKFLEET FINANCIAL SERVICES, INC

515 MADISON AVENUE, 27TH FL, NEW YORK, NY 10022

ROCKLAND SECURITIES, LLC

87 BEECHWOOD ROAD, SUMMIT, NJ 07901

ROCKPORT VENTURE SECURITIES, LLC

275 CABOT STREET , SUITE 10, BEVERLY, MA 01915
Mailing Address: 215 MORRIS AVENUE, SPRING LAKE, NJ 07762

ROCKWELL GLOBAL CAPITAL LLC

525 BROAD HOLLOW ROAD, MELVILLE, NY 11747

ROCKWELL SECURITIES LLC

1 PENN PLAZA, SUITE 615, NEW YORK, NY 10119

RODGERS BROTHERS, INC.

800 CRANBERRY WOODS DRIVE, SUITE 200, CRANBERRY TOWNSHIP, PA 16066

RODMAN & RENSHAW, LLC

1251 AVENUE OF THE AMERICAS, 20TH FL, NEW YORK, NY 10020

ROGAN & ASSOCIATES, INC.

200 9TH AVENUE. NORTH, SUITE 150, SAFETY HARBOR, FL 34695-3500

ROLLOVER SECURITIES

4135 SOUTH STREAM BOULEVARD, SUITE 500, CHARLOTTE, NC 28217
Mailing Address: 4135 SOUTH STREAM BOULEVARD, SUITE 500, CHARLOTTE, NC 28217

ROMANO BROTHERS AND COMPANY

ONE ROTARY CENTER, SUITE 1300, EVANSTON, IL 60201
Mailing Address: ONE ROTARY CENTER, EVANSTON, IL 60201

ROOSEVELT & CROSS, INCORPORATED

ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY 10006

ROOSEVELT EQUITY CORPORATION

5250 S. 6TH STREET, SPRINGFIELD, IL 62703
Mailing Address: P.O. BOX 5147, SPRINGFIELD, IL 62705-5147

ROPEMAKER CAPITAL, LLC

1515 BROADWAY, 11TH FLOOR, NEW YORK, NY 10036

ROSENBLATT SECURITIES INC.

20 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10005

ROSENTHAL COLLINS CAPITAL MANAGEMENT, LLC

216 WEST JACKSON BLVD., CHICAGO, IL 60606

ROSENTHAL GLOBAL SECURITIES LLC

216 WEST JACKSON BLVD., CHICAGO, IL 60606

ROSEVIEW SECURITIES, LLC

75 FEDERAL STREET, SUITE 610, BOSTON, MA 02110

ROSS SECURITIES CORPORATION

1270 AVENUE OF THE AMERICAS – 20TH FLOOR, NEW YORK, NY 10020

ROSS, SINCLAIRE & ASSOCIATES, LLC

700 WALNUT ST, SUITE 600, CINCINNATI, OH 45202
Mailing Address: 700 WALNUT ST, SUITE 600, CINCINNATI, OH 45202

ROSSOFF & CO. LLC

101 CENTRAL PARK WEST APT. 9G, NEW YORK, NY 10023

ROTH CAPITAL PARTNERS, LLC

24 CORPORATE PLAZA-200, NEWPORT BEACH, CA 92660

ROTHMAN SECURITIES, INC.

1111 STREET ROAD, SUITE 201, SOUTHAMPTON, PA 18966

ROTHSCHILD INC.

1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

ROTHSCHILD INVESTMENT CORPORATION

311 S. WACKER DRIVE, SUITE 6500, CHICAGO, IL 60606-6618

ROTHSCHILD LIEBERMAN LTD.

280 RAILROAD AVENUE, GREENWICH, CT 06830

ROUNDTABLE CAPITAL SERVICES LLC

280 PARK AVENUE, 23RD FLOOR, NEW YORK, NY 10017-1216

ROWE CAPITAL PARTNERS, L.L.C.

622 VALENCIA DRIVE, BOULDER CITY, NV 89005

ROYAL ALLIANCE ASSOCIATES, INC.

ONE WORLD FINANCIAL CENTER, 15TH FLOOR, NEW YORK, NY 10281

ROYAL SECURITIES COMPANY

4095 CHICAGO DR SW , STE 120, GRANDVILLE, MI 49418-0509
Mailing Address: P.O. BOX 509, 4095 CHICAGO DR. SW, GRANDVILLE, MI 49468-0509

ROYCE FUND SERVICES, INC.

745 5TH AVENUE, NEW YORK, NY 10151

RP CAPITAL LLC

7191 WAGNER WAY NW, SUITE 302, GIG HARBOR, WA 98335

RP&C INTERNATIONAL (SECURITIES), INC.

630 FIFTH AVENUE, 20TH FLOOR, NEW YORK, NY 10111

RSG CAPITAL CORP.

7499 WEST ATLANTIC AVENUE, SUITE 208, DELRAY BEACH, FL 33446

RUANE, CUNNIFF & GOLDFARB LLC

767 FIFTH AVENUE, SUITE 4701, NEW YORK, NY 10153-4798

RUBINBROWN BROKERAGE SERVICES, L.L.C.

ONE NORTH BRENTWOOD BLVD, ST. LOUIS, MO 63105

RUCKER CAPITAL PARTNERS, LLC

6 MOUNT DRIVE, PERRINEVILLE, NJ 08535

RUSHMORE CAPITAL, INC.

160 SUMMIT AVENUE, MONTVALE, NJ 07645

RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS

909 A STREET, TACOMA, WA 98402
Mailing Address: P.O. BOX 1616, TACOMA, WA 98402-1616

RUSSELL IMPLEMENTATION SERVICES INC. PART OF RUSSELL INVESTMENTS

909 A STREET, TACOMA, WA 98402
Mailing Address: P.O. BOX 1616, TACOMA, WA 98402-1616

RUTBERG & COMPANY, LLC

351 CALIFORNIA STREET, SUITE 1100, SAN FRANCISCO, CA 94104

RYAN FINANCIAL, INC.

89 MAIN STREET, ANDOVER, MA 01810

RYDEX DISTRIBUTORS, INC.

9601 BLACKWELL ROAD, STE 500, ROCKVILLE, MD 20850

SS F SENTRY SECURITIES, INC.

100 PINE STREET, SUITE 2700, SAN FRANCISCO, CA 94111

S&P INVESTORS, INC.

12720 HILLCREST RD. SUITE 108, DALLAS, TX 75230

S. GOLDMAN ADVISORS, LLC

825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022

S. GOLDMAN CAPITAL LLC

641 LEXINGTON AVENUE, 18TH FLOOR, NEW YORK, NY 10022

S. L. REED & COMPANY

11111 SANTA MONICA BOULEVARD, SUITE 1200, LOS ANGELES, CA 90025-3346

S.C. PARKER & CO., INC.

5892 MAIN STREET, WILLIAMSVILLE, NY 14221-8284

S.G. LONG & COMPANY

283 WEST FRONT SUITE 302, SUITE 302, MISSOULA, MT 59802-4328
Mailing Address: 283 WEST FRONT SUITE 302, MISSOULA, MT 59802-4328

S.J. LEVINSON & SONS LLC

2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577
Mailing Address: 2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577

S.W. CHILDS MANAGEMENT CORPORATION

100 PARK AVENUE, NEW YORK, NY 10017
Mailing Address: 100 PARK AVENUE, 27TH FLOOR, NEW YORK, NY 10017

SABADELL SECURITIES USA, INC.

ONE BISCAYNE TOWER #3301, 2 SOUTH BISCAYNE BLVD., MIAMI, FL 33131

SADDLEBROOK INVESTMENTS, INC.

5700 SADDLEBROOK WAY, WESLEY CHAPEL, FL 33543-4499

SAFDIE INVESTMENT SERVICES CORP.

360 MADISON AVE., 19TH FLOOR, NEW YORK, NY 10017

SAFEGUARD SECURITIES, INC.

2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122

SAFRA SECURITIES LLC

546 FIFTH AVE, NEW YORK, NY 10036

SAGE CANYON ADVISORS, LLC

433 CANYONSIDE DRIVE, BOULDER, CO 80302

SAGE PARTNERS SECURITIES, LLC

11111 SANTA MONICA BOULEVARD, SUITE 2200, LOS ANGELES, CA 90025
Mailing Address: 11111 SANTA MONICA BOULEVARD, SUITE 2200, SUITE 1910, LOS ANGELES, CA 90025

SAGE SOUTHEASTERN SECURITIES, INC.

1100 ABERNATHY ROAD, 500 NORTHPARK, SUITE 400, ATLANTA, GA 30328

SAGE, RUTTY & CO., INC.

100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY 14623

SAGENT ADVISORS INC.

299 PARK AVENUE, 24TH FLOOR, NEW YORK, NY 10171

SAGEPOINT FINANCIAL, INC.

2800 N. CENTRAL AVE., STE 2100, PHOENIX, AZ 85004-1072

SAINT LAURENT CAPITAL, INC.

5150 E. PACIFIC COAST HIGHWAY, SUITE 200, LONG BEACH, CA 90804

SAINTS ADVISORS LLC

475 SANSOME STREET, SUITE 1850, SAN FRANCISCO, CA 94111

SALEM PARTNERS LLC

11111 SANTA MONICA BOULEVARD, SUITE 1070, LOS ANGELES, CA 90025

SALIENT CAPITAL L.P.

4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027

SALMAN PARTNERS (USA) INC.

1095 WEST PENDER STREET, 17TH FLOOR, VANCOUVER, V6E2M6 CANADA

SALOMON WHITNEY LLC

15 DEER PARK AVE, SUITE 1, BABYLON VILLAGE, NY 11702

SALT CREEK SECURITIES, LLC

213 PARK AVENUE, LAGUNA BEACH, CA 92651

SALT SPRAY CAPITAL

21 SALT SPRAY DR, LAGUNA NIGUEL, CA 92677-5652
Mailing Address: 32545 B GOLDEN LANTERN #175, DANA POINT, CA 92629

SAMCO CAPITAL MARKETS, INC.

6805 CAPITAL OF TEXAS HIGHWAY, SUITE 350, AUSTIN, TX 78731

SAMMONS SECURITIES COMPANY, LLC

4261 PARK ROAD, ANN ARBOR, MI 48103

SAMSUNG SECURITIES (AMERICA), INC.

1330 AVENUE OF AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

SAMUEL A RAMIREZ & CO., INC.

61 BROADWAY, SUITE 2924, NEW YORK, NY 10006
Mailing Address: 61 BROADWAY STE 2924, NEW YORK, NY 10006

SAMUELS CHASE & CO., INC.

432 MAPLE STREET, SUITE 4, RAMONA, CA 92065

SAMURAI TRADING, LLC

515 MADISON AVENUE, SUITE 5W, NEW YORK, NY 10022

SAN FRANCISCO SECURITIES, INC.

5757 WILSHIRE BLVD., SUITE 450, LOS ANGELES, CA 90036

SANCTUARY SECURITIES LLC

ONE HARBOR DRIVE, SUITE 200, SAUSALITO, CA 94965

SANDERLIN SECURITIES, LLC

5170 SANDERLIN AVE. – SUITE 102, MEMPHIS, TN 38117

SANDERS MORRIS HARRIS INC.

600 TRAVIS, SUITE 5800, HOUSTON, TX 77002-3003

SANDGRAIN SECURITIES, INC.

1050 FRANKLIN AVENUE, SUITE 302, GARDEN CITY, NY 11530-1204
Mailing Address: 1050 FRANKLIN AVENUE, SUITE 300, GARDEN CITY, NY 11530-1204

SANDLAPPER SECURITIES, LLC

101 N. MAIN ST., SUITE 1203, GREENVILLE, SC 29601

SANDLER, O’NEILL & PARTNERS, L.P.

919 THIRD AVENUE, NEW YORK, NY 10022
Mailing Address: 919 THIRD AVENUE, NEW YORK, NY 10022

SANFORD C. BERNSTEIN & CO., LLC

1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105
Mailing Address: 1345 AVENUE OF THE AMERICAS, 17TH FLOOR, NEW YORK, NY 10105

SANTA RITA PARTNERS, INC.

1875 CENTURY PARK EAST, SUITE 1860, LOS ANGELES, CA 90067

SANTANDER INVESTMENT SECURITIES INC.

45 EAST 53RD STREET, NEW YORK, NY 10022

SANTANDER SECURITIES

SANTANDER TOWER B7 TABONUCO STREET, SUITE 1800, GUAYNABO, PR 00968-3028

SAPERE WEALTH CREATION, LLC

130 MATTHEWS STATION ST., #2-A, MATTHEWS, NC 28105
Mailing Address: 130 MATTHEWS STATION ST, #2-A, MATTHEWS, NC 28105

SAPERSTON ASSET MANAGEMENT, INC.

172 LAKE STREEET, HAMBURG, NY 14075
Mailing Address: 172 LAKE STREET, HAMBURG, NY 14075

SARATOGA CAPITAL MARKETS

99 WALL STREET, SUITE 1200, NEW YORK, NY 10005

SATURN CAPITAL, INC.

75 FEDERAL STREET, 13TH FLOOR, BOSTON, MA 02110-1904
Mailing Address: 75 FEDERAL STREET, 13TH FLR, BOSTON, MA 02110-1904

SATURNA BROKERAGE SERVICES, INC

1300 N. STATE STREET, BELLINGHAM, WA 98225-4730

SAUER, DAZEY INVESTMENT COMPANY

7800 FORSYTH BLVD, 8TH FLOOR, ST. LOUIS, MO 63105

SAUNDERS RETIREMENT ADVISORS, INC.

7400 BEAUFONT SPRINGS DR SUITE 300, RICHMOND, VA 23225
Mailing Address: P. O. BOX 5750, MIDLOTHIAN, VA 23112

SAUSLEY SECURITIES, INC.

1201 ENTERPRISE, 644, LEAGUE CITY, TX 77573
Mailing Address: P.O. BOX 57093, WEBSTER, TX 77598

SAWAYA SEGALAS SECURITIES, LLC

888 SEVENTH AVENUE, 8TH FLOOR, NEW YORK, NY 10019

SAXIS GROUP, LLC.

636 7TH AVENUE NORTH, SAINT PETERSBURG, FL 33701

SAXONY SECURITIES, INC.

86 KENRICK PLAZA, ST. LOUIS, MO 63119

SAXUM FINANCIAL GROUP

3800 WEST BAY TO BAY BLVD, SUITE 23 & 22, TAMPA, FL 33629-6844
Mailing Address: 3800 W. BAY TO BAY BLVD, SUITE 23 & 22, TAMPA, FL 33629

SAYBROOK CAPITAL CORPORATION

401 WILSHIRE BOULEVARD, SUITE 850, SANTA MONICA, CA 90401

SCA DEVELOPMENT, LLC

3000 RIVERCHASE GALLERIA, SUITE 500, BIRMINGHAM, AL 35244

SCARBOROUGH SECURITIES CORPORATION

ONE BRIDGE STREET, SUITE 70, IRVINGTON, NY 10533-1543

SCARSDALE EQUITIES LLC

10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020
Mailing Address: 10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020

SCF SECURITIES, INC.

155 E. SHAW AVENUE, SUITE #102, FRESNO, CA 93710

SCH ENTERPRISES, INC.

690 W. NORTHFIELD DRIVE, STE 100, BROWNSBURG, IN 46112
Mailing Address: P.O. BOX 607, BROWNSBURG, IN 46112

SCHLITT INVESTOR SERVICES, INC.

1717 INDIAN RIVER BLVD-STE 300, VERO BEACH, FL 32960-0867

SCHNEIDER DOWNS CORPORATE FINANCE, LP

1133 PENN AVENUE, PITTSBURGH, PA 15222

SCHON-EX LLC

1 JERICHO PLAZA- 3RD FL, JERICHO, NY 11753-1635
Mailing Address: ONE JERICHO PLAZA 3RD FL, JERICHO, NY 11753

SCHOTTENFELD GROUP LLC

800 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY 10022

SCHRODER FUND ADVISORS INC.

875 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022-6225

SCIUS SECURITIES LLC

211 MADISON AVENUE, NEW YORK, NY 10016

SCO SECURITIES LLC

1325 AVENUE OF THE AMERICAS, 27TH FL, NEW YORK, NY 10019
Mailing Address: 1325 AVENUE OF THE AMERICAS, 27TH FL, NEW YORK, NY 10019

SCOTIA CAPITAL (USA) INC.

1 LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006

SCOTT & STRINGFELLOW, LLC

909 E. MAIN STREET, RICHMOND, VA 23219-3310
Mailing Address: P.O. BOX 1575, RICHMOND, VA 23213

SCOTT JAMES GROUP, INC.

6700 ARLINGTON BOULEVARD, FALLS CHURCH, VA 22042

SCOTT T. TAYLOR, LTD.

14482 HILLSHIRE DR., WILLIS, TX 77318-4478

SCOTT-MACON SECURITIES, INC.

800 THIRD AVE., 16TH FL., NEW YORK, NY 10022
Mailing Address: 800 THIRD AVE.,, 16TH FL., NEW YORK, NY 10022

SCOTTISH RE CAPITAL MARKETS, INC

14120 BALLANTYNE CORPORATE PLACE, SUITE 300, CHARLOTTE, NC 28277

SCOTTRADE, INC.

12855 FLUSHING MEADOW DR., ST. LOUIS, MO 63131-1814
Mailing Address: PO BOX 31759, ST. LOUIS, MO 63131

SCOTTSDALE CAPITAL ADVISORS CORP

7170 E. MCDONALD RD. SUTIE 6, SCOTTSDALE AZ, AZ 85253
Mailing Address: 7170 E. MCDONALD RD #6, SCOTTSDALE, AZ 85253

SCREEN CAPITAL SECURITIES, LLC

345 N. MAPLE DRIVE, SUITE 294, BEVERLY HILLS, CA 90210
Mailing Address: 345 N. MAPLE DRIVE, SUITE 294, BEVERLY, CA 90210

SCULLY CAPITAL SECURITIES CORP.

1133 15TH STREET NW, SUITE #900, WASHINGTON, DC 20005

SCURA PARTNERS SECURITIES LLC

630 FIFTH AVE., SUITE 1401, NEW YORK, NY 10111
Mailing Address: 1211 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY 10036

SEA PORT GROUP SECURITIES, LLC

360 MADISON AVE, 22ND FLOOR, NEW YORK, NY 10017

SEABOARD SECURITIES, INC.

18 COLUMBIA TURNPIKE, FLORHAM PARK, NJ 07932

SEABURY SECURITIES LLC

30 MAPLE STREET, 2ND FLOOR, SUMMIT, NJ 07901

SEACAP SECURITIES LLC

30 MAPLE STREET, 2ND FLOOR, SUMMIT, NJ 07901

SEACOAST INVESTOR SERVICES, INC.

704 SW PORT ST LUCIE BLVD, PORT ST LUCIE, FL 34953

SEAPINE SECURITIES, LLC

10 GLENVILLE STREET, GREENWICH, CT 06831

SEAPORT SECURITIES CORP.

60 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004

SEAPOWER CARPENTER CAPITAL, INC.

5 PARK PLAZA, SUITE 950, IRVINE, CA 92614-8527

SEARLE & CO.

333 GREENWICH AVE., GREENWICH, CT 06830

SEATTLE-NORTHWEST SECURITIES CORPORATION

1420 FIFTH AVENUE, SUITE 4300, SEATTLE, WA 98101-2342

SEAVIEW SECURITIES LLC

117 EAST 55TH STREET, 4TH FLOOR, NEW YORK, NY 10022

SEB ENSKILDA, INC.

245 PARK AVENUE, 42ND FLOOR, NEW YORK, NY 10167

SECOND STREET SECURITIES, INC.

6301 OWENSMOUTH AVENUE, SUITE 750, WOODLAND HILLS, CA 91367

SECONDMARKET, INC.

26 BROADWAY, 12TH FLOOR, NEW YORK, NY 10004

SECTOR & SOVEREIGN RESEARCH LLC

7 OAK LANE, OLD GREENWICH, CT 06870

SECU BROKERAGE SERVICES

3101 WAKE FOREST ROAD, RALEIGH, NC 27609

SECURE PLANNING, INC.

42 MIDDLE STREET, PORTSMOUTH, NH 03801

SECUREVEST FINANCIAL GROUP

163 MADISON AVE, SUITE 100, MORRISTOWN, NJ 07960
Mailing Address: 163 MADISON AVE, SUITE100, MORRISTOWN, NJ 07960

SECURIAN FINANCIAL SERVICES, INC.

400 ROBERT STREET NORTH, ST. PAUL, MN 55101-2098

SECURITIES AMERICA, INC.

12325 PORT GRACE BLVD., LAVISTA, NE 68128
Mailing Address: P. O. BOX 460001, PAPILLION, NE 68046-0001

SECURITIES CAPITAL CORPORATION

2107 5TH AVENUE NORTH, STE. 500, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 2772, BIRMINGHAM, AL 35202

SECURITIES CORPORATION OF AMERICA

844 PIERCE AVENUE, SUITE 205, MARINETTE, WI 54143
Mailing Address: P.O. BOX 566, MARINETTE, WI 54143-0566

SECURITIES EQUITY GROUP

26800 ALISO VIEJO PARKWAY, SUITE 150, ALISO VIEJO, CA 92656

SECURITIES MANAGEMENT & RESEARCH, INC.

2450 SOUTH SHORE BOULEVARD SUITE 400, LEAGUE CITY, TX 77573
Mailing Address: P.O. BOX 58969, HOUSTON, TX 77258-8969

SECURITIES RESEARCH, INC.

3055 CARDINAL DRIVE, SUITE 104, VERO BEACH, FL 32963

SECURITIES SERVICE NETWORK, INC.

9729 COGDILL ROAD, SUITE 301, KNOXVILLE, TN 37932
Mailing Address: POST OFFICE BOX 30977, KNOXVILLE, TN 37930

SECURITY CAPITAL BROKERAGE, INC.

260 PEACHTREE STREET, SUITE 2200, ATLANTA, GA 30339

SECURITY CHURCH FINANCE, INC.

14615 BENFER ROAD, HOUSTON, TX 77069

SECURITY DEALERS GUILD, INC.

800 WESTCHESTER AVENUE, SUITE N335, RYE BROOK, NY 10573

SECURITY DISTRIBUTORS, INC.

ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636-0001
Mailing Address: ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636

SECURITY RESEARCH ASSOCIATES, INC.

80 E. SIR FRANCIS DRAKE BLVD – #3F, LARKSPUR, CA 94939-1709

SEI INVESTMENTS DISTRIBUTION CO.

ONE FREEDOM VALLEY DRIVE, OAKS, PA 19456

SEIDEL & SHAW LLC

40 EXCHANGE PLACE, NEW YORK, NY 10005

SEIDMAN PRIVATE SECURITIES LLC

100 PARK AVENUE, NEW YORK, NY 10017

SELALU PARTNERS, LLC

14 NUTMEG RIDGE ROAD, RIDGEFIELD, CT 06877

SELECT CAPITAL CORPORATION

3070 BRISTOL ST, SUITE 500, COSTA MESA, CA 92626
Mailing Address: 3070 BRISTOL ST, SUITE 500, COSTA MESA, CA 92626

SELKIRK INVESTMENTS, INC.

222 N WALL ST., SUITE 310, SPOKANE, WA 99201-0831

SEMAZA SECURITIES, LLC

2679 ROUTE 70, SUITE F, MANASQUAN, NJ 08736

SEMINOLE FINANCIAL

1800 SECOND STREET, SUITE, 602, SARASOTA, FL 34236

SENATE SECURITIES

253 WALL STREET, KINGSTON, NY 12401
Mailing Address: 253 WALL STREET, P.O. BOX 3576, KINGSTON, NY 12402

SENDERO SECURITIES, LLC

7373 BROADWAY, SUITE 501, SAN ANTONIO, TX 78209

SENECA PARTNERS BD, LLC

122 S. MAIN STREET, SUITE 200, ANN ARBOR, MI 48104-1925

SENTINEL BROKERS COMPANY, INC.

100 BEVERLY AVE.-SUITE 1, MASSAPEQUA PARK, NY 11762

SENTINEL FINANCIAL SERVICES COMPANY

ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604
Mailing Address: P.O. BOX 1499, MONTPELIER, VT 05601-1499

SENTINEL SECURITIES, INC.

55 WALKERS BROOK DRIVE, SUITE 100, READING, MA 01867

SENTRY EQUITY SERVICES, INC.

1800 NORTH POINT DRIVE, STEVENS POINT, WI 54481

SENVEST INTERNATIONAL L.L.C.

110 EAST 55TH STREET 16TH FLOOR, NEW YORK, NY 10022

SEQUENCE INVESTMENT PARTNERS, LLC

40 CALHOUN STREET, SUITE 320, CHARLESTON, SC 29401

SEQUOIA EQUITIES SECURITIES CORPORATION

1777 BOTELHO DRIVE, SUITE 300, WALNUT CREEK, CA 94596

SEQUOIA INVESTMENTS, INC.

3301 CHIMNEY LANE, N.E., ROSWELL, GA 30075

SESLIA SECURITIES

2107 CRYSTAL GADE 7A, CHARLOTTE AMALIE, ST THOMAS, VI 00802
Mailing Address: 111 S INDEPENDANCE MALL #830, PHILADELPHIA, PA 19106

SETHI FINANCIAL INVESTMENTS, INC.

2600 AVE. K, PLANO, TX 75074

SETON SECURITIES GROUP, INC.

1400 UNION AVE., N/A, UNION BEACH, NJ 07735
Mailing Address: 1400 UNION AVE., UNION BEACH, NJ 07735

SETTER CAPITAL INC.

272 AVENUE ROAD, TORONTO, ONTARIO, M4V 2G7 CANADA

SEVEN HILLS PARTNERS LLC

275 BATTERY STREET, 16TH FLOOR, SAN FRANCISCO, CA 94111-3370

SEVEN POINTS CAPITAL, LLC

825 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY 10022

SEVILLE CAPITAL, INC.

124 MABRY HOOD ROAD, KNOXVILLE, TN 37922

SF INVESTMENTS, INC.

799 CENTRAL AVE. SUITE 350, HIGHLAND PARK, IL 60035
Mailing Address: 799 CENTRAL AVE, HIGHLAND PARK, IL 60035

SFA FINANCIAL, LLC

750 EXECUTIVE CTR., STE. 102 B-32, GREENVILLE, SC 29615

SFG SECURITIES, INC.

57 FAWN HILL ROAD, UPPER SADDLE RIVER, NJ 07458

SFI INTERNATIONAL, LLC

10575 STONEBRIDGE BLVD., BOCA RATON, FL 33498

SFI INVESTMENTS, LLC

1350 EUCLID AVE., SUITE 800, CLEVELAND, OH 44115

SFL SECURITIES, LLC

437 MADISON AVENUE, NEW YORK, NY 10022

SFRI SECURITIES LLC

242 CALIFORNIA STREET, SAN FRANCISCO, CA 94111

SG AMERICAS SECURITIES, LLC

1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

SGC SECURITIES LP

107 FORREST AVENUE, STE. 11, NARBERTH, PA 19072

SHANNON ADVISORS LLC

272 E. DEERPATH ROAD, SUITE 206, LAKE FOREST, IL 60045-1935

SHARE FINANCIAL SERVICES, INC.

15770 DALLAS PARKWAY, SUITE 860, DALLAS, TX 75248

SHAREBUILDER SECURITIES CORPORATION

83 SOUTH KING STREET, SEATTLE, WA 98104

SHAREHOLDERS SERVICE GROUP, INC.

9845 ERMA ROAD STE 312, SAN DIEGO, CA 92131

SHAREMASTER

8747 DUVAL LANE, HEMET, CA 92545
Mailing Address: P.O. BOX 3777, HEMET, CA 92545

SHASTA PARTNERS, LLC

235 BEAR HILL ROAD, SUITE 307, WALTHAM, MA 02451

SHAY FINANCIAL SERVICES, INC.

1000 BRICKELL AVE, SUITE 500, MIAMI, FL 33131

SHD HOLDINGS LLC

5907 LONG CT., AUSTIN, TX 78730

SHEARMAN, RALSTON INC.

17 BATTERY PLACE-STE. 923, NEW YORK, NY 10004

SHELBY CULLOM DAVIS & CO., L.P.

609 5TH AVENUE, NEW YORK, NY 10017-1021

SHELTER BAY SECURITIES, LLC

27 TOM HARVEY ROAD, WESTERLY, RI 02891

SHELYN SECURITIES CORP

12250 ROCKVILLE PIKE, STE. 200, ROCKVILLE, MD 20852

SHIELDS SECURITIES, INC.

890 WINTER STREET, SUITE 160, WALTHAM, MA 02451

SHIN HAN GLOBAL SECURITIES

3450 WILSHIRE BOULEVARD, SUITE 400, LOS ANGELES, CA 90010

SHINHAN INVESTMENT AMERICA INC.

1325 AVENUE OF THE AMERICAS STE. 702, NEW YORK, NY 10019

SHOPOFF SECURITIES, INC.

8951 RESEARCH DRIVE, IRVINE, CA 92618-4237

SHORELINE PACIFIC, LLC

655 MONTGOMERY STREET, SUITE 1010, SAN FRANCISCO, CA 94111
Mailing Address: 655 MONTGOMERY STREET, SUITE 1010, SAN FRANCISCO, CA 94111

SHORELINE TRADING GROUP LLC

2301 ROSECRANS AVE, SUITE 4195, EL SEGUNDO, CA 90245

SHORT HILLS CAPITAL LLC

251 E. 51ST ST.; STE 9C, NEW YORK, NY 10022

SHP SECURITIES, LLC

6310 GREENWICH DRIVE, SUITE 120, SAN DIEGO, CA 92122

SHUFRO, ROSE & CO., LLC

745 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10151-2600

SIA SECURITIES CORPORATION

3300 IDS CENTER, 80 S. 8TH STREET, MINNEAPOLIS, MN 55402

SICOR SECURITIES INC

6500 POE AVENUE, SUITE 105, DAYTON, OH 45414-2556

SIDOTI & COMPANY, LLC

317 MADISON AVENUE SUITE 1400, NEW YORK, NY 10017

SIEBERT, BRANDFORD, SHANK & CO., L.L.C.

1999 HARRISON ST, SUITE 2720, OAKLAND, CA 94612

SIEMER & ASSOCIATES, LLC

520 BROADWAY STE. 350, SANTA MONICA, CA 90401

SIERRA EQUITY GROUP LLC

2255 GLADES ROAD SUITE #324 A, BOCA RATON, FL 33431
Mailing Address: 2255 GLADES ROAD SUITE #324 A, BOCA RATON, FL 33431

SIG BROKERAGE, LP

40 WALL STREET, 3RD FLOOR, NEW YORK, NY 10005
Mailing Address: 401 CITY LANE AVE, BALA CYNWYD, PA 19004

SIGMA FINANCIAL CORPORATION

4261 PARK ROAD, ANN ARBOR, MI 48103-9508

SIGNAL HILL CAPITAL GROUP LLC

300 E. LOMBARD STREET, SUITE 1700, BALTIMORE, MD 21202-3243

SIGNAL SECURITIES, INC.

700 THROCKMORTON STREET, FORT WORTH, TX 76102-5036

SIGNATOR INVESTORS, INC.

197 CLARENDON STREET (C-8), BOSTON, MA 02116
Mailing Address: 197 CLARENDON STREET (C-8-05), BOSTON, MA 02116

SIGNATURE CAPITAL SECURITIES LLC

100 COMMERCIAL STREET, SUITE 414, PORTLAND, ME 04101

SIGNATURE FINANCIAL GROUP, INC.

2601 AIRPORT DR. #290, TORRANCE, CA 90505
Mailing Address: 2601 AIRPORT DR #290, TORRANCE, CA 90505

SIGNATURE SECURITIES

29 WEST 38TH STREET, 9TH FLOOR, NEW YORK, NY 10018

SII INVESTMENTS, INC.

5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403
Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097

SIKICH CORPORATE FINANCE LLC

998 CORPORATE BLVD., AURORA, IL 60502

SILICON VALLEY SECURITIES, INC.

4880 STEVENS CREEK BLVD #100, SUITE 100, SAN JOSE, CA 95129-1034
Mailing Address: 4880 STEVENS CREEK BLVD. #100, SUITE 100, SAN JOSE, CA 95129-1034

SILVER LANE ADVISORS LLC

565 FIFTH AVENUE (22ND FLOOR), NEW YORK, NY 10017

SILVER LEAF PARTNERS, LLC

420 LEXINGTON AVENUE, SUITE 2225, NEW YORK, NY 10170-2200

SILVER OAK SECURITIES, INCORPORATED

3339 N. HIGHLAND AVE, JACKSON, TN 38305

SILVER PORTAL CAPITAL LLC

1690 VIA DE SANTA FE, SUITE 203, RANCHO SANTA FE, CA 92067
Mailing Address: PO BOX 922, RANCHO SANTA FE, CA 92067

SILVER SPRING SECURITIES, LLC

38C GROVE STREET, RIDGEFIELD, CT 06877

SILVER STEEP PARTNERS, LLC

1735 WESTLAKE AVENUE NORTH, SUITE 400, SEATTLE, WA 98109

SILVERCREST DISTRIBUTORS LLC

101 WEST 55TH STREET, SUITE 12J, NEW YORK, NY 10019
Mailing Address: 101 WEST 55TH STREET, SUITE 12J, NEW YORK, NY 10017

SILVERGROVE ADVISORS LLC

275 MADISON AVE., SUITE 1415, NEW YORK, NY 10016

SILVERWOOD PARTNERS

SILVERWOOD FARM PLACE, 32 PLEASANT STREET, SHERBORN, MA 01770

SIMMONS & COMPANY INTERNATIONAL

700 LOUISIANA SUITE 1900, HOUSTON, TX 77002-2753

SIMMONS FIRST INVESTMENT GROUP, INC.

8315 CANTRELL RD, SUITE 200, LITTLE ROCK, AR 72227

SINCERE & CO., LLC

2424 LINCOLN STREET, SUITE 600, EVANSTON, IL 60201

SINCLAIR & COMPANY, LLC

30 OLD KINGS HIGHWAY SOUTH, SUITE 250, DARIEN, CT 06820

SINGER XENOS SECURITIES, CORP.

800 DOUGLAS ROAD, SUITE 900, CORAL GABLES, FL 33134-3187

SISK INVESTMENT SERVICES, INC.

303 NORTH FRANKLIN STREET, BASTROP, LA 71220
Mailing Address: P.O. BOX 1528, BASTROP, LA 71221-1528

SISUNG SECURITIES CORPORATION

PLACE ST. CHARLES, 201 ST. CHARLES AVE., STE 4240, NEW ORLEANS, LA 70170

SIXPOINT PARTNERS LLC

909 THIRD AVENUE, 15TH FLOOR, NEW YORK, NY 10022

SKA SECURITIES, INC.

22725 FAIRVIEW CENTER DRIVE, SUITE 100, FAIRVIEW PARK, OH 44126

SKANDIA SECURITIES AMERICAS, INC.

200 CLARENDON STREET, 53RD FLOOR, BOSTON, MA 02116

SKB SECURITIES

1211 SW FIFTH AVE., #2600, PORTLAND, OR 97204

SKYEBANC, INC.

1151 BROAD STREET, SUITE 115, SHREWSBURY, NJ 07702

SKYWAY ADVISORS, LLC

100 NORTH TAMPA STREET, SUITE 3550, TAMPA, FL 33602

SKYWORKS SECURITIES, LLC

283 GREENWICH AVENUE, 4TH FLOOR, GREENWICH, CT 06830

SL DISTRIBUTORS, INC.

12750 MERIT DRIVE, SUITE 500, DALLAS, TX 75251-1209

SL HARE CAPITAL, INC.

1640 S. SEPULVEDA BLVD., SUITE 218, LOS ANGELES, CA 90025

SLAVIC INVESTMENT CORPORATION

1075 BROKEN SOUND PARKWAY NW, SUITE 100, BOCA RATON, FL 33487-3540

SLOAN SECURITIES CORP.

TWO EXECUTIVE DRIVE, FORT LEE, NJ 07024-3308

SLUSSER ASSOCIATES INC.

300 PARK AVENUE, SUITE 1700, NEW YORK, NY 10022

SMBC SECURITIES, INC.

277 PARK AVENUE FIFTH FLOOR, NEW YORK, NY 10172
Mailing Address: 277 PARK AVENUE 5TH FLOOR, NEW YORK, NY 10172

SMBD, LLC

175 SOUTH MAIN STREET, SUITE 1410, SALT LAKE CITY, UT 84111

SMC FINANCIAL, INC.

4000 W. 114TH STREET, SUITE 160, LEAWOOD, KS 66211
Mailing Address: 4000 W 114TH STREET, SUITE 160, LEAWOOD, KS 66211

SMF TRADING, INC.

125 MAIDEN LANE, 3RD FLOOR, NEW YORK, NY 10038

SMITH ASSET MANAGEMENT, INC.

111 BROADWAY, SUITE 808, NEW YORK, NY 10006

SMITH HAYES FINANCIAL SERVICES CORPORATION

200 CENTRE TERRACE, 1225 L STREET, LINCOLN, NE 68508-2129
Mailing Address: P.O. BOX 83000, LINCOLN, NE 68501-3000

SMITH POINT CAPITAL LTD

3 MOSS CREEK COURT, DURHAM, NC 27712

SMITH WHILEY SECURITIES, INC.

242 TRUMBULL STREET-8TH FLOOR, HARTFORD, CT 06103-1212

SMITH, BROWN & GROOVER, INC.

4001 VINEVILLE AVENUE, MACON, GA 31210-5039

SMITH, MOORE & CO.

7777 BONHOMME AVE., SUITE 2400, CLAYTON, MO 63105

SMITHER & COMPANY CAPITAL MARKETS, LLC

4337 COX ROAD, GLEN ALLEN, VA 23060

SNC CAPITAL MANAGEMENT CORP.

2908 PARKSIDE DR STE 100, HIGHLAND PARK, IL 60035

SNL

3525 HOLCOMB BRIDGE ROAD, NORCROSS, GA 30092

SOJOURNER SECURITIES, LLC

100 N. TRYON STREET, SUITE 4700, CHARLOTTE, NC 28202

SOLARIS SECURITIES, INC.

6335 CAMP BULLIS ROAD, SUITE A10, SAN ANTONIO, TX 78257
Mailing Address: 24165 IH 10 WEST, SUITE 217-647, SAN ANTONIO, TX 78257

SOLEBURY CAPITAL LLC

400 SOUTH RIVER ROAD,, SUITE 300, NEW HOPE, PA 18938

SOLEIL SECURITIES CORPORATION

360 MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10017

SOLIUM FINANCIAL SERVICES LLC

50 TICE BOULEVARD, WOODCLIFF LAKE, NJ 07677-7654

SOLOWEY & CO.

6801 S.W. 101 STREET, MIAMI, FL 33156
Mailing Address: P. O. BOX 566060, MIAMI, FL 33256-6060

SONENSHINE & COMPANY LLC

400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022
Mailing Address: 400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

SOONER SIGHT LLC

4300 HORTON STREET, UNIT #15, EMERYVILLE, CA 94608
Mailing Address: 4300 HORTON STREET, UNIT #15, EMERYVILLE, CA 94608

SORRENTO PACIFIC FINANCIAL, LLC

10455 SORRENTO VALLEY ROAD, SUITE 101, SAN DIEGO, CA 92121
Mailing Address: P.O. BOX 85227, SAN DIEGO, CA 92186

SORSBY FINANCIAL CORP.

676 N MICHIGAN AVE STE. 3140, CHICAGO, IL 60611-2848
Mailing Address: 676 N MICHIGAN AVE STE 3140, CHICAGO, IL 60611-2848

SOUND CAPITAL MANAGEMENT, LLC

155 LAFAYETTE ROAD, SUITE 6, N. HAMPTON, NH 03862

SOUND SECURITIES, LLC

50 JERICHO QUADRANGLE, SUITE 118, JERICHO, NY 11753

SOURCE CAPITAL GROUP, INC.

276 POST ROAD WEST, WESTPORT, CT 06880

SOUTH ATLANTIC ENTERPRISES, INC.

6201 FAIRVIEW ROAD, STE. 200, CHARLOTTE, NC 28210

SOUTH LAKE AVENUE SECURITIES CORPORATION

225 S. LAKE AVENUE, SUITE 610, PASADENA, CA 91101

SOUTH STREET SECURITIES LLC

32 OLD SLIP, 11TH FLOOR, NEW YORK, NY 10005

SOUTH TEXAS SECURITIES CO.

13027 TAYLORCREST, HOUSTON, TX 77079
Mailing Address: PO BOX 79626, HOUSTON, TX 77279

SOUTH VALLEY WEALTH MANAGEMENT

810 MAIN STREET, KLAMATH FALLS, OR 97601

SOUTHAMPTON INVESTMENT SERVICES INC.

1476 ROSEBUD RD, SOUTHAMPTON, PA 18966
Mailing Address: 872 CLARA DRIVE, PALO ALTO, CA 94303

SOUTHEAST INVESTMENTS, N.C., INC.

820 TYVOLA ROAD-SUITE 104, CHARLOTTE, NC 28217

SOUTHEASTERN ADVISORY GROUP, INC.

TWELVE PIEDMONT CENTER STE 202, ATLANTA, GA 30305-1737

SOUTHEASTERN CAPITAL PARTNERS BD, INC.

3251 LEMONS RIDGE DR., ATLANTA, GA 30339

SOUTHERN PACIFIC SECURITIES, INC.

28245 AVE. CROCKER, SUITE 106, VALENCIA, CA 91355
Mailing Address: P.O. BOX 802739, SANTA CLARITA, CA 91380

SOUTHERN TRUST SECURITIES, INC.

145 ALMERIA AVENUE, CORAL GABLES, FL 33134

SOUTHLAKE CAPITAL, L.L.C.

1750 SLEEPY HOLLOW TRAIL, SOUTHLAKE, TX 76092

SOUTHPORT PARTNERS L.P.

187 WESTWAY ROAD, SOUTHPORT, CT 06890

SOUTHRIDGE INVESTMENT GROUP LLC

90 GROVE STREET – 2ND FLOOR, RIDGEFIELD, CT 06877

SOUTHWEST MERCHANT GROUP, INC.

3422 BINKLEY AVENUE, DALLAS, TX 75205

SOUTHWEST SECURITIES, INC.

1201 ELM ST, SUITE 3500, DALLAS, TX 75270-2180

SOUTHWESTERN CAPITAL MARKETS, INC.

140 E. HOUSTON STREET, SUITE 201, SAN ANTONIO, TX 78205

SOUZA BARROS SECURITIES, INC

1221 BRICKELL AVENUE, SUITE 1120, MIAMI, FL 33131

SOVEREIGN-AMERICAN SECURITIES, INC.

1016 COLLIER CENTER WAY STE 100, NAPLES, FL 34110

SP SECURITIES LLC

1800 ST. JAMES PLACE, SUITE 400, HOUSTON, TX 77056

SPARRING PARTNERS CAPITAL LLC

420 LEXINGTON AVENUE, SUITE 2458, NEW YORK CITY, NY 10170

SPARTAN CAPITAL SECURITIES, LLC

45 BROADWAY, 9TH FLOOR, NEW YORK, NY 10006

SPARTAN SECURITIES GROUP, LTD.

100 2ND AVE SOUTH, SUITE 300N, ST. PETERSBURG, FL 33701

SPEAR, LEEDS & KELLOGG SPECIALISTS LLC

200 WEST STREET, NEW YORK, NY 10282-2198
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

SPEARHEAD CAPITAL, LLC

2 TITUS ROAD, WASHINGTON DEPOT, CT 06794
Mailing Address: PO BOX 312, WASHINGTON DEPOT, CT 06794

SPECIALTY CAPITAL, LLC

6160 PLUMAS STREET, RENO, NV 89519

SPECIALTY FINANCE GROUP, LLC

2505 SOUTH OCEAN BOULEVARD, SUITE 212, PALM BEACH, FL 33480

SPECTRUM ASSET MANAGEMENT, INC.

2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905
Mailing Address: 2 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905

SPECTRUM CAPITAL, INC.

6910 PACIFIC STREET, SUITE 214, OMAHA, NE 68106

SPENCER CLARKE LLC

410 PARK AVENUE, SUITE 1500, NEW YORK, NY 10022

SPENCER EDWARDS, INC.

6041 S. SYRACUSE WAY, SUITE 305, ENGLEWOOD, CO 80111
Mailing Address: 6041 S SYRACUSE WAY, SUITE 305, ENGLEWOOD, CO 80111

SPENCER TRASK VENTURES, INC.

535 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10022

SPENCER-WINSTON SECURITIES CORPORATION

45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825

SPIRE SECURITIES, LLC

12355 SUNRISE VALLEY DRIVE, SUITE 305, RESTON, VA 20191

SPOONHILL ASSET MANAGEMENT INC.

66 LONG WHARF, BOSTON, MA 02110

SPOUTING ROCK CAPITAL ADVISORS, LLC

150 STRAFFORD AVENUE, SUITE 350, WAYNE, PA 19087

SPP CAPITAL PARTNERS L L C

330 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10017
Mailing Address: 551 MADISON AVENUE, 7TH FLOOR, NEW YORK, NY 10022

SPREADZERO LLC

30 IRVING PLACE, 3RD FLOOR, NEW YORK, NY 10003

SPRING HILL CAPITAL MARKETS, L.L.C.

1095 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10036

SPRING INVESTOR SERVICES, INC.

RED BIRD FARM, 89 NASON HILL ROAD, SHERBORN, MA 01770

SPRING STREET PARTNERS L.P.

488 MADISON AVENUE, 21ST FLOOR, NEW YORK, NY 10022
Mailing Address: 515 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022

SPYGLASS SECURITIES, LLC

321 N. CLARK STREET, SUITE 2500, CHICAGO, IL 60610

SRA SECURITIES, LLC

1120 SIXTH AVENUE, 4TH FLOOR, NEW YORK, NY 10036

SRM SECURITIES, INCORPORATED

1875 CENTURY PARK EAST STE 880, LOS ANGELES, CA 90067

SSG CAPITAL ADVISORS, LLC

300 BARR HARBOR DRIVE, SUITE 420, WEST CONSHOHOCKEN, PA 19428

SSI EQUITY SERVICES, INC.

475 INTERNATIONAL DRIVE, WILLIAMSVILLE, NY 14221

ST. BERNARD FINANCIAL SERVICES, INC.

2621 WEST MAIN-SUITE 6, RUSSELLVILLE, AR 72801-2551

ST. CHARLES CAPITAL, LLC

1400 16TH STREET, SUITE 300, DENVER, CO 80202

STACEY BRAUN FINANCIAL SERVICES, INC.

377 BROADWAY, NEW YORK, NY 10013

STALWART CAPITAL, LLC

132 CENTRAL AVENUE, HILLSDALE, NJ 07642

STANCHART SECURITIES INTERNATIONAL, INC.

1111 BRICKELL AVENUE, 16TH FLOOR, MIAMI, FL 33131
Mailing Address: ONE MADISON AVENUE, 3RD FLOOR, NEW YORK, NY 10010

STANCORP EQUITIES, INC.

1100 SW SIXTH AVENUE, PORTLAND, OR 97204-1093
Mailing Address: 1100 SW SIXTH AVE, P8A, PORTLAND, OR 97204-1093

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.

ONE MADISON AVENUE, NEW YORK, NY 10010

STANDARD CREDIT SECURITIES INC.

75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007

STANDARD INVESTMENT CHARTERED INCORPORATED

2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626
Mailing Address: 2801 BRISTOL STREET SUITE #100, COSTA MESA, CA 92626

STANDARD NEW YORK SECURITIES, INC.

320 PARK AVENUE, 19TH FLOOR, NEW YORK, NY 10022

STANFORD GROUP COMPANY

5050 WESTHEIMER, HOUSTON, TX 77056

STANFORD INVESTMENT GROUP, INC.

2570 W. EL CAMINO REAL- SUITE 250, MOUNTAIN VIEW, CA 94040
Mailing Address: 2570 W. EL CAMINO REAL- SUITE 520, MOUNTAIN VIEW, CA 94040

STANLEY LAMAN GROUP SECURITIES, LLC

1235 WESTLAKES DRIVE, SUITE 295, BERWYN, PA 19312

STANNARD FINANCIAL SERVICES, LLC

504 EAST MAIN, PIPESTONE, MN 56164

STANWICH ADVISORS LLC

1 DOCK STREET, 6TH FLOOR, STAMFORD, CT 06902

STARK, SALTER & SMITH

28632 ROADSIDE DRIVE, SUITE 215, AGOURA, CA 91301

STARLIGHT INVESTMENTS, LLC

661 BERING DRIVE, SUITE #211, HOUSTON, TX 77057
Mailing Address: P.O. BOX 1290, HOUSTON, TX 77251

STARMONT CAPITAL LTD.

609 EAST POST ROAD S.E., CEDAR RAPIDS, IA 52403

STARSHAK WINZENBURG & CO

55 W. MONROE ST., SUITE 2530, CHICAGO, IL 60603-5008

STARWOOD CAPITAL, L.L.C.

591 WEST PUTNAM AVENUE, GREENWICH, CT 06830

STATE FARM VP MANAGEMENT CORP.

ONE STATE FARM PLAZA, BLOOMINGTON, IL 61710-0001

STATE STREET GLOBAL MARKETS, LLC

STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, BOSTON, MA 02111
Mailing Address: STATE STREET FINANCIAL CENTER, ONE LINCOLN STREET, 5TH FLOOR, BOSTON, MA 02111

STATESIDE SECURITIES, LLC

2002 SUMMIT BLVD, SUITE 1000, ATLANTA, GA 30319
Mailing Address: 2002 SUMMIT BLVD, SUITE 1000, ATLANTA, GA 30319

STATESMAN CORPORATE FINANCE, LLC

1900 WEST LOOP SOUTH, SUITE 1010, HOUSTON, TX 77027

STATETRUST INVESTMENTS INC.

800 BRICKELL AVENUE – SUITE 103, MIAMI, FL 33131
Mailing Address: 800 BRICKELL AVENUE – SUITE 100, MIAMI, FL 33131

STEADFAST CAPITAL MARKETS GROUP, LLC

4343 VON KARMAN AVE., SUITE 300, NEWPORT BEACH, CA 92660
Mailing Address: 4343 VON KARMAN AVE., SUITE 200, NEWPORT BEACH, CA 92660

STEBEN & COMPANY, INC.

2099 GAITHER ROAD, STE. 200, ROCKVILLE, MD 20850
Mailing Address: 2099 GAITHER ROAD, STE. 200, ROCKVILLE, MD 20850

STEPHEN A. KOHN & ASSOCIATES, LTD.

3232 SOUTH VANCE STREET, SUITE 210, LAKEWOOD, CO 80227

STEPHEN M. FERRETTI, INC.

C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

STEPHENS

111 CENTER STREET, LITTLE ROCK, AR 72201-3507

STERLING BENEFITS BROKERAGE, LLC

4356 BONNEY ROAD, BUILDING 2, SUITE 101, VIRGINIA BEACH, VA 23452

STERLING ENTERPRISES GROUP, INC.

6827 FIRST AVENUE SOUTH, ST. PETERSBURG, FL 33707
Mailing Address: 138 107TH AVENUE SUITE 335, TREASURE ISLAND, FL 33706

STERLING INVESTMENT SERVICES, INC.

445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601

STERLING MONROE SECURITIES, LLC

168 FOREST AVENUE, LOCUST VALLEY, NY 11560

STERLING SMITH CORPORATION

4326A SCOTLAND, HOUSTON, TX 77007

STERLING, GRACE MUNICIPAL SECURITIES CORPORATION

100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884-1278
Mailing Address: 100 SUMMERHILL ROAD, SPOTSWOOD, NJ 08884

STERN BROTHERS & CO.

8000 MARYLAND AVE., SUITE 800, ST. LOUIS, MO 63105-3911

STERN CAPITAL LLC

708 THIRD AVENUE, SUITE 1610, NEW YORK, NY 10017

STERN FISHER EDWARDS INC

801 SOUTH FIGUEROA STREET, SUITE 2100, LOS ANGELES, CA 90017-2457

STERNE AGEE CLEARING INC

800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY., SUITE 550, BIRMINGHAM, AL 35209

STERNE AGEE FINANCIAL SERVICES, INC.

800 SHADES CREEK PKWY., SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PKWY, SUITE 550, BIRMINGHAM, AL 35209

STERNE, AGEE & LEACH, INC.

800 SHADES CREEK PARKWAY, SUITE 700, BIRMINGHAM, AL 35209
Mailing Address: 800 SHADES CREEK PARKWAY, SUITE 550, BIRMINGHAM, AL 35209

STEVEN J. PERCIBALLI, INC.

C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET – 34TH FLOOR, NEW YORK, NY 10005
Mailing Address: STEPHEN PERCIBALLI, 28 FIELDVIEW DRIVE, FORT SALONGA, NY 11768

STEVEN L. FALK & ASSOCIATES INC.

11280 GRANITE RIDGE DR SUITE 1042, LAS VEGAS, NV 89135
Mailing Address: 11280 GRANITE RIDGE DR SUITE 1024, LAS VEGAS, NV 89135

STEVEN R. JACOBSON, B/D

2600 NETHERLAND AVENUE, APT. 520, RIVERDALE, NY 10463

STIFEL, NICOLAUS & COMPANY, INCORPORATED

501 NORTH BROADWAY, ST. LOUIS, MO 63102

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